July 30, 2014
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Other-OTC System Changes - 3/26/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
11:45 GEGPQ Global Geophysical Services, Inc. Depositary Shares, Each representing a 1/1000th Interest in a share of 11.5% Series A Cumulative Preferred Stock 3/26/2014 100 From NYSE (GGS$A) 
11:45 GEGSQ Global Geophysical Services, Inc. Common Stock 3/26/2014 100 From NYSE (GGS) 
16:54 BGKJF Bangkok Life Assurance Ltd Units Non-Voting Depository Receipt (Thailand) 3/27/2014 100 ** 
12:52 CBRGF Cabcharge Australia Limited Ordinary Shares (Australia) 3/27/2014 100 ** 
16:54 JQMPF J.P. Morgan Private Equity LTD Ordinary Shares (Guernsey) 3/27/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:54 BNGXF Benguet Corporation Class B (Phillippines) 3/26/2014 100 Regulatory/Non Compliance ** 
09:15 GIMC Jinhao Motor Company Common Stock 3/26/2014 100 12(j) Registration Revoked by SEC ** 
12:52 DLRDP Digital Realty Trust, Inc. Redeemable Preferred Stock Series H 3/27/2014 100 Listed on NYSE (DLR$H) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:52 3/27/2014 HCCAE HCCA Healthcare Corporation of America Common Stock Other ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:11 3/26/2014 BISUD Bio-Solutions Corp. NEW Common Stock BISU Bio-Solutions Corp. Common Stock ** 
16:54 3/27/2014 BOUBF Bourbon SA Ordinary Shares (France) BOUBF Bourbon SA Ordinary Shares (France) CUSIP only Change ** 
12:52 3/27/2014 GPLAD Gameplan, Inc. NEW Common Stock GPLA Gameplan, Inc. Common Stock ** 
15:41 3/27/2014 ICDXF iShares DEX Real Return Bond Index Fund (Canada) ICDXF iShares Canadian Real Return Bond Index ETF (Canada) Name only Change ** 
15:41 3/27/2014 ICDZF Ishares Dex Hybrid Bond Index Fund Unit (Canada) ICDZF Ishares Canadian Hybrid Corporate Bond Index ETF (Canada) Name only Change ** 
15:41 3/27/2014 INITF iShares DEX Short Term Bond Index Fund (Canada) INITF iShares Canadian Short Term Bond Index ETF (Canada) Name only Change ** 
15:41 3/27/2014 IOOXF iShares DEX Long Term Bond Index Fund (Canada) IOOXF iShares Canadian Long Term Bond Index ETF (Canada) Name only Change ** 
12:52 3/27/2014 IRSHF iShares S&P/TSX Capped Composite Index Fund Unit (Canada) IRSHF iShares S&P/TSX Capped Composite Index ETF (Canada) Name Change only ** 
15:41 3/27/2014 ISARF iShares DEX Universe Bond Index Fund (Canada) ISARF iShares Canadian Universe Bond Index ETF (Canada) Name Only Change ** 
12:52 3/27/2014 ISDJF ISHARES DOW JONES CDA SELECT DIVID INDEX FD Units (Canada) ISDJF iShares Canadian Select Dividend Index ETF (Canada) Name Change only ** 
15:41 3/27/2014 ISDXF iShares DEX All Corporate Bond Index Fund (Canada) ISDXF iShares Canadian Corporate Bond Index ETF (Canada) Name Only Change ** 
12:52 3/27/2014 ISESF iShares S&P/TSX Capped Materials Index Fund (Canada) ISESF iShares S&P/TSX Capped Materials Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 ISHAF iShares Diversified Monthly Income Fund Unit (Canada) ISHAF iShares Diversified Monthly Income ETF Unit (Canada) ** 
15:41 3/27/2014 ISHXF Ishares DEX All Government Bond Index Fund (Canada) ISHXF Ishares Canadian Government Bond Index ETF (Canada) Name only Change ** 
12:52 3/27/2014 ISPTF iShares S&P/TSX Completion Index Fund (Canada) ISPTF iShares S&P/TSX Completion Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 ITSXF Ishares S&P/TSX Capped Financials Index Fund (Canada) ITSXF iShares S&P/TSX Capped Financials Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 IUNSF iShares S&P/TSX Capped Energy Index Fund (Canada) IUNSF iShares S&P/TSX Capped Energy Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 IUNTF iShares MSCI EAFE Index Fund CAD-Hedged (Canada) IUNTF iShares MSCI EAFE Index ETF CAD-Hedged (Canada) ** 
12:52 3/27/2014 IUSPF iShares S&P/TSX Capped REIT Index Fund (Canada) IUSPF iShares S&P/TSX Capped REIT Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 IUTCF iShares S&P/TSX Global Gold Index Fund (Canada) IUTCF iShares S&P/TSX Global Gold Index ETF (Canada) ** 
12:52 3/27/2014 IUTSF ishares S&P/TSX 60 Index Fund (Canada) IUTSF iShares S&P/TSX 60 Index ETF (Canada) Name Change only ** 
12:52 3/27/2014 IXLCF ISHARES S&P GLOBAL CONSUMER DISCRETIONARY INDEX FUND CAD HEDGED UNITS ETF (Canada) IXLCF ISHARES S&P GLOBAL CONSUMER DISCRETIONARY INDEX ETF CAD HEDGED UNITS (Canada) ** 
12:52 3/27/2014 IXLDF ISHARES S&P GLOBAL INDUSTRIALS FD CAD HEDGED EQUITY ETF (Canada) IXLDF iShares S&P Global Industrials Index ETF (CAD-Hedged) (Canada) ** 
12:52 3/27/2014 PNCH IC Punch Media, Inc. Common Stock PNCHD IC Places, Inc. (NEW) Common Stock 1-100 R/S ** 
12:52 3/27/2014 PPZRD Pacific Topaz Resources Ltd New Ordinary Shares PPZRF Pacific Topaz Resources Ltd Ordinary Shares Symbol Change ** 


Portal System Changes 3/26/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/26/2014 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:54 NRKFZ Nuveen New York AMT-Free Municipal Income Fund Institutional MuniFund Term Preferred Shares Series 2017 144a 3/27/2014 100 ** 
16:54 NZFFZ Nuveen Dividend Advantage Municipal Fund 3 Institutional MuniFund Term Preferred Shares Series 2017 144a 3/27/2014 100 ** 
 
Notes  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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