July 22, 2014
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OTCBB System Changes - 3/5/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:20 XELB Xcel Brands, Inc. Common Stock 3/6/2013 100 From NBB (XELB) 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 ARIS ARI Network Services, Inc. Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CBFV CB Financial Services, Inc. (PA) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CBKM Consumers Bancorp Inc Common Stock (Ohio) 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CBTC CBT Financial Corporation Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CCFN CCFNB Bancorp, Inc. Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CFIC Cornerstone Financial Corporation (NJ) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 EKFC Eureka Financial Corporation Common Stock (Maryland) 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 ENBP ENB Financial Corp. (PA) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FCOB 1st Colonial Bancorp, Inc. (PA) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FREVS First Real Estate Investment Trust of New Jersey Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 GHDS Greater Hudson Bank, NA (NY) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 HNNA Hennessy Advisors, Inc. Common Shares 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 PFNS Penseco Financial Services Corp Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 QNBC Qnb Corp Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WDFN Woodlands Financial Services Company (PA) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 WMBC West Milton Bancorp, Inc. (PA) Common Stock 3/5/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:55 AXIUE Axius, Inc. Common Stock 3/6/2013 100 Failure To Comply With NASD 6530; Move to Non BB (AXIU) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:37 3/6/2013 AMAS SGNI StemGen, Inc. Common Stock ** 
12:55 3/7/2013 RCHR RCHRE Rich Star Development Corporation Common Auditor Opinion ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:55 3/6/2013 DGTC DGT Holdings Corp. Common Stock DGTCD DGT Holdings Corp.NEW Common Stock 1-5000 reverse split (holders of less than 5,000 shares will receive $13.50 in lieu of fractional shares) immediately followed by 5000-1 forward split ** 
12:55 3/6/2013 SDGR Standard Gold, Inc. Common Stock SDGR Standard Gold Holdings, Inc. Common Stock Name Change ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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