|
OTCBB and Other-OTC System Changes - 2/17/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | CRNSF | Coronus Solar, Inc. Ordinary Shares (Canada) | 2/17/2011 | Y | 100 | From BB (CRNSF) |
| 07:55 | NDSI | Nano Dimensions, Inc. Common Stock | 2/17/2011 | Y | 100 | From BB (NDSI) |
| 13:04 | BRRY | Berry Only, Inc. Common Stock | 2/18/2011 | Y | 100 | |
Portal System Changes 2/17/2011 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 2/17/2011 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:29 | JPRIZ | JPMorgan Chase Bank N A London Branch Chinese Low Exercise Price Warrant 144A 3C7, Expiring 2/16/2016 (Tianyuan FD) | 2/18/2011 | N | 100 | ** |
| 16:29 | LCTZ | La Cortez Energy, Inc. Common Stock | 2/18/2011 | Y | 100 | From NBB (LCTZ)** |
| 13:04 | LRTYY | Liberty Resources Ltd Sponsored ADR (Australia) | 2/18/2011 | Y | 100 | ** |
| 13:04 | MLRUY | Mail Ru Group Sponsored 144A GDR (Virgin Islands British) | 2/18/2011 | Y | 100 | ** |
| 13:04 | NEUKF | Neurokine Pharmaceuticals Incorporated Ordinary Shares (Canada) | 2/18/2011 | Y | 100 | From NBB (NEUKF)** |
| 13:04 | NYTE | NYTEX Energy Holdings, Inc. Common | 2/18/2011 | Y | 100 | From NBB (NYTE)** |
| 13:04 | RTEXF | Ratio Oil Exploration 1992 Ltd Part Units (Israel) | 2/18/2011 | Y | 100 | ** |
| 16:29 | UAPC | United American Petroleum Corp. Common Stock | 2/18/2011 | Y | 100 | From NBB (UAPC)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 08:34 | CRNSF | Coronus Solar, Inc. Ordinary Shares (Canada) | 2/17/2011 | 100 | Failure to comply with Rule 15c2-11. Added to NBB (CRNSF) ** |
| 08:34 | NDSI | Nano Dimensions, Inc. Common Stock | 2/17/2011 | 100 | Failure to comply with Rule 15c2-11. Added to NBB (NDSI) ** |
| 13:04 | ASWT | American Southwest Holdings, Inc. Common Stock | 2/18/2011 | 100 | Inactive Security** |
| 13:04 | CHVPF | China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring | 2/18/2011 | 100 | Security Was Added In Error ** |
| 13:04 | DLSAF | Dalsa Corp (F) Ordinary Shares | 2/18/2011 | 100 | Plan of Arrangement** |
| 13:04 | EETPF | East European Trust Plc Ordinary Shares (Canada) | 2/18/2011 | 100 | Inactive Security** |
| 16:29 | FJFCY | Fu Ji Food & Catering Services Holdings Limited Unsponsored ADR (Cayman Islands) | 2/18/2011 | 100 | ADR Program Terminated |
| 13:04 | GMFCF | Global Mainframe Corp. Common Shares (Canada) | 2/18/2011 | 100 | 12(j) Registration Revoked by SEC ** |
| 16:29 | LCTZ | La Cortez Energy, Inc. Common Stock | 2/18/2011 | 100 | Added to OTCBB (LCTZ) |
Portal System Changes 2/17/2011 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:04 | LEAPL | Leap Wireless International, Inc. Common 144A | 2/18/2011 | 100 | Inactive Security** |
| 13:04 | MDLLP | Middleton Doll Company (The) Series A Preferred Stock | 2/18/2011 | 100 | Mandatory Conversion Effective 2/18/2011. Conversion Ratio of 37.96 shares of Common (MDLL) for each 1 share of the preferred held. ** |
