September 1, 2014
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OTCBB and Other-OTC System Changes - 3/5/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:57 ASCCY Asics Corporation American Depositary Receipts (Unsponsored)(Japan) 3/6/2014 100 ** 
16:57 AYAAY Ayala Land Inc American Depositary Receipts (Unsponsored)(Phillipines) 3/6/2014 100 ** 
12:54 CHSPP CHS Inc Preferred Class B Series 2 Reset Rate 3/6/2014 100 ** 
12:54 FXTGY Foxtons Group PLC American Depositary Receipt (Unsponsored)(United Kingdom) 3/6/2014 100 ** 
12:54 KNFVF Kiatnakin Bank Public Co Ltd Ordinary Shares (Thailand) 3/6/2014 100 ** 
16:57 NCBDY Namco Bandai Holdings Inc Hamamatsu American Depositary Shares (Unsponsored)(Japan) 3/6/2014 100 ** 
16:57 PEMKY PT Elang Mahkota Teknologi TBK American Depositary Receipts (Unsponsored)(Indonesia) 3/6/2014 100 ** 
12:54 UDEFF Ude Corp Ordinary Shares (Taiwan) 3/6/2014 100 ** 
12:54 VNRPP Vanguard Natural Resources LLC Red Perpetual Preferred Unit Series B 3/6/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:57 FUELQ SMF Energy Corporation Common Stock 3/6/2014 100 Bankruptcy Effective all shares cancelled** 


Portal System Changes 3/5/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/5/2014 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:54 JPRRZ J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Tata Tea Ltd 03/05/2014 (Jersey) 3/6/2014 100 Expired Security ** 
16:57 OKASF Onward Holdings Co., Ltd. Ordinary Shares (Japan) 3/6/2014 100 Inactive Issue ** 
16:57 PPRLF Prosperity Resources Ltd Ordinary Shares (Australia) 3/6/2014 100 Inactive Issue ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:54 3/6/2014 ACEIF ACEYY Acer, Inc. (New) Sponsored Global Depository Receipt Reg S (Taiwan) Symbol Change ** 
12:54 3/6/2014 ACERD ACERF AM Gold Inc. Ordinary Shares (Canada) ** 
16:57 3/6/2014 ASUTY ASUTZ Asustek Computer Inc Sponsored GDR 144A (China) Symbol Change ** 
12:54 3/6/2014 CLQMD RBEIF RB Energy Inc Ordinary Shares Symbol Change ** 
16:57 3/6/2014 CPDJF CPDJP Ca pfd Fdg Tr Noncum Tr Pfd Secs Without Fxd Mty 2003 Symbol Correction ** 
12:54 3/6/2014 CTXZF CTPNF Cortex Business Solutions Inc Ordinary Shares ** 
16:57 3/6/2014 OSCUY JPXGY Japan Exchange Group, Inc. Unsponsored ADR (Japan) ** 
12:54 3/6/2014 RSFFD CHOS Choose Rain, Inc. NEW Common Stock Symbol Change 
12:54 3/6/2014 URALL URAYY Uralkali JSC Sponsored GDR Reg S (Russia) Symbol Correction 
16:57 3/6/2014 YAGEY YAGEZ Yageo Corp 144A GDR Global Depository Shares Symbol Change ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
17:38 3/6/2014 AACMY Asia Cement Corp Ltd 144A AACMZ Asia Cement Corp Global Depositary Receipts 144A (Taiwan) Name/Symbol Correction ** 
12:54 3/6/2014 AASI All Asia Licensing Inc Common Stock RCTS Recruits, Inc. Common Stock ** 
12:54 3/6/2014 GHDC Goldland Holdings Company Common Stock GHDCD Goldland Holdings Company (NEW) Common Stock 1-10 R/S ** 
12:54 3/6/2014 HUIY HuiYing Technology & Media Group Holding Co Common Stock ARSP Andalusian Resorts and Spas, Inc. Common Stock ** 
12:54 3/6/2014 UPZS Unique Pizza and Subs Corporation Common Stock UPZSD Unique Pizza and Subs Corporation. NEW Common Stock 1-250 R/S ** 
 
Notes  
The Symbol Change from AACMY/AACMY to AACMZ/AACMZ, reported on the Daily List of 03/05/2014, with an Effective Date of 03/06/2014 , has been corrected.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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