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Other-OTC System Changes - 4/3/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 08:21 | ATUDF | Atul Auto Ltd (India) | 4/3/2001 | | | |
| 08:21 | JCHC | JCC Holding Company New | 4/3/2001 | | | |
| 13:26 | AUGGF | Austral Group Sa Group Lima (Peru) | 4/4/2001 | | | |
| 13:26 | BAWLF | Banksia Wines Ltd (Australia) | 4/4/2001 | | | |
| 13:26 | CRHFF | CRH Plc Shs Issue 01 Fully Paid (Ireland) | 4/4/2001 | | | |
| 13:26 | CUSWP | Corts Tr US West Communications Debs Corp Bkd Tr Secs Ctfs 7.5% | 4/4/2001 | | | |
| 13:26 | DEGNF | DAE-A Engineering & Construction Co Ltd (South Korea) | 4/4/2001 | | | |
| 13:26 | DEYGF | Dae Yang E & C Company Ltd (South Korea) | 4/4/2001 | | | |
| 13:26 | DNGIF | Dong IL Corporation (South Korea) | 4/4/2001 | | | |
| 13:26 | KYDGF | Kyungdong City Gas Company Ltd (South Korea) | 4/4/2001 | | | |
| 13:26 | SAERF | Shinsegae Engineering & Construction Co Ltd (South Korea) | 4/4/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:26 | CCTBP | Capstone Cap Corp 8.875% Pfd A | 4/4/2001 | | N/C to Healthcare Rlty Tr Inc (Listed on NYSE HR$A) |
| 13:26 | CRKSP | Corporate Backed Tr Ctfs 8.25% Ser 2001-9 | 4/4/2001 | | Listing on NYSE (CYR) |
| 13:26 | CRKXP | Corporate Backed Tr Ctfs 7.375% Ser 2001-8 Cl A 1 | 4/4/2001 | | Listing on NYSE (CYP) |
| 13:26 | CYTYF | City Technology Holdings Plc | 4/4/2001 | | No longer exists |
| 13:26 | DRUDF | Druid Group Plc | 4/4/2001 | | No longer exists |
| 13:26 | FGIHF | Ferguson Industrial Holdings Plc | 4/4/2001 | | N/C to FGUNF |
| 13:26 | FGUNF | Ferguson International Holdings Plc | 4/4/2001 | | No longer exists |
| 13:26 | GREXF | Guardian Royal Exchange Plc B Shs | 4/4/2001 | | No longer exists |
| 13:26 | GUREF | Guardian Royal Exchange Plc | 4/4/2001 | | No longer exists |
| 13:26 | HPYAF | HPY Holding Oyj | 4/4/2001 | | Inactive security |
| 13:26 | KEPWF | Keppel Fin Wts 4/03/2001 | 4/4/2001 | | Expired security |
| 15:41 | MEHBV | Methode Electronics Inc Cl B X-Dist W/I | 4/4/2001 | | Listing on Nasdaq (MEHBV) |
| 15:41 | METHV | Methode Electronics Inc Cl A X-Dist W/I | 4/4/2001 | | Listing on Nasdaq (METHV) |
| 13:26 | OXFDF | Oxford Asymmetry International | 4/4/2001 | | No longer exists |
| 13:26 | RGINF | Regent Inns Plc | 4/4/2001 | | Dupe RGTIF |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:26 | 4/4/2001 | ASOHF** | Ascot Holdings Plc | ASOKF | Ascot Plc | |
| 13:26 | 4/4/2001 | HDOG** | Heavenly Hot Dogs Inc | HHDG | Heavenly Hot Dogs Inc New (1-10,000 R/S) | |
| 13:26 | 4/4/2001 | XYXIW | Xytronyx Inc Wts B 8/11/2001 | PPHKW | Pacific Pharmaceuticals Inc Wts B 8/11/2001 | |
Portal System Changes 4/3/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:26 | ADSRW** | Advanstar Inc 144A Wts 10/15/2011 | 3/11/2001 | | | Revision to D/L of 3/16/2001 |
Private Placement Security Changes 4/3/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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