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OTCBB and Other-OTC System Changes - 2/14/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:06 | ALCL | Atlas Capital Holdings Common Stock | 2/15/2011 | Y | 100 | From NBB (ALCL)** |
| 16:30 | CDKNF | Cayden Resources, Inc. Ordinary Shares (Canada) | 2/15/2011 | Y | 100 | ** |
| 16:30 | CHVPF | China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring | 2/15/2011 | Y | 100 | ** |
| 16:30 | MNGGF | Mongolia Growth Group Ltd. Ordinary Shares (Canada) | 2/15/2011 | Y | 100 | ** |
| 16:30 | SKWEF | Skywest Energy Corp. Ordinary Shares (Canada) | 2/15/2011 | Y | 100 | ** |
| 13:06 | SMNG | Strategic Mining Corp. Common Stock | 2/15/2011 | Y | 100 | From NBB (SMNG)** |
| 16:30 | SUHE | Sunshine Heart Inc. SHS CHESS DEPOSITORY INTERESTS REPR 1 SH | 2/15/2011 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 15:55 | TRXAQ | Tronox Incorporated Class A Common Stock | 2/14/2011 | 100 | (comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. ** |
| 15:55 | TRXBQ | Tronox Incorporated Common Stock Class B | 2/14/2011 | 100 | (comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. ** |
| 13:06 | ALCL | Atlas Capital Holdings Common Stock | 2/15/2011 | 100 | Added to OTCBB** |
Portal System Changes 2/14/2011 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:06 | AMLNL | Amylin Pharmaceuticals, Inc. 144A Common | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CBDA | Citigroup Inc. PACES Based Upon Petroleo Brasileiro S A ADRS | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CBTVI | Coleman Cable Inc Coleman Cable Inc 144A | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CFEM | Citigroup FDG Inc PACERS Ishares MSCI Emerging Mkts Index Fd | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CFMF | Citigroup FDG Inc ELKS Based Upon Microsoft Corp (Com Stk) | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CFYH | Citigroup FDG Inc ELKS Based on Yahoo Inc Com Stk | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CGBF | Citigroup Inc. Buffer Nt Based Upon Finl Select Sector Spdr Fd | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CGCX | Citigroup Inc. ELKS Based Upon Amern Dep Rcpt Cemex S A B De Cv | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CGFM | Citigroup Inc. ELKS Based Upon Monsanto Co Com | 2/15/2011 | 100 | Inactive Security** |
| 16:30 | CHVPF | China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring | 2/15/2011 | 100 | Added to NBB |
| 13:06 | CIFD | Citigroup FDG Inc Equity Lkd ELKS Based on Yahoo Inc Com Stk | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | CLMC | Citigroup Inc. ELKS Based Upon Alcoa Inc Com | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | DJLP | Structured Products Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | ECMIF | East Coast Mnrl Nl Fully Paid Ordinary Shares | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | GGTGF | Global Green Tech Group Ltd Ordinary Shares (Cayman Islands) | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | GSICL | GSI Commerce, Inc. Common 144A | 2/15/2011 | 100 | Inactive Security |
| 13:06 | INDQF | Index Holdings Tokyo Ordinary Shares | 2/15/2011 | 1 | Inactive Security** |
| 13:06 | INFJ | Infinity Companies Inc. Common Stock | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | JPVFL | J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Taiwan Semiconductor (Jersey) | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MERDJ | Merrill Lynch & Co., Inc. Auction Pass Thru Trust 2007-A 144A | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MERDK | Merrill Lynch & Co., Inc. Class 5-B Auction Pass Thru Trust 2007- 144A | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MERDL | Merrill Lynch & Co., Inc. Common Stock 144A | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MEWZ | Morgan Stanley Buffered Plus Based on Ishares MSCI Brazil Index Fd 12/31/2011 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MGFD | MORGAN STANLEY Trigger Plus On Finl Select Sector Spdr Fd 07/25/2011 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MGILY | MORGAN STANLEY MS 144A Trigger Securities linked to GILD | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MKNOF | Mobile Knowledge, Inc. Ordinary Shares (Canada) | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MNSAY | MORGAN