| 13:04 | MJRC | Major Automotive Companies, Inc. (The) New Common Stock | 2/18/2011 | 100 | 1-3,000,000 R/S.Prior to the reverse split stockholders holding less than 3,000,000 shares will have their resulting fractional interests purchased by the corporation for $0.44 per pre split share. Company going private ** |
| 13:04 | MYIC | May Intl Corp Common Stock | 2/18/2011 | 100 | Inactive Security** |
| 13:04 | NEUKF | Neurokine Pharmaceuticals Incorporated Ordinary Shares (Canada) | 2/18/2011 | 100 | Added to OTCBB (NEUKF) ** |
| 13:04 | NYTE | NYTEX Energy Holdings, Inc. Common | 2/18/2011 | 100 | Added to OTCBB (NYTE) ** |
| 13:04 | PCLNL | priceline.com Incorporated 144A Common Stock | 2/18/2011 | 100 | Inactive Security** |
| 13:04 | SOFHF | Siem Offshore Inc New Ordinary Shares (Cayman Islands) | 2/18/2011 | 100 | Inactive Security** |
| 16:29 | UAPC | United American Petroleum Corp. Common Stock | 2/18/2011 | 100 | Added to OTCBB (UAPC) |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:29 | 2/22/2011 | GTWN | GTWNE | Georgetown Bancorp, Inc. (MA) Common Stock | Delinquent** |
| 16:29 | 2/22/2011 | MDAV | MDAVE | Davi Luxury Brand Group, Inc. Common Stock | Delinquent** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:04 | 2/18/2011 | BWIH | BWI Holdings, Inc. Common Stock | AQUS | Aquasil International, Inc. Common Stock | ** |
| 13:04 | 2/18/2011 | BZDLD | Brazilian Diamonds Ltd New Ordinary Shares (Canada) | BZDLF | Brazilian Diamonds Ltd Ordinary Shares (Canada) | ** |
| 13:04 | 2/18/2011 | COSND | CoSine Communications, Inc. NEW Common Stock | COSN | CoSine Communications, Inc. Common Stock | ** |
| 13:04 | 2/18/2011 | CTLI | Compress Technologies, Inc. NEW Common Stock | SEHI | Stadium Entertainment Holdings, Inc. Common Stock | ** |
| 13:04 | 2/18/2011 | ECOC | Ecology Coatings, Inc. Common Stock | ECOCD | Ecology Coatings, Inc. NEW Common Stock | 1-5 R/S ** |
| 16:29 | 2/18/2011 | FGEXF | First Gold Exploration Inc Common shares (Canada) | FGEXF | Critical Elements Corp Ordinary shares (Canada) | ** |
| 13:04 | 2/18/2011 | GNTA | Genta Incorporated Common Stock | GNTAD | Genta Incorporated NEW Common Stock | 1-50 R/S ** |
| 13:04 | 2/18/2011 | GOEE | GoEnergy, Inc. Common Stock | WIZD | Wizard World, Inc. Common Stock | ** |
| 16:29 | 2/18/2011 | NOATF | North Atlantic Resources Limited Common Stock (Canada) | NOATF | Legend Gold Corp Ordinary Shares (Canada) | ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:29 | 2/18/2011 | AKSN | AKSNE | Arkson Nutraceuticals Corp Common Stock | |
| 16:29 | 2/18/2011 | HPGS | HPGSE | High Plains Gas, Inc. Common Stock | |
| 13:04 | 2/18/2011 | NVIV | NVIVE | InVivo Therapeutics Holdings Corp Common Stock | |
| |
| Notes | |
| +Refer to daily list of 2/9/11: Gold and Minerals Company (GDMN) is being acquired by El Capitan Precious Metals, Inc. Shareholders of Gold and Minerals will received 1.414156 shares of El Capitan Precious Metals, Inc. for every 1 share held in Gold and Minerals Company, Inc. In addition share distributions exceeding 10,000 will be restricted (Rule 144). ** |