October 31, 2014
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OTCBB and Other-OTC System Changes - 3/10/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:07 BLLRF Billabong International Ltd Rights 2014 - 18.3.14 For Shares I14 (Australia) 3/11/2014 100  
16:28 KATA Katana Broadband Corporation Common Stock 3/11/2014 100 ** 
13:07 LALUF Lalin Property Public Co Ltd Units Non-voting Depository Receipt (Thailand) 3/11/2014 100  
13:07 LKSAF Linx SA Common Shares (Brazil) 3/11/2014 100  
13:07 MKRUF Mk Real Estate Devlp Co Local Units Non-Voting Depository Receipt (Thailand) 3/11/2014 100  
13:07 OFMXF Officemate Public Company Ltd Units Non-Voting Depositary Receipt (Thailand) 3/11/2014 100  
13:07 SBNGF Sebang Co Ltd Preferenced Shares Non-Voting (South Korea) 3/11/2014 100  
16:28 TADMF Tad Mineral Exploration Inc Common Shares (Canada) 3/11/2014 100 ** 
13:07 TSNXF Tai Sin Electric Cables Manufacturer Ltd Ordinary Shares (Singapore) 3/11/2014 100  
16:28 TTIRF Tertiary Minerals Plc Ordinary shares (United Kingdom) 3/11/2014 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:07 ALHHF Alco Hldgs H $0.10 Par Ordinary Shares 3/11/2014 100 Inactive Issue 
16:28 BRGUF Brigus Gold Corporation Wt Exp 11/19/2014 3/11/2014 100 Plan of Arrangement ** 
16:28 BRIGF Brigus Gold Corporation Warrants Expiring 2014 (Canada) 3/11/2014 100 Plan of Arrangement ** 
13:07 CAEFF Caldera Resources Inc Ordinary Shares 3/11/2014 100 Inactive Issue 
13:07 FMEWF Formation Metals Inc Shares to purchase Warrants (Series A) , Expiring 3/10/2014 3/11/2014 100 Expired Security ** 
16:28 FTTAF Facilitate Digital Holdings Ltd Ordinary Shares (Australia) 3/11/2014 100 Acquisition/Merger ** 
13:07 ISDR Issuer Direct Corporation Common Stock 3/11/2014 100 Listed on NYSE Amex (ISDR) 
13:07 IVNYY Invensys Plc Sponsored ADR (UK) 3/11/2014 100 ADR Program Terminated. Mandtory exchange for cash. Holders are entitled to receive $8.3386 per ADS, less $0.02 fee, for a net rate of $8.3186 per ADS ** 


Portal System Changes 3/10/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/10/2014 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:07 JPMJZ JP Morgan Chase Bank NA London Branch Low Exercise Price Wt Grasim 144A 3C7 (Inds Ltd) 3/11/2014 100 Expired Security ** 
13:07 XXII 22nd Century Group, Inc. Common Stock 3/11/2014 100 Listed on NYSE Amex (XXII) 
OATS REPORTABLE FLAG CHANGES  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:07 ABPZF Arab Potash Co Ltd Sponsored GDR Reg S (Jordan) 3/10/2014 100  
REGULATORY TRANSACTION FEE FLAG CHANGES  
Updated Symbol Company Name Old Reg
Fee Flag
Effective Date New Reg
Fee Flag
Comments
13:07 ABPZF Arab Potash Co Ltd Sponsored GDR Reg S (Jordan) 3/10/2014  
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:07 3/11/2014 CDNMD CDNMF Canadian Intl. Minerals, Inc. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:07 3/11/2014 CHWTY China Wireless Technologies Limited Sponsored ADR representing 20 Ord Shs (Caymen Islands) CHWTY Coolpad Group Limited Sponsored ADR representing 20 Ord Shs (Caymen Islands) ** 
16:28 3/11/2014 MNESP Mine Safety Appliances Company 4.50% Preferred Stock MNESP MSA Safety Inc 4.50% Preferred Stock ** 
13:07 3/11/2014 MYOSD MYOS Corporation NEW Common Stock MYOS MYOS Corporation Common Stock ** 
13:07 3/11/2014 NEAU Northeast Automotive Holdings, Inc. Common Stock KGTO Kogeto, Inc. Common Stock ** 
13:07 3/11/2014 PGVI Promithian Global Ventures, Inc. Common Stock PGVID Promithian Global Ventures, Inc. NEW Common Stock 1-100 R/S ** 
13:07 3/11/2014 SCUC SecureCARE Technologies, Inc. Common Stock SYPT Scrypt, Inc. Common Stock ** 
13:07 3/11/2014 SCXR Success Exploration & Resources Inc Common Stock FLWD FileWarden.com Common Stock ** 
13:07 3/11/2014 SRWRD Solarworld Ag Unsponsored ADR New (Germany) SRWRY Solarworld Ag Unsponsored ADR (Germany) Symbol Change ** 
13:07 3/11/2014 TMLL Third Millennium Industries, Inc. Common Stock TMLLD Millennium Energy Corp NEW Common Stock 1-500 R/S ** 
15:07 3/11/2014 WSTMF Workstream Inc. Common Stock WSTMD HRSoft Inc. NEW Common Stock 1-1500 Reverse Split cashing out holders of 1,499 shares and below @ $0.60, immediately followed by a 1500-1 Forward Split ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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