STANLEY Morgan Stanley 144A AMP linked PERQS | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MOSMK | MORGAN STANLEY MS 144A PERQS linked to MPEL, STP, SPSN | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MOSOY | MORGAN STANLEY 144A Perqs Mandatorily Exchangeable Amgen Inc Common Stock | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MPAYL | MORGAN STANLEY Morgan Stanley 144A PAY PERQS due October 10, 2008 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSBG | Morgan Stanley 10% SPARQS Linked to Schlumberger N.V. Structured Product | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSCUL | MORGAN STANLEY MS 144A Coach Inc. PLUS due November 14, 2008 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSDAL | MORGAN STANLEY PERQS MS 144A DNA Due January 21,2009 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSDI | Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSDOL | MORGAN STANLEY Morgan Stanley 144A RTY linked Delta One Securities | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSFFY | MORGAN STANLEY Preassign Equity 45 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSKOL | MORGAN STANLEY MS 144A KO AIG PERQS | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSNCL | MORGAN STANLEY 144A PERQS due 2/4/09 Mandatorily Exchangeable for the Common Stock of Sunoco, Inc | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSNDL | MORGAN STANLEY MS 144A PERQS linked to NIHD, ODP, and Q | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSNK | Morgan Stanley Morgan Stanley Nasdaq-100 PLUS | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSOJL | Morgan Stanley 144A PERQS Mandatorily Exchangeable Nabi Biopharmaceuticals 12/29/2006 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSPH | Morgan Stanley PLUS Based on the PHLX Oil Service Sector Index Structured Product | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSPZM | MORGAN STANLEY 144A Mandatorily Exchangeable PERQS American Intl Group Inc. | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSSDY | MORGAN STANLEY Perqs Mandatorily Exch for Com Stk 144A (Nutrisystem Inc) | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSTPL | MORGAN STANLEY MS 144A TXN PERQS due January 23, 2009 | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | MSUEL | MORGAN STANLEY 144A PERQS due 2/4/2009 Mandatorily Exchangeable for the Common Stock of Patterson-Uti Energy, Inc | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | NUVAL | NuVasive, Inc. Common 144A | 2/15/2011 | 100 | Inactive Security** |
| 17:47 | OHBIQ | Orleans Homebuilders, Inc. Common Stock | 2/15/2011 | 100 | Plan of Bankruptcy effective. All shares have been cancelled. ** |
| 13:06 | SMNG | Strategic Mining Corp. Common Stock | 2/15/2011 | 100 | Added to OTCBB** |
| 13:06 | TESBF | Tri Communication Solutions Inc Ordinary Shares | 2/15/2011 | 100 | Inactive Security** |
| 13:06 | VMEDL | Virgin Media Inc. Common 144A | 2/15/2011 | 100 | Inactive Security** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:30 | 2/15/2011 | MPPC | MPPCQ | myPhotoPipe.com, Inc. Common Stock | Bankruptcy filed on 2/7/2011. ** |
| 13:06 | 2/15/2011 | PCFHF | FEOVF | Oceanic Iron Ore Corp. Ordinary Shares (Canada) | ** |
| 13:06 | 2/15/2011 | TRVJF | EQTRF | Equitas Resources Corp. Ordinary Shares (Canada) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:06 | 2/15/2011 | AILQF | AirlQ, Inc. Ordinary Shares (Canada) | AILQF | AirlQ, Inc. Ordinary Shares (Canada) | 1-40 R/S effective 02/03/2011** |
| 13:06 | 2/15/2011 | GLOWD | Glowpoint, Inc. New Common Stock | GLOW | Glowpoint, Inc. Common Stock | ** |
| 13:06 | 2/15/2011 | GMTD | Game Trading Technologies, Inc. Common Stock | GMTDD | Game Trading Technologies, Inc. New Common Stock | 1-2 R/S ** |
| 16:30 | 2/15/2011 | IBREF | Intl Bio Recovery Corp Ordinary Shares | IBREF | Terrabiogen Technologies, Inc. Ordinary Shares (Canada) | ** |
| 16:30 | 2/15/2011 | PTPIF | PT TRI POLYTA INDONESIA Ordinary Shares | PTPIF | PT Chandra Asri PetroChemical Ordinary Shares (Indonesia) | ** |
| 16:30 | 2/15/2011 | PTPIY | PT TRI POLYTA INDONESIA American Depositary Receipts | PTPIY | PT Chandra Asri Petrochemical Sponsored ADR (Indonesia) | ** |
Private Placement Security Changes 2/14/2011 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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