October 23, 2014
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OTCBB and Other-OTC System Changes - 4/2/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 DBCP Delmar Bancorp Common Stock 4/2/2013 100 From BB (DBCP) 
07:55 RSAM Rising Sun Bancorp (Rising Sun, MD) Common Stock 4/2/2013 100 From BB (RSAM) 
12:59 BIOGY Biogaia AB Unsponsored ADR 4/3/2013 100 ** 
13:50 CERXD Colombia Energy Resources, Inc. NEW Common Stock 4/3/2013 100 From BB (CERXD) 
16:19 EOHDF Emeco Holdings Ltd Ordinary Shares (Australia) 4/3/2013 100  
16:19 FFLO Free Flow Inc Common Stock 4/3/2013 100 ** 
16:19 GPAY Gold Part Payday Inc Common Stock 4/3/2013 100 ** 


Portal System Changes 4/2/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 4/2/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:59 GPLCF GO PLC Sponsored Reg S GDR (Malta) 4/3/2013 100 Reinstated ** 
12:59 LJPC La Jolla Pharmaceutical Company. Common Stock 4/3/2013 100 From NBB (LJPC) 
12:59 ORIOY Oriola-Kd Corporation Unsponsored ADR (Finland) 4/3/2013 100 ** 
12:59 SPVNF Spectra7 Microsystems Inc Common Shares (Canada) 4/3/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 DBCP Delmar Bancorp Common Stock 4/2/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
08:44 DVID Digital Video Systems, Inc. Common Stock 4/2/2013 100 12(j) Registration Revoked by SEC ** 
08:44 GMEX GoldMountain Exploration Corporation Common Stock 4/2/2013 100 12(j) Registration Revoked by SEC ** 
07:55 RSAM Rising Sun Bancorp (Rising Sun, MD) Common Stock 4/2/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:50 CERXD Colombia Energy Resources, Inc. NEW Common Stock 4/3/2013 100 Form 15; Terminated under the 34 Act; Added to NBB (CERXD) ** 
08:44 HNZPP H.J. Heinz Company Preferred Stock 4/3/2013 100 Called For Redemption ($28.50 plus accrued dividend of $0.53) ** 
12:59 IPRWF International Power Plc Ordinary Shares 4/3/2013 100 Cusip suspended. 
12:59 LJPC La Jolla Pharmaceutical Company. Common Stock 4/3/2013 100 Added to OTCBB ** 
12:59 MSEH Mesa Energy Holdings, Inc. Common Stock 4/3/2013 100 Mesa Energy Holdings, Inc (MSEH) shareholders will receive 0.4 shares of Armada Oil, Inc. (AOIL) for each share held ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:19 4/3/2013 JSLAY JSLGY JSL SA ADR (Sponsored) (Brazil) ** 
12:59 4/3/2013 KJFIE KJFI Comjoyful International Company Common Stock ** 
08:44 4/3/2013 LUXDD LUXD StreamTrack, Inc. Common Stock ** 
16:19 4/3/2013 MUPG MUPGF Masuparia Gold Corporation Common Shares No Par Symbol Change ** 
08:44 4/3/2013 NTMGD NTMG Sanwire Corporation Common Stock ** 
13:50 4/3/2013 NXHZQ NXHZ NexHorizon Communications, Inc. Common Stock Bankruptcy case dismissed. ** 
12:59 4/4/2013 TRTC TRTCE Terra Tech Corp. Common Auditor Opinion ** 
12:59 4/4/2013 TTSAW TTSWE Tile Shop Holdings, Inc. Warrant Expiring 2017 Auditor's Opinion on Internal Controls ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:59 4/3/2013 GCMT General Cleaning & Maintenance COMMON IPOW IPOWorld. COMMON Stock ** 
12:59 4/3/2013 HHWW Horiyoshi Worldwide Inc. Common Stock HHWWD Horiyoshi Worldwide Inc. NEW Common Stock 1-12 R/S ** 
13:50 4/3/2013 HVRRY Hannover Rueckversicherung SE American Depositary Shares HVRRY Hannover Re American Depositary Shares ** 
16:19 4/3/2013 JHDGD JH Designs Inc. NEW Common Stock JHDG JH Designs Inc. Common Stock ** 
12:59 4/3/2013 USEI US Energy Initiatives Corporation Common Stock USEI US Energy Initiatives Corporation, Inc. Common Stock Domicile change from Delaware to Nevada. No CUSIP change. ** 
 
Notes  
The deletion from BB for CERXD/CERXD, reported on the Daily List of 04/02/2013, with an Effective Date of 04/03/2013, has been cancelled.
The Addition to NBB for CERX/CERX, reported on the Daily List of 04/02/2013, with an Effective Date of 04/03/2013, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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