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OTCBB and Other-OTC System Changes - 3/13/2012 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | AZTAU | AZTECA ACQUISITION CORP UNIT 1 COM & 1 WT EXP (Expires 04/06/2018) | 3/13/2012 | Y | 100 | From BB (AZTAU) |
| 07:55 | CMLSW | Cumulus Media Inc. WT Pur Shs CL A Shs (Expires 06/03/2030) | 3/13/2012 | Y | 100 | From BB (CMLSW) |
| 07:55 | EPAQU | Empeiria Acquisition Corp. UNIT 1 COM & 1 WT EXP | 3/13/2012 | Y | 100 | From BB (EPAQU) |
| 07:55 | FRPZW | FairPoint Communications, Inc. Warrants Expiring 01/24/2018 | 3/13/2012 | Y | 100 | From BB (FRPZW) |
Portal System Changes 3/13/2012 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 3/13/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:23 | ALLLZ | Air Lease Corporation Class A 144a | 3/14/2012 | N | 100 | |
| 16:23 | AUGUF | Augustine Ventures Inc Common Shares (Canada) | 3/14/2012 | Y | 100 | |
| 16:23 | AXSPF | Axis Capital Holdings Limited Preferred Series C (Bermuda) | 3/14/2012 | Y | 100 | |
| 13:13 | CIIFF | Credit Industriel ET Commercial, France Ordinary Shares (France) | 3/14/2012 | Y | 100 | |
| 16:23 | DINRY | Dainippon Screen Mfg Ord Unsponsored ADR (Japan) | 3/14/2012 | Y | 100 | |
| 13:13 | GPHG | Global Pharm Holdings Group, Inc. Common Stock | 3/14/2012 | Y | 100 | From BB (GPHG)** |
| 13:13 | KTNYF | Keaton Energy Holdings Limited Ordinary shares (South Africa) | 3/14/2012 | Y | 100 | Reinstated |
Portal System Changes 3/13/2012 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:23 | MUNFZ | Muni Funding Company of America Common Stock 144A | 3/14/2012 | N | 100 | |
| 16:23 | NBHOZ | NBH Holdings Corp. Class B Non Voting 144a | 3/14/2012 | N | 100 | |
| 16:23 | RDCCF | Red Crescent Resources Ltd Ordinary Shares (Canada) | 3/14/2012 | Y | 100 | |
| 16:23 | RKNCF | Riken Corp (F) Ordinary Shares | 3/14/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 07:55 | AZTAU | AZTECA ACQUISITION CORP UNIT 1 COM & 1 WT EXP (Expires 04/06/2018) | 3/13/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | CMLSW | Cumulus Media Inc. WT Pur Shs CL A Shs (Expires 06/03/2030) | 3/13/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | EPAQU | Empeiria Acquisition Corp. UNIT 1 COM & 1 WT EXP | 3/13/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 07:55 | FRPZW | FairPoint Communications, Inc. Warrants Expiring 01/24/2018 | 3/13/2012 | 100 | Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 |
| 08:55 | GGCRF | Silvermex Resources, Inc. Ordinary Shares (Canada) | 3/13/2012 | 100 | 12(j) Registration Revoked by SEC |
| 08:55 | KREN | Kings Road Entertainment, Inc. Common Stock | 3/13/2012 | 100 | 12(j) Registration Revoked by SEC |
| 08:55 | AXAPY | AXA Asia Pacific Holdings Limited Unsponsored ADR (Australia) | 3/14/2012 | 100 | ADR Program Terminated ** |
| 17:06 | CYFWF | Cyfrowy Polsat S.A., Warszawa Ordinary shares (Poland) | 3/14/2012 | 100 | Inactive Issue ** |
| 08:55 | FMDHF | Futuremed Healthcare Products Corp. Ordinary Shares (Canada) | 3/14/2012 | 100 | Acquisition/Merger** |
| 08:55 | FNCNF | Franco Nev Corp Wt Exp 03/13/2012 (Canada) | 3/14/2012 | 100 | Expired Security ** |
| 17:06 | GHBLF | Gurit-Heberlein AG Wattwil SG Ordinary Shares (Switzerland) | 3/14/2012 | 100 | Inactive Issue ** |
| 13:13 | GPHG | Global Pharm Holdings Group, Inc. Common Stock | 3/14/2012 | 100 | Suspended Duty to File Periodic Reports; Added to NBB (GPHG)** |
| 17:06 | GWAXF | GWA Group Ltd Ordinary Shares (Australia) | 3/14/2012 | 100 | Inactive Issue |
| 17:06 | THIS | Terrace Food Group, Inc. Common Stock | 3/14/2012 | 100 | Inactive Issue ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:13 | 3/14/2012 | ERGOD | ERGO | Entia Biosciences Inc. Common Stock | ** |
| 16:23 | 3/14/2012 | GXEXF | GIXEF | Geologix Explorations Inc Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:13 | 3/14/2012 | CBPJD | CBP Carbon Industries, Inc. NEW Common Stock | CBPJ | CBP Carbon Industries, Inc. Common Stock | ** |
| 13:13 | 3/14/2012 | TAMGD | Transnational Automotive Group, Inc. (NEW) Common Stock | TAMG | Transnational Automotive Group, Inc. Common Stock | ** |
