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Other-OTC System Changes - 4/3/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | CORX | Cortex Pharmaceuticals, Inc. Common Stock ($0.001 Par Value) | 4/3/2012 | Y | 100 | From BB (CORX) |
| 07:55 | VPCO | Vapor Corp. Common Stock | 4/3/2012 | Y | 100 | From BB (VPCO) |
| 13:05 | EVTK | Environmental Technlgy Sys Inc Common Stock | 4/4/2012 | Y | 100 | Reinstating to announce corporate action event.** |
| 16:24 | FIRRY | First Tractor Co Ltd Cny Unsponsored ADR (China) | 4/4/2012 | Y | 100 | |
| 13:05 | SLGLF | Silverado Gold Mines, Ltd. Ordinary Shares (Canada) | 4/4/2012 | Y | 100 | From BB (SLGLE)** |
| 16:24 | ZLIOY | ZoomLion Heavy Industry Science and Technology Co Ltd Unsponsored ADR (China) | 4/4/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:05 | APVE | A S P Ventures Corporation Common Stock | 4/3/2012 | 100 | 12(j) Registration Revoked by SEC |
| 16:08 | NLYBP | Annaly Capital Management, Inc. Preferred Conv Series B | 4/3/2012 | 100 | Symbol NLYBP underwent a mandatory conversion into common stock - deleted effective 11:58. 3.0614 shares of Common Stock will be issued upon conversion of each share of Series B Preferred Stock. No fractional shares of Common Stock shall be issued. The remaining fractional interest shall be paid in cash in an amount equal to the fractional interest multiplied by the closing sale price per share of the Company?s Common Stock on the New York Stock Exchange on April 2, 2012. |
| 08:49 | SEFL | SE Financial Corp. (PA) Common Stock | 4/3/2012 | 100 | Merging into Beneficial Mutual Bancorp, Inc. Shareholders will received a cash consideration of $14.50 p/s. Deletion time: 08:37:29 ** |
| 16:24 | LKSSF | Lakeside Stl., Inc. Foreign Ordinary Shares | 4/4/2012 | 100 | Plan of Arrangement** |
| 16:24 | MSEH | Mesa Energy Holdings, Inc. Common Stock | 4/4/2012 | 100 | Added to OTCBB |
| 13:05 | NEGWF | New Gold, Inc. Warrant (Canada) | 4/4/2012 | 100 | Expired Security ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:24 | 4/4/2012 | ETHOF | Ethos Capital Corporation Ordinary Shares (Canada) | ETHOF | Ethos Gold Corp. Ordinary Shares (Canada) | ** |
| 16:24 | 4/4/2012 | NSLSF | Enssolutions Group, Inc. Ordinary Shares (Canada) | NSLSD | Enssolutions Group, Inc. Ordinary Shares (Canada) | 1-5 R/S** |
| 13:05 | 4/4/2012 | OIDN | Oidon Co., Ltd Common Stock | OIDND | Oidon Co., Ltd. NEW Common Stock | 40-1 F/S payable upon surrender of old certificates ** |
| 13:05 | 4/4/2012 | TYTN | Tytan Holdings Inc. Common Stock New | TYTND | Tytan Holdings Inc. (NEW) Common Stock New | 1-150 R/S ** |
Portal System Changes 4/3/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 4/3/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:24 | JPQAZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT LKD POWER FINANCE CORP (144A 3C7) (United States) | 4/4/2012 | N | 100 | Reinstatement |
| 16:24 | JPZZZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (TATA CONSULTANCY SVCS LTD) (Expires 10/13/2014) | 4/4/2012 | N | 100 | Reinstatement |
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| Notes | |
| Symbol NLYBP underwent a mandatory conversion into common stock - deleted effective 11:58 |
