September 15, 2014
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Other-OTC System Changes - 3/21/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
12:57 AGMPP Federal Agricultural Mortgage Corporation Non Cumulative Preferred Stock Series B 3/24/2014 100 ** 
12:57 AGVYY Avangardco Invts. Pub. Ltd. Sponsored GDR Reg S (Ukraine) 3/24/2014 100 ** 
12:57 KISLF King Island Scheelite Ltd Ordinary Shares (Australia) 3/24/2014 100  
12:57 SDSBF Sds Biotech KK, Tokyo Ordinary Shares (Japan) 3/24/2014 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:12 ADSU Aden Solutions Inc Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 LUNL Lumonall, Inc. Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 SCMI Smart Comm International Ltd. Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 TSSR Tissera, Inc. Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 UGVMF Ungava Mines Inc. Ordinary Shares (Canada) 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 UTYW Unity Wireless Corporation Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
09:12 ZUPC Zupintra Corporation, Inc. Common Stock 3/21/2014 100 12(j) Registration Revoked by SEC ** 
16:49 ADMRF Admiralty Resources NL Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
09:12 APLPP Atlas Pipeline Partners, L.P. Cumulative Redeemable Perpetual Preferred Units Class E 3/24/2014 100 Listed on NYSE (APL$E) 
16:49 APXMF Apex Minerals NL Ordinary shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 CPTLF Central Petroleum Ltd Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 EXRSF EXCO Resources NL Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
09:12 FCLIY Financial Technologies India Ltd Reg S GDR (India) 3/24/2014 100 ADR Program Terminated ** 
16:49 FMTC Fairmount Chemical Company, Inc. Common Stock 3/24/2014 100 Inactive Issue 
16:49 ITGRF Integra Mining Ltd Ordinary shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 IULTF Industrea Ltd Ordinary shares (Australiai) 3/24/2014 100 Suspended Cusip ** 
16:49 KAIRF Kairiki Energy Ltd Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 KGOLF Kentor Gold Ltd Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 LIQRQ Liquor Group Wholesale, Inc. Common Stock 3/24/2014 100 Registration Revoked 
16:49 PEMVF Premium Investors Ltd Ordinary Shares (Australia) 3/24/2014 100 Suspended Cusip ** 
16:49 RAMJF Ram Resources Ltd Ordinary shares (Australia) 3/24/2014 100 Suspended Cusip 
12:57 RDCSF Redecard SA, Sao Paulo Ordinary shares (Brazil) 3/24/2014 100 Inactive Issue 
16:49 WILK Wilshire Technologies, Inc. Common Stock 3/24/2014 100 Inactive Issue 
16:49 WRGFP Wright G F Stl & Wire Co Unclassified 3/24/2014 100 Inactive Issue 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
09:12 3/24/2014 EVRRD EVRRF Everton Resources Inc ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
16:49 3/24/2014 BOPFF Border Petroleum Corp. Ordinary Shares (Canada) BOPFD Border Petroleum Ltd. Ordinary Shares (Canada) 1-10 R/S** 
16:49 3/24/2014 FWSI Frac Water Systems, Inc Common Stock CTCO Cannabis Therapy Corp. Common Stock ** 
16:49 3/24/2014 GELGF Glass Earth Gold Ltd Common Shares (Canada) GELGD Antipodes Gold Ltd Common Shares (Canada) 1-10 R/S** 
09:12 3/24/2014 IMIAY IMI PLC Sponsored American Depository Receipt (United Kingdom) IMIAD IMI PLC New Sponsored American Depository Receipt (United Kingdom) 7-8 R/S (i) Holders will be required to surrender their existing ADSs to be exchanged for new ADSs at a rate of 0.875 new ADS for every existing ADS surrendered and (ii) a Return to Cash in the amount of the U.S. dollar equivalent of 400 pence per ADS surrendered net of any applicable fees, taxes and expenses. No fractional new ADSs will be issued. The Depositary will aggregate and sell all fractional entitlements. The final amount of the sale proceeds and the U.S. dollar equivalent of the Return of Cash: Gross Rate ($6.645600 per existing ADS), Gross free; 0.05 fee; net=$6.595600. Cash-in-lieu will be paid for fractional entitlements at a rate: TBD** 
12:57 3/24/2014 SOPEF Sopheon PLC Ordinary Shares SOPEF Sopheon PLC Ordinary Shares CUSIP Change ** 


Portal System Changes 3/21/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/21/2014 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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