November 1, 2014
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Other-OTC System Changes - 4/3/2012 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 CORX Cortex Pharmaceuticals, Inc. Common Stock ($0.001 Par Value) 4/3/2012 100 From BB (CORX) 
07:55 VPCO Vapor Corp. Common Stock 4/3/2012 100 From BB (VPCO) 
13:05 EVTK Environmental Technlgy Sys Inc Common Stock 4/4/2012 100 Reinstating to announce corporate action event.** 
16:24 FIRRY First Tractor Co Ltd Cny Unsponsored ADR (China) 4/4/2012 100  
13:05 SLGLF Silverado Gold Mines, Ltd. Ordinary Shares (Canada) 4/4/2012 100 From BB (SLGLE)** 
16:24 ZLIOY ZoomLion Heavy Industry Science and Technology Co Ltd Unsponsored ADR (China) 4/4/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:05 APVE A S P Ventures Corporation Common Stock 4/3/2012 100 12(j) Registration Revoked by SEC 
16:08 NLYBP Annaly Capital Management, Inc. Preferred Conv Series B 4/3/2012 100 Symbol NLYBP underwent a mandatory conversion into common stock - deleted effective 11:58. 3.0614 shares of Common Stock will be issued upon conversion of each share of Series B Preferred Stock. No fractional shares of Common Stock shall be issued. The remaining fractional interest shall be paid in cash in an amount equal to the fractional interest multiplied by the closing sale price per share of the Company?s Common Stock on the New York Stock Exchange on April 2, 2012. 
08:49 SEFL SE Financial Corp. (PA) Common Stock 4/3/2012 100 Merging into Beneficial Mutual Bancorp, Inc. Shareholders will received a cash consideration of $14.50 p/s. Deletion time: 08:37:29 ** 
16:24 LKSSF Lakeside Stl., Inc. Foreign Ordinary Shares 4/4/2012 100 Plan of Arrangement** 
16:24 MSEH Mesa Energy Holdings, Inc. Common Stock 4/4/2012 100 Added to OTCBB 
13:05 NEGWF New Gold, Inc. Warrant (Canada) 4/4/2012 100 Expired Security ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:24 4/4/2012 ETHOF Ethos Capital Corporation Ordinary Shares (Canada) ETHOF Ethos Gold Corp. Ordinary Shares (Canada) ** 
16:24 4/4/2012 NSLSF Enssolutions Group, Inc. Ordinary Shares (Canada) NSLSD Enssolutions Group, Inc. Ordinary Shares (Canada) 1-5 R/S** 
13:05 4/4/2012 OIDN Oidon Co., Ltd Common Stock OIDND Oidon Co., Ltd. NEW Common Stock 40-1 F/S payable upon surrender of old certificates ** 
13:05 4/4/2012 TYTN Tytan Holdings Inc. Common Stock New TYTND Tytan Holdings Inc. (NEW) Common Stock New 1-150 R/S ** 


Portal System Changes 4/3/2012 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/3/2012 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:24 JPQAZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT LKD POWER FINANCE CORP (144A 3C7) (United States) 4/4/2012 100 Reinstatement 
16:24 JPZZZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (TATA CONSULTANCY SVCS LTD) (Expires 10/13/2014) 4/4/2012 100 Reinstatement 
 
Notes  
Symbol NLYBP underwent a mandatory conversion into common stock - deleted effective 11:58

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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