September 1, 2014
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Other-OTC System Changes - 4/3/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PACM Pacific Metals Corporation Common Stock 4/3/2014 100 From BB (PACM) 
07:55 PROF Patriot Minefinders Inc. Common Stock 4/3/2014 100 From BB (PROF) 
07:55 WPWR Well Power, Inc. Common Stock 4/3/2014 100 From BB (WPWR) 
16:41 CDCLF Canada Coal Inc Common Shares (Canada) 4/4/2014 100 ** 
12:54 FRTAY Freenet AG American Depositary Receipts (Unsponsored)(Federal Republic of Germany) 4/4/2014 100 ** 
16:41 KWERF Kennedy Wilson Europe Real Estate PLC Ordinary Shares (Jersey) 4/4/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:54 CGTC C G & T Corp Common Stock 4/4/2014 100 Inactive Issue ** 
12:54 CHZLF Chemrez Technologies, Inc Ordinary Shares (Phillippines) 4/4/2014 100 Inactive Issue ** 
12:54 DFASF Dof Asa Ordinary Shares (Norway) 4/4/2014 100 Inactive Issue ** 
12:54 DLTUF Delta Uranium Inc Ordinary Shares (Canada) 4/4/2014 100 Inactive Issue ** 
16:41 JDUCF Jds Uniphase Canada Ltd Ordinary Shares 4/4/2014 100 Called for Redemption. Holders of the exchangeable non-voting shares will receive one share of common stock of JDS Uniphase Corporation (Common Share) for each exchangeable non-voting share held.** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:41 4/4/2014 LLXLY PRMLY Prumo Logistica SA Sponsored ADR (Brazil) Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:54 4/4/2014 AIXXF Aixtron Aktiengesellschaft Namen - AKT AIXXF AIXTRON SE Namen - AKT Name/CUSIP Change ** 
16:41 4/4/2014 LLXLF Prumo Logistica SA Ordinary shares (Brazil) LLXLF Prumo Logistica SA Ordinary shares (Brazil) CUSIP only Change ** 
16:41 4/4/2014 SHNUF Shin Corporation Public Co Ltd Shin Corp Plc Foreign Registered Shares SHNUF In Touch Holdings Pub. Co., Ltd. Ordinary Shares (Thailand) ** 
16:41 4/4/2014 SHNVF Shin Corporation plc Units Non Vtg Dep Recpt SHNVF Intouch Holdings PCL Units Non Vtg Dep Recpt  


Portal System Changes 4/3/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/3/2014 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:54 BKSJZ Barnes & Noble, Inc. Senior Preferred Convertible Series J 144a 4/4/2014 100 ** 

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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