September 30, 2014
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OTCBB System Changes - 3/21/2012 12:00:00 AM
 

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SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
09:14 LBYV Liberty Vision, Inc. Common Stock 3/22/2012 100  
09:14 SWVI Swingplane Ventures Inc Common Stock 3/22/2012 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 BRFH Barfresh Food Group Inc. Common 3/21/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:32 PAMT Parametric Sound Corp. Common 3/22/2012 100 Listed on NCM (PAMT)**; Post 1-5 R/S 
13:32 TMRGU Trio Merger Corp. UNIT 1 COM & 1 WT EXP (Expires 06/19/2016) 3/26/2012 100 Mandatory Conversion; Separation of units in to one share of Common Stock (TMRG) and one Warrant (TMRGW) for each Unit held. Effective Date 3/26/2012. ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:32 3/22/2012 WSML White Smile Global, Inc. Common WSMLD White Smile Global, Inc. (NEW) Common 2-1 F/S payable upon surrender of old certificates ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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