|
Other-OTC System Changes - 2/15/2008 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 09:18 | QULMY | Quilmes Industrial (Quinsa) S.A. Common Stock | 2/15/2008 | Y | | From NYSE (LQU)** |
| 13:53 | SNFEZ | Santa Fe Energy Trust Common Stock | 2/15/2008 | Y | | Revision to D/L of 2/14/2007; From NYSE (SFF) ** |
| 13:53 | AZPN | Aspen Technology, Inc. Common Stock | 2/19/2008 | Y | | From G (AZPN) |
| 13:53 | BOBJY | Business Objects S.A. American Depositary Shares | 2/19/2008 | Y | | From Q (BOBJ) |
| 15:41 | CGMC | Congoleum Corporation Common Stock | 2/19/2008 | Y | | From AMEX (CGM) |
| 13:53 | CPKUF | China Packaging Group Co Ltd Ordinary shares (Cayman Islands) | 2/19/2008 | Y | | |
| 17:22 | EDRWY | Electric Pwr Dev Co Ltd ADR (Japan) | 2/19/2008 | Y | | |
| 15:41 | IION | Ion Media Networks, Inc. Common Stock | 2/19/2008 | Y | | From AMEX (ION) |
| 13:53 | KAVAF | Kavalmedia Svcs Ltd Common shares (Canada) | 2/19/2008 | Y | | |
| 14:01 | LDGIZ | Lodgian, Inc. New Warrant B 11/25/2009 | 2/19/2008 | Y | | From BB (LDGIZ) ** |
| 17:22 | NRILY | Nomura Resh Inst Ltd ADR (Japan) | 2/19/2008 | Y | | |
| 17:00 | PMTYF | Playmates Toys Ltd Ordinary shares (Bermuda) | 2/19/2008 | Y | | |
| 13:53 | RGRYY | Range Resources Ltd Ord Sponsored American Depositary Shares | 2/19/2008 | Y | | |
| 17:22 | SUOPY | Sumco Corp Tokyo ADR (Japan) | 2/19/2008 | Y | | |
| 13:53 | TAUPF | Tau Capital Plc Ordinary shares (Isle of Man) | 2/19/2008 | Y | | |
| 13:53 | TTFPF | Thai Theparos Foods Products Units Non-Voting Depository Receipt (Thailand) | 2/19/2008 | Y | | |
| 13:53 | TXDAF | Texada Cap Corp Common shares (Canada) | 2/19/2008 | Y | | |
| 13:53 | ZKLZF | Zaklady Azotowe Pulawy SA Pulawy Ordinary shares (Poland) | 2/19/2008 | Y | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:53 | DLKKF | D-Link Corporation Ord Ordinary Shares | 2/19/2008 | | Inactive security |
| 13:53 | EMIPY | Emi Group Plc Cl B Ord American Depositary Shares | 2/19/2008 | | ADR Program Termination ($10.763246 gross free; .05 fee; net= $10.713246/ADR) ** |
| 17:00 | LBHJP | Lehman Bros Hldgs Inc Dep Sh Repstg 1/100th Perp Pfd Ser J | 2/19/2008 | | Listed on NYSE (LEH$J) |
| 17:00 | FETUF | Focus Energy Trust Unit (Canada) | 2/20/2008 | | Plan of arrangement ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:53 | 2/19/2008 | AMRJF | AMRNF | Amarin Corporation PLC New Ordinary Shares | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 09:33 | 2/15/2008 | TIESF | Thai Industrial Units Non=Voting Depository Receipt (Thailand) | TIESF | Thai Industrial & Engineering Service Public Company Ltd Units Non=Voting Depository Receipt (Thailand) | Refer to the D/L of 2/14/2008: Update to Issuer Name |
| 13:53 | 2/19/2008 | JMCP | James Monroe Capital Corporation Common Stock | JMON | James Monroe Capital Corporation New Common Stock | 1-10000 R/S ** |
| 17:00 | 2/19/2008 | TGCNF | Terra Nova Gold Corp Ordinary Shares (Canada) | TNVMF | Terra Nova Minerals Inc Ordinary Shares (Canada) | ** |
Portal System Changes 2/15/2008 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:53 | MSSDL | MORGAN STANLEY 10% PERQS 144A Mand Exchangeable Sandisk 08/15/2008 | 2/19/2008 | N | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:53 | MWQRL | MORGAN STANLEY Perqs 144A Based on Performan of Wash Mut Inc Com/Qimonda Ag com Rite Aid Corp Com 02/15/08 | 2/19/2008 | | Expired Security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:53 | 2/19/2008 | DLKKY | D-Link Corporation Sponsored 144A GDR (Taiwan) | DLINY | D-Link Corporation New Sponsored 144A GDR (Taiwan) | GDR holders receive .8 of a new GDR and $0.311892 per each GDR held.
Payable upon surrender. ** |
Private Placement Security Changes 2/15/2008 12:00:00 AM | | |
|
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:53 | 2/19/2008 | DLKLF | D-Link Corporation Sponsored Reg S GDR (Taiwan) | DLINF | D-Link Corporation New Sponsored Reg S GDR (Taiwan) | GDR holders receive .8 of a new GDR and $0.311892 per each GDR held.
Payable upon surrender. |
