September 3, 2014
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OTCBB and Other-OTC System Changes - 4/3/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:45 CLYSF Chrysalis Plc, London Ordinary shares (United Kingdom) 4/4/2008   
13:45 ETSYF ETFS Commodity Securities Ltd, St Helier Individual Commodity Security 2006-Without Fixed Maturity (On Corn Commodity Index) (Jersey) 4/4/2008   
13:45 GDLNF Greenland Minerals And Energy Ltd Ordinary shares (Australia) 4/4/2008   
13:45 GRRMF Gerresheimer Ag, Duesseldorf Ordinary shares (Germany) 4/4/2008   
15:04 GWYC Gateway Certifications, Inc. Common Stock 4/4/2008   
13:45 HHULF Hamburger Hafen Und Logistik Ag, Hamburg Namens - AKT (Germany) 4/4/2008   
15:04 JPIT Jupiter Resources Inc. Common Stock 4/4/2008   


Portal System Changes 4/3/2008 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:46 JPMPL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to (Reliance Pete Lte 144A 3C7) 03/20/2013 (Jersey) 4/4/2008   
13:46 JPNRL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Lkd to (Reliance Natural Resources Ltd 144A 3C7) 03/20/2013 (Jersey) 4/4/2008   
13:46 JPNVL J P Morgan Chase & Co 15% Mandatory Exchangeable Nt 144A (Trigger Linked to Nvidia Corp Com Stk) 11/14/2008 4/4/2008   
17:13 KKPNY Royal KPN N.V. Common Stock 4/4/2008  From NYSE (KPN) 
13:45 KLLNF Kellan Group Plc Ordinary shares (United Kingdom) 4/4/2008   
15:04 NOSH No Show, Inc. Common Stock 4/4/2008   
15:04 OLDW Oldwebsites.com, Inc. Common Stock 4/4/2008   
15:02 PUNL Punchline Entertainment, Inc. Common Stock 4/4/2008  From NBB (PUNL)** 
13:45 TGNMF Tognum Ag, Friedrichshafen Ordinary shares (Germany) 4/4/2008   
14:04 UVTC Uventus Technologies Corp. Common Stock 4/4/2008  From NBB (UVTC)** 
13:46 WAMVL Wachovia Bk N A Charlotte N C 12% Enhanced Yield Secs 144A (Mandatorily Exchangeable Into the ADR SEr L of America Movil Sab DE CV) 11/14/2008 4/4/2008   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:04 CYGUF Chrysalis Group Plc Ord Ordinary Shares 4/4/2008  Inactive Issue ** 
13:45 LSLT Lone Star Liquidating Trust Miscellaneous 4/4/2008  Final Liquidating Distribution. Certificates deemed worthless. ** 
15:04 PUNL Punchline Entertainment, Inc. Common Stock 4/4/2008  Added to OTCBB (PUNL)** 
13:45 TRSPF Tradus Plc Ordinary Shares 4/4/2008  Scheme of Arrangement ($18.00 GBP/sh) ** 
13:45 TRSPY Tradus Plc American Depositary Shares 4/4/2008  Scheme of Arrangement ($8,898.95112 per ADS; Payable upon surrender) ** 
15:04 UVTC Uventus Technologies Corp. Common Stock 4/4/2008  Added to OTCBB (UVTC)** 
13:46 WNVIL Wachovia Bk N A Charlotte N C Enhanced Yield Securities linked to 144A Nvidia Corp common stock 04/03/2008 4/4/2008  Expired Security 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:44 4/4/2008 AFNGE AFNG Anchor Funding Services, Inc. Common Stock ** 
13:44 4/7/2008 UGHO UGHOE Universal Guardian Holdings, Inc. Common stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:45 4/3/2008 LBHPP Lehman Bros Hldgs Inc Non Cumulative Perpetual Pfd Stk Cl P LBHPP Lehman Bros Hldgs Inc Non Cumulative Perpetual Pfd Stk Cl P Listed on NYSE: LEH$P 
13:44 4/4/2008 BROG Brighton Oil & Gas, Inc. Common Stock GFON Gulf Onshore Inc Common Stock 1-10 R/S ** 
13:44 4/4/2008 CMMI Consolidated Medical Management, Inc. Common Stock ADNY Adino Energy Corporation Common Stock ** 


Private Placement Security Changes 4/3/2008 12:00:00 AM
 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:46 4/4/2008 FETCF Far Eastone Telecommunications Co. Ltd. Sponsored Reg S GDR (Taiwan) FETLF Far Eastone Telecommunications Co. Ltd. Sponsored Reg S GDR (Taiwan) New .80795286-1 R/S plus cash proceeds at a rate TBD.** 
13:46 4/4/2008 FETCY Far Eastone Telecommunications Co. Ltd. 144A Sponsored GDR FETLY Far Eastone Telecommunications Co. Ltd. 144A Sponsored GDR New .80795286-1 R/S plus cash proceeds at a rate TBD. 
13:44 4/4/2008 LGCP Lincoln Gold Corporation (NV) Common Stock LGCPF Lincoln Gold Corporation (Canada) Ordinary Shares ** 
 
Notes  
Refer to the D/L of 04/02/2008: The following issues are compliant with NASD Rule 6530 and will not have an "E" appended to their symbols effective 04/04/2008 as previously announced: CHBB; GEOYW
LSLT ~ Lone Star Liquidating Trust (.0088/sh; Final Liquidating Distribution. Certificates deemed worthless.)

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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