|
Other-OTC System Changes - 3/13/2001 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:23 | ELINF | E-Life International Ltd (Bermuda) | 3/13/2001 | | | |
| 08:23 | GGSCF | Giga Storage Corporation (Taiwan) | 3/13/2001 | | | |
| 08:23 | KUGPF | Kuang Pei San Food Products Public Co Ltd Pompui (Thailand) | 3/13/2001 | | | |
| 08:23 | TSHIP | Taishin International Bank Pfd Shs A (Taiwan) | 3/13/2001 | | | |
| 08:23 | URIHF | U Right International Holdings Ltd (Bermuda) | 3/13/2001 | | | |
| 08:23 | YUMEF | Yumemitsuketai Co Ltd Tokyo | 3/13/2001 | | | |
| 15:30 | CLCPF | Cal Comp Electronics Thailand Public Co Ltd | 3/14/2001 | | | |
| 15:30 | CLCYF | Cal Comp Electronics Thailand Public Co Ltd Foreign Registered Shs | 3/14/2001 | | | |
| 15:30 | CRDPF | Creed Corp Tokyo (Japan) | 3/14/2001 | | | |
| 13:28 | DYDMF | Daydream Software AB Shs B (Sweden) | 3/14/2001 | | | |
| 15:30 | GECPF | General Environment Conservation Public Co Ltd (Thailand) | 3/14/2001 | | | |
| 15:30 | GVNIF | G Vision International Holdings Ltd (Bermuda) | 3/14/2001 | | | |
| 13:28 | IACYF | Inter Action Corp Yokohama (Japan) | 3/14/2001 | | | |
| 13:28 | KIDPY | Kidde Plc Spons ADR | 3/14/2001 | | | |
| 15:30 | KKSIF | Kokusai Tokyo (Japan) | 3/14/2001 | | | |
| 13:28 | NHETF | Nihon Enterprise Co Ltd Tokyo (Japan) | 3/14/2001 | | | |
| 15:30 | PHURF | Poh Huat Resources Holdings BHD (Malaysia) | 3/14/2001 | | | |
| 13:28 | PMKGF | Pro-Market Global Plc | 3/14/2001 | | | |
| 13:28 | PMKGY | Pro-Market Global Plc Spons ADR | 3/14/2001 | | | |
| 15:30 | PMSPF | Prime Systems Corp Tokyo (Japan) | 3/14/2001 | | | |
| 15:30 | PWMXF | Powermax Energy Inc (Canada) | 3/14/2001 | | | |
| 13:28 | RGBEF | Rugby Estates Plc (United Kingdom) | 3/14/2001 | | | |
| 15:30 | SHTKF | Shinto Co Ltd Takamatsu (Japan) | 3/14/2001 | | | |
| 15:30 | SLBDF | Seoul Broadcasting System Co Ltd (South Korea) | 3/14/2001 | | | |
| 15:30 | SPMHF | Supercomal Technologies BHD (Malaysia) | 3/14/2001 | | | |
| 13:28 | SZKCF | Suzuki Co Ltd Suzaka (Japan) | 3/14/2001 | | | |
| 15:30 | TYBEF | Toyo Business Engineering Corp Narashino (Japan) | 3/14/2001 | | | |
| 15:30 | YNLCF | Yanin Leather Co Ltd (Taiwan) | 3/14/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 08:23 | AUMSF | Aumer Spain | 3/13/2001 | | Dupe AOPRF |
| 08:23 | BHILO | Black Hills Corp 4.75 Pfd | 3/13/2001 | | Called for redemption 12/1/1988 |
| 08:23 | BHILP | Black Hills Corp 4.20 Pfd | 3/13/2001 | | Called for redemption 12/1/1988 |
| 08:23 | BLTS | Baltimore Savings & Loan | 3/13/2001 | | Inactive security |
| 08:23 | CVLW | Charter Bank Bellevue WA | 3/13/2001 | | Inactive security |
| 08:23 | GEMRF | Gem Retail Prpty Income Ut AUD | 3/13/2001 | | Inactive security |
| 08:23 | GFARU | Goldfarb Corp Uts | 3/13/2001 | | Inactive security |
| 08:23 | GIDUF | Grupo Imsa Sa de Cv Uts | 3/13/2001 | | Inactive security |
| 08:23 | GILMU** | Gil Med Industries Inc Uts | 3/13/2001 | | Inactive security |
| 08:23 | GLRUF | Glenrand Mib Ltd Ut | 3/13/2001 | | Inactive security |
