October 2, 2014
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OTCBB and Other-OTC System Changes - 3/27/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 NHUR Northumberland Resources, Inc Common Stock 3/27/2013 100 From BB (NHUR) 


Portal System Changes 3/27/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/27/2013 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:19 AHOOZ American Homes 4 Rent Class A 144a 3/28/2013 100 ** 
16:19 DHMYF Diethalm Hldgs Malaysia Bhd Ordinary Shares 3/28/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 NHUR Northumberland Resources, Inc Common Stock 3/27/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:12 CITGL Citigroup Inc. Depositary Shares representing 1/1000 Series C Noncumulative Preferred Stock (United States) 3/28/2013 100 Listed on NYSE (C$C) 
13:12 OCENY Oce NV American Depositary Shares 3/28/2013 100 ADR program terminated.($12.815590/ADS)** 
13:12 OEINF Online Energy Inc Common Shares (Canada) 3/28/2013 100 Acquisition. Holders of Online Energy shares will receive $0.35 cash for each share held. Effective 11/9/2012 on TSX. ** 
13:12 PAMWP Pennsylvania-American Water Co 4.50% Preferred Stock 3/28/2013 100 Called for Redemption ($103.50 plus accrued dividends of $0.95) ** 
13:12 WWHZF Worldwide Healthcare Trust Plc Ordinary Shares (United Kingdom) 3/28/2013 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:12 3/28/2013 AZNVD AZNVF Arcturus Ventures Inc New Ordinary Shares Symbol Change ** 
13:12 3/28/2013 NHAWD NHAWF North Arrow Minerals Inc New Common Stock Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:12 3/28/2013 CYNAD Cynapsus Therapeutics Inc New Common (Canada) CYNAF Cynapsus Therapeutics Inc Common (Canada) ** 
13:12 3/28/2013 DWSGD Dawson Gold Corp. NEW Ordinary Shares (Canada) DWSGF Dawson Gold Corp. Ordinary Shares (Canada) ** 
13:12 3/28/2013 FCLS Foreclosure Solutions, Inc. Common CANV CannaVest Corp. Common ** 
13:12 3/28/2013 PINS Pinacle Enterprise Inc Common Stock PINSD Pinacle Enterprise Inc (NEW) Common Stock 100-1 F/S payable upon surrender of old certificates ** 
16:19 3/28/2013 WSEYF Wellstar Energy Corp New Ordinary Shares (Canada) WSEYD Wellstar Energy Corp New Ordinary Shares (Canada) 1-2.5 R/S** 
 
Notes  
The deletion from NBB for SBMRF/SBMRF, reported on the Daily List of 03/27/2013, with an Effective Date of 03/28/2013, has been cancelled.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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