|
Other-OTC System Changes - 3/29/2010 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:36 | EGRNF | Evergrande Real Estate Group Limited Ordinary Shares (Cayman Islands) | 3/30/2010 | Y | 100 | |
| 16:36 | JNRFY | Japan Retail Fund Investment Corporation Sponsored ADR (Japan) | 3/30/2010 | Y | 100 | ** |
| 13:09 | SRNW | Stratos Renewables Corporation Common Stock | 3/30/2010 | Y | 100 | From BB (SRNW)** |
| 16:36 | TETZF | Trilogy Energy Corp. Ordinary Shares (Canada) | 3/30/2010 | Y | 100 | |
| 13:09 | TRXI | TRX, Inc. Common Stock | 3/30/2010 | Y | 100 | From S (TRXI)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:09 | CIHBF | China Merchants Bank Co Ltd Righst for Shares | 3/30/2010 | 100 | Expired Security ** |
| 13:09 | DIORF | Dioro Exploration N L Ord Ordinary Shares | 3/30/2010 | 100 | Acquired ** |
| 13:09 | FSQT | FirstQuote, Inc. Common Stock | 3/30/2010 | 100 | Inactive Security** |
| 13:09 | NZXZP | Nuveen Georgia Dividend Advantage Municipal Fund Munifund Term Pfd Shares Series 2015 | 3/30/2010 | 100 | Listed on NYSE Amex (NZX$C) |
| 13:09 | PKGGF | Peak Energy Services Trust Rights Expiring 3/29/2010 (Canada) | 3/30/2010 | 100 | Expired Security ** |
| 13:09 | USBH | U.S. Biomedical Corporation Common Stock | 3/30/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:09 | USBR | USA Bridge Construction of N.Y., Inc. Common Stock | 3/30/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| 13:09 | USBU | USA Broadband, Inc. Common Stock | 3/30/2010 | 100 | 12(j) Registration Revoked by SEC ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:09 | 3/30/2010 | NFCZ | NFCZP | Nuveen Connecticut Dividend Advantage Municipal Fund Munifund Term Preferred Shares Series 2015 | |
| 13:09 | 3/30/2010 | NGKZ | NGKZP | Nuveen Connecticut Dividend Advantage Municipal Fund 2 Munifund Term Preferred Shares Series 2015 | |
| 16:36 | 3/30/2010 | RPGI | RPGIF | Residential Property Growth and Income Fund PLC ACCUM SHARES CLASS A (ISLE OF MAN) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:36 | 3/30/2010 | GDWPD | Green Dragon Wood Products, Inc. New Common Stock | GDWP | Green Dragon Wood Products, Inc. Common Stock | ** |
Portal System Changes 3/29/2010 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 3/29/2010 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|