| 08:23 | GMDSY | Grupo Mexicano De DeSarrollo Sa Ut ADR | 3/13/2001 | | Program terminated |
| 08:23 | GMIUF | Gem Income Uts | 3/13/2001 | | Inactive security |
| 08:23 | GPRPF** | General Property Trust Uts | 3/13/2001 | | Inactive security |
| 08:23 | GPTGF | GPT Split Trust Ltd Growth Uts | 3/13/2001 | | Inactive security |
| 08:23 | GPTUF | GPT Split Trust Ltd Income Uts | 3/13/2001 | | Inactive security |
| 08:23 | GSDFF | Grupo Corvi Sa Cv Ut 1B & 2L | 3/13/2001 | | Inactive security |
| 08:23 | GSDLF | Grupo Corvi Sa UBL Shs | 3/13/2001 | | Inactive security |
| 08:23 | GWGUF | Ganda Wangea U (L) | 3/13/2001 | | Inactive security |
| 08:23 | HFLRF | Hoffman F LaRoche & Co Uts | 3/13/2001 | | Inactive security |
| 08:23 | HLTIF | Halterm Income Fund Ut | 3/13/2001 | | Inactive security |
| 08:23 | HMGAF | Hills Motorway Group AUD | 3/13/2001 | | Inactive security |
| 08:23 | HRPYP | HRPT Properties Tr Pfd Ser A 9.875% | 3/13/2001 | | Listing on NYSE (HRP$A) |
| 08:23 | HSSUF | Hansasecur Uts | 3/13/2001 | | Inactive security |
| 08:23 | JGRWF | Save & Prosper Japan Growth Fund Ut | 3/13/2001 | | Inactive security |
| 08:23 | JPFUF | Japan & Fes Sec Tr Ut | 3/13/2001 | | Inactive security |
| 08:23 | JPIUF | Japan Investments Uts | 3/13/2001 | | Inactive security |
| 08:23 | KTIUF | Kamrai Tawee Fund 2 Kcap Kinc Income Uts | 3/13/2001 | | Inactive security |
| 08:23 | KTKFF | Kamrai Tawee Fund 2 Kcap Kinc Capital Uts | 3/13/2001 | | Inactive security |
| 08:23 | LHDCF | Lehndorff Canadian Properties LP Uts | 3/13/2001 | | Inactive security |
| 08:23 | NCMMR | News Communications Inc Rts | 3/13/2001 | | Rights expired on 2/16/1999 |
| 08:23 | NIIUF** | Neozyme II Corp Genzyme Corp Uts | 3/13/2001 | | Tendered for $45 |
| 08:23 | NRMPA | NRM Energy Co LP Dep Ut A | 3/13/2001 | | Converted to Edisto Resources Corp Common Stk 12/18/1989 |
| 08:23 | NRMPP | NRM Energy Co LP Dep Pfd Ut | 3/13/2001 | | Converted to Edisto Resources Corp Common Stk 12/18/1989 |
| 08:23 | NWCLA | New World Capital Cl A | 3/13/2001 | | Inactive security |
| 08:23 | NWCLB | New World Capital Inc Cl B | 3/13/2001 | | Inactive security |
| 08:23 | NWCLU | New World Capital Inc Uts | 3/13/2001 | | Inactive security |
| 08:23 | NYNUF | Nynex Cblcom Grp Uts | 3/13/2001 | | Inactive security |
| 08:23 | OPCT | Opticnet Inc Cm Restr | 3/13/2001 | | Private security |
| 08:23 | OPOLF | Oporto Growth Fund Ltd Rpg Pg U$0.01 | 3/13/2001 | | Inactive security |
| 08:23 | OPORF | Oporto Growth Fund Ltd | 3/13/2001 | | Inactive security |
| 08:23 | OTKUF | OTK Holdings Ltd Ut | 3/13/2001 | | Inactive security |
| 08:23 | PLDUF | Paladin Comm Tr Ut | 3/13/2001 | | Inactive security |
| 08:23 | PSGRF | Pressag Ag Rts | 3/13/2001 | | Inactive security |
| 08:23 | RHMCF | Richemont Security Ag | 3/13/2001 | | Inactive security |
| 08:23 | RHMTF | Richemont Bearer Shs | 3/13/2001 | | Inactive security |
| 08:23 | RHMUF | Richemont Ag Cie Finance Uts | 3/13/2001 | | Inactive security |
| 08:23 | UNVA | Uncommon Values Unit Trust | 3/13/2001 | | Inactive security |
