|
Other-OTC System Changes - 3/12/2012 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:22 | AGBCF | Algae Biosciences Corp Common Shares (Canada) | 3/13/2012 | Y | 100 | |
| 13:08 | AGWS | Advanced Growing Systems, Inc. Common Stock | 3/13/2012 | Y | 100 | + Reinstated |
| 16:22 | DEPN | Delaine Corporation Common Stock | 3/13/2012 | Y | 100 | |
| 13:08 | LEHKQ | Lehman Brothers Holdings, Inc. Lehman Brothers Holdings Capital Trust III 6.375% Pfd Security Srs K | 3/13/2012 | Y | 100 | Reinstated. Symbol was delisted in error. ** |
| 13:08 | LEHLQ | Lehman Brothers Holdings, Inc. Capital Trust IV Preferred Stock Series L | 3/13/2012 | Y | 100 | Reinstated. Symbol was delisted in error. ** |
| 13:08 | LEHNQ | Lehman Brothers Fin SA Capital Trust VI 6.24 Pfd Srs N | 3/13/2012 | Y | 100 | Reinstated. Symbol was delisted in error** |
| 13:08 | LHHMQ | Lehman Brothers Holdings, Inc. 6.00% Prefd Sec Srs M | 3/13/2012 | Y | 100 | Reinstated. Symbol was delisted in error. ** |
| 13:08 | MBYL | Mobile Data Corp. Common Stock | 3/13/2012 | Y | 100 | From BB (MBYL)** |
| 13:08 | MCSC | World Mobile Holdings, Inc. Common Stock | 3/13/2012 | Y | 100 | |
| 16:22 | MCSLF | McMillan Shakespeare Ltd Ordinary Shares(Australia) | 3/13/2012 | Y | 100 | |
| 13:08 | NTGCF | NOSTRA TERRA OIL AND GAS COMPANY PLC Ordinary Shares (United Kingdom) | 3/13/2012 | Y | 100 | |
| 16:22 | VTEPF | Vitec Group Plc Ordinary Shares | 3/13/2012 | Y | 100 | |
| 13:08 | XLGLF | XL GROUP LTD NON -CUM PREF SHS SERIES -D- (Cayman Islands) | 3/13/2012 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 10:58 | TCLIF | TTC Technology Corp. Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:58 | TWLO | TWL Corporation Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:58 | TXPO | TXP Corporation Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:58 | VPGC | VPGI Corp. Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:58 | VSYN | Valentec Systems, Inc. Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 10:58 | VTHC | Verdant Technology Corporation Common Stock | 3/12/2012 | 100 | 12(j) Registration Revoked by SEC |
| 13:08 | AFSV | Amb Financial Services Corp Common Stock | 3/13/2012 | 100 | Inactive Security |
| 13:08 | AMFN | AFN, Inc. Common Stock | 3/13/2012 | 100 | Inactive Security |
| 16:22 | BKUNQ | BankUnited Financial Corporation Class A Common Stock | 3/13/2012 | 100 | Plan of Bankruptcy Effective. Shares have been cancelled.** |
| 13:08 | MGOL | Minatura Gold Common Stock | 3/13/2012 | 100 | 1-500,000 Reverse Split where shareholders owning fewer than 500,000 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $1.69 per share on a pre-split basis; Company Going Private. ** |
| 13:08 | PSAPP | Public Storage Depository Shares Representing 1/1000 Pfd Shares Beneficial Interest Series T | 3/13/2012 | 100 | Listed on NYSE (PSA$T) |
| 13:08 | SAYCY | Satyam Computer Services Limited Common Stock | 3/13/2012 | 100 | ADR Program Terminated. The last day for presenting ADSs for cancellation is being extended to March 16, 2012 ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:08 | 3/12/2012 | NSLHF | Nsl Health Ltd Ordinary Shares | NSLHF | Nsl Consolidated Ltd Ordinary Shares | Name Correction 3/5/12 Daily List ** |
| 18:01 | 3/13/2012 | HAGRF | Horizons Alphapro Gartman ETF Unit Cl E | HAGRF | Horizons Gartman ETF | ** |
| 13:08 | 3/13/2012 | KNBA | Kinbasha Gaming International, Inc. Common Stock | KNBAD | Kinbasha Gaming International, Inc. NEW Common Stock | 1-12 R/S ** |
| 13:08 | 3/13/2012 | MINED | Minerco Resources, Inc. New Common Stock | MINE | Minerco Resources, Inc. Common Stock | ** |
| 16:22 | 3/13/2012 | YKHTF | Yankee Hat Minerals Ltd Ordinary Shares (Canada) | YKHTD | Yankee Hat Minerals Ltd Ordinary Shares (Canada) | 1-25 R/S** |
Portal System Changes 3/12/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 3/12/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:22 | JPBZZ | JPMorgan Chase Bank N A London Branch Indian Low Exercise Price Wt 144A 3C7 On Bharti Airtel Ltd (Electricals) Expiring 09/29/2014 | 3/13/2012 | N | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:08 | DFADZ | 2009 Dole Food Automatic Com Exchange Sec Tr TR ISSUED AUTOMATIC COM 144A EXCHANGE SECS | 3/13/2012 | 100 | Inactive Security |
| 13:08 | JPGIZ | JPMorgan Chase Bank N A London Branch TAIWANESE LOW EXERCISE PRICE WT 144A 3C7 (ACER INC) (US) (Expires 10/09/2014) | 3/13/2012 | 100 | Inactive Security |
| 13:08 | JPONZ | JPMorgan Chase Bank N A London Branch CHINESE LOW EXERCISE PRICE WT 144A 3C7 (KERUI FD) (US) (Expires 09/08/2015) | 3/13/2012 | 100 | Inactive Security |
| |
| Notes | |
| + Refer to 03/08/12 Daily list : Advanced Growing Systems (AGWS)12(j) Revokation was announced in error. |
