|
OTCBB and Other-OTC System Changes - 4/6/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | CGCO | Commerce Group Corporation Common Stock | 4/6/2011 | Y | 100 | From BB (CGCO) |
| 07:55 | CLRH | Clear-Lite Holdings, Inc Common Stock | 4/6/2011 | Y | 100 | From BB (CLRH) |
| 07:55 | CTIG | C T I Group (Holdings) Inc Common Stock | 4/6/2011 | Y | 100 | From BB (CTIG) |
| 16:33 | AMWI | Amwest Imaging Incorporated Common | 4/7/2011 | Y | 100 | ** |
| 16:33 | CBWYY | Cable & Wireless Worldwide PLC, Bracknell Unsponsored American Depository Receipt (United Kingdom) | 4/7/2011 | Y | 100 | ** |
| 16:33 | FRZT | Freeze Tag, Inc. Common | 4/7/2011 | Y | 100 | ** |
| 12:52 | GFRP | GFR Pharmaceuticals Inc. Common Stock | 4/7/2011 | Y | 100 | From NBB (GFRP)** |
| 12:52 | ISEE | Emerging Vision, Inc. Common Stock | 4/7/2011 | Y | 100 | From NBB (ISEE)** |
| 16:33 | ISLD | Island Radio, Inc. Common | 4/7/2011 | Y | 100 | ** |
| 16:33 | JMSB | John Marshall Bank Common | 4/7/2011 | Y | 100 | ** |
| 16:33 | MINS | Minn Shares Inc. Common | 4/7/2011 | Y | 100 | ** |
| 12:52 | MPAD | Micropac Industries, Inc. Common Stock | 4/7/2011 | Y | 100 | From NBB (MPAD)** |
| 16:33 | PSALL | Public Storage DEPOSITARY SHS REPSTG 1/1000TH PFD SHS BEN INT SER Q | 4/7/2011 | Y | 100 | ** |
| 16:33 | SJBA | St. Joseph Bancorp, Inc. Common Stock | 4/7/2011 | Y | 100 | From NBB (SJBA)** |
| 16:33 | YLLC | Yellow7, Inc Common Stock | 4/7/2011 | Y | 100 | ** |
| 12:52 | ZNCM | Zunicom, Inc. Common Stock | 4/7/2011 | Y | 100 | From NBB (ZNCM)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 07:55 | CGCO | Commerce Group Corporation Common Stock | 4/6/2011 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | CLRH | Clear-Lite Holdings, Inc Common Stock | 4/6/2011 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | CTIG | C T I Group (Holdings) Inc Common Stock | 4/6/2011 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 16:33 | AMWI | Amwest Imaging Incorporated Common | 4/7/2011 | 100 | Added to NBB |
| 12:52 | AVLTF | Adval Tech Hldg Ord B Ordinary Shares | 4/7/2011 | 1 | Inactive Security** |
| 12:52 | CHUEY | Chubu Electric Power Co Inc Unsponsored ADR (Japan) | 4/7/2011 | 100 | ADR Program Terminated ** |
| 16:33 | FRZT | Freeze Tag, Inc. Common | 4/7/2011 | 100 | Added to NBB |
| 12:52 | FTTAF | Facilitate Digital Holdings Ltd Ordinary Shares (Australia) | 4/7/2011 | 100 | Inactive Security** |
| 12:52 | GFRP | GFR Pharmaceuticals Inc. Common Stock | 4/7/2011 | 100 | Added to OTCBB** |
| 12:52 | IDDPF | Industrial Dev Bk Israel Ltd Part Pref Series C 6% | 4/7/2011 | 100 | Inactive Security** |
| 12:52 | ISEE | Emerging Vision, Inc. Common Stock | 4/7/2011 | 100 | Added to OTCBB** |
| 12:52 | MDEJF | Madeco SA Ordinary Shares (Chile) | 4/7/2011 | 100 | Inactive Security** |
Portal System Changes 4/6/2011 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 12:52 | MFNRL | MineFinders Corp. Ltd. Common Stock 144A (Canada) | 4/7/2011 | 100 | Inactive Security** |
| 12:52 | MPAD | Micropac Industries, Inc. Common Stock | 4/7/2011 | 100 | Added to OTCBB** |
| 12:52 | QRTV | Quartz Ventures Inc. Common Stock | 4/7/2011 | 100 | Inactive Security** |
| 16:33 | SJBA | St. Joseph Bancorp, Inc. Common Stock | 4/7/2011 | 100 | Added to OTCBB** |
| 16:33 | WTNCF | Western Coal Corp Ordinary Shares (Canada) | 4/7/2011 | 100 | Acquisition/Merger ** |
| 12:52 | YMMTY | Yangming Marine Transport 144A | 4/7/2011 | 100 | Inactive Security** |
| 12:52 | YTNO | Yatinoo, Inc. Common Stock | 4/7/2011 | 100 | Inactive Security** |
| 12:52 | ZNCM | Zunicom, Inc. Common Stock | 4/7/2011 | 100 | Added to OTCBB** |
| OATS REPORTABLE FLAG CHANGES | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 12:52 | CKRGZ | Chesapeake Energy Corporation 5.75% 144A Preferred Stock | 4/6/2011 | N | 100 | |
| REGULATORY TRANSACTION FEE FLAG CHANGES | |
| Updated | Symbol | Company Name | Old Reg Fee Flag | Effective Date | New Reg Fee Flag | Comments |
| 12:52 | CKRGZ | Chesapeake Energy Corporation 5.75% 144A Preferred Stock | Y | 4/6/2011 | N | |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:33 | 4/7/2011 | EFLOE | EFLO | EFL Overseas, Inc. Common Stock | ** |
| 16:33 | 4/7/2011 | KIDE | KIDEQ | 4Kids Entertainment, Inc. Common Stock | ** |
| 12:52 | 4/7/2011 | STZYF | HREEF | Stans Energy Corp. Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:52 | 4/7/2011 | GMVWD | GMV Wireless Inc. NEW Common Stock | GMVW | GMV Wireless Inc. Common Stock | ** |
| 12:52 | 4/7/2011 | RFLFY | Raffles Education Corporation Unsponsored ADR (Singapore) | RFLFD | Raffles Education Corporation (NEW) Unsponsored ADR (Singapore) | 5-6 R/S ** |
Private Placement Security Changes 4/6/2011 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|