October 20, 2014
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Other-OTC System Changes - 3/5/2010 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 PUMWW ProUroCare Medical, Inc. Warrants Expiring 11/12/2012 3/5/2010 100 From BB (PUMWW) 
07:55 SWKA Stanley Works (The) Equity Unit 3/5/2010 From BB (SWKA) 
12:39 CDSCY Cadbury plc ADS Cadbury plc ADS 3/8/2010 100 From NYSE (CBY) 
12:39 CSEM Consolidated Streaming Inc Common Stock (NV) 3/8/2010 100 Reinstated. 
12:39 MURZY Murray & Roberts Hldg Ltd Ord Sponsored ADR (South Africa) 3/8/2010 100  
12:39 QNGP Quantum Group, Inc. (The) Common Stock 3/8/2010 100 From BB (QNGPE)** 
16:34 QNGPW Quantum Group, Inc. (The) Class A Warrants 3/8/2010 100 From BB (QNGWE)** 
16:34 QNGPZ Quantum Group, Inc. (The) Class B Warrants 3/8/2010 100 From BB (QNGZE)** 
12:39 RMMI Rocky Mountain Minerals Inc Common Stock 3/8/2010 100 From BB (RMMIE)** 
12:39 RMMIP Rocky Mountain Minerals Inc Preferred Stock 3/8/2010 100 From BB (RMMPE)** 
12:39 STHK Startech Environmental Corporation Common Stock 3/8/2010 100 From BB (STHKE)** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:34 HITNF Hitachi Information Systems Ordinary Shares 3/8/2010 100 Acquisition/Merger 
16:34 MANY Medical Analytics Inc Unclassified 3/8/2010 100 inactive security 
12:39 NAMC North American Technologies Group, Inc. Common Stock 3/8/2010 100 12(j) Registration Revoked by SEC 
12:39 NGOXP Nuveen Connecticut Dividend Advantage Municipal Fund 3 Munifund Term Preferred Shares Series 2015 3/8/2010 100 Listed on NYSE (NGO$C) 
12:39 NGXXP Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund Munifund Term Preferred Shares Series 2015 3/8/2010 100 Listed on NYSE (NGX$C) 
12:39 NIIXP Nuveen North Carolina Dividend Advantage Municipal Fund 3 Munifund Term Preferred Shares Series 2015 3/8/2010 100 Listed on NYSE (NII$C) 
12:39 QMNDQ Qimonda AG Qimonda AG American Depositary Shares 3/8/2010 100 ADR Program Termination ** 
16:34 WLUC Western Lucrative Enterprises Inc Common Stock 3/8/2010 100 Added to OTCBB 
12:39 XNSGF Xenos Group Inc (The) Ordinary Shares 3/8/2010 100 Acquired ** 


Portal System Changes 3/5/2010 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 3/5/2010 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
The Addition to NBB for GLRPreported on the Daily List of 03/05/2010, with an Effective Date of 03/08/2010, has been moved to the BB.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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