| 08:23 | VNKRF | Via Net.Works Inc Asas Rts | 3/13/2001 | | Rights expired |
| 08:23 | WEEDL | Weeden Corporate Bond Trust Ut | 3/13/2001 | | Inactive security |
| 08:23 | BATPF | Bath Press Group Plc | 3/14/2001 | | No Longer exists |
| 08:23 | BEAEF | Beale Plc GBP.10 | 3/14/2001 | | Dupe BEAFF |
| 08:23 | BOXMF | Boxmore International Plc | 3/14/2001 | | No longer exists |
| 15:30 | CFDXP | Corts Tr Ford Debs Corporate Bkd Tr Secs 7.40% | 3/14/2001 | | Listing on NYSE (KSK) |
| 15:30 | COIBP | Corts Tr IBM Debs Corporate Bkd Tr Secs 7.125% | 3/14/2001 | | Listing on NYSE (KSO) |
| 15:30 | CTWDP | Corts Trust II Countrywide Capital I Corporate Bkd Tr Secs Ctf 8% | 3/14/2001 | | Listing on NYSE (KSJ) |
| 08:23 | RIFRM | Richmond Fredericksburg & Potomac Railroad Co | 3/14/2001 | | Formed holding company RF & P Corp 6/1/1988 |
| 13:28 | SLMX** | Salomon Smith Barney Hldgs 7.625% DECS | 3/14/2001 | | Exchanged for Financial Security Assurance Hldgs Ltd Common 5/15/1999 |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:29 | 3/14/2001 | CPLX** | CPLXQ | Cerplex Group Inc (The) | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:28 | 3/14/2001 | GEXA** | GEXA Gold Corp | GEXC | GEXA Corp (1-25 R/S) | |
| 13:28 | 3/14/2001 | IDMTF** | Indo Metals Ltd | BLGOF | Blue Lagoon Ventures Inc (1-10 R/S) | |
| 08:23 | 3/14/2001 | MHSPF | Morse Holdings Plc | MHSPF | Morse Plc (N/C eff 11/9/2000) | |
| 13:28 | 3/14/2001 | SAVE** | Electronic Fuel Control Inc | SOEI | Save On Energy Inc | |
| 13:28 | 3/14/2001 | VJZZ** | Var-Jazz Entertainment Inc | CBYI | Cal-Bay International Inc (3-1 F/S) | |
Portal System Changes 3/13/2001 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:28 | CSBYY** | Ciba Specialty Chem 144A ADR | 3/14/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:28 | QCMMP** | Qualcomm Fin Trust 5.75 Pfd 144A | 3/14/2001 | | Inactive security |
| 13:28 | SRCMN** | Source Media PIK 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | SUPNO** | Superior National Cap Tr I 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | SZCPO** | Suiza Capital Trust II Cv 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | TMWKP** | Time Warner Inc Ser K Pfd 144A | 3/14/2001 | | Inactive security |
| 13:28 | TUESL** | Tuesday Morning Corp 144A Common | 3/14/2001 | | Inactive security |
| 13:28 | TUESO** | Tuesday Morning Corp 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | UPCTF** | Union Pacific Cap Tr 144A Common | 3/14/2001 | | Inactive security |
| 13:28 | UPCTO** | Union Pacific Cap Tr 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | URBIY** | URBI Desarrollos Urbanos 144A ADR | 3/14/2001 | | Inactive security |
| 13:28 | VRCTP** | Veritas Capital Trust 144A Pfd | 3/14/2001 | | Inactive security |
| 13:28 | VYTLP** | Viatel Inc Conv Pfd Ser A | 3/14/2001 | | Inactive security |
| 13:28 | WCIIN** | Winstar Com Inc Cv Pfd 7% Ser D 144A | 3/14/2001 | | Inactive security |
Private Placement Security Changes 3/13/2001 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
