October 26, 2014
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OTCBB and Other-OTC System Changes - 2/14/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:06 ALCL Atlas Capital Holdings Common Stock 2/15/2011 100 From NBB (ALCL)** 
16:30 CDKNF Cayden Resources, Inc. Ordinary Shares (Canada) 2/15/2011 100 ** 
16:30 CHVPF China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring 2/15/2011 100 ** 
16:30 MNGGF Mongolia Growth Group Ltd. Ordinary Shares (Canada) 2/15/2011 100 ** 
16:30 SKWEF Skywest Energy Corp. Ordinary Shares (Canada) 2/15/2011 100 ** 
13:06 SMNG Strategic Mining Corp. Common Stock 2/15/2011 100 From NBB (SMNG)** 
16:30 SUHE Sunshine Heart Inc. SHS CHESS DEPOSITORY INTERESTS REPR 1 SH 2/15/2011 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
15:55 TRXAQ Tronox Incorporated Class A Common Stock 2/14/2011 100 (comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. ** 
15:55 TRXBQ Tronox Incorporated Common Stock Class B 2/14/2011 100 (comment updated: Deletion time of the security is 12:31) Plan of Bankruptcy effective. All shares have been cancelled. ** 
13:06 ALCL Atlas Capital Holdings Common Stock 2/15/2011 100 Added to OTCBB** 


Portal System Changes 2/14/2011 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:06 AMLNL Amylin Pharmaceuticals, Inc. 144A Common 2/15/2011 100 Inactive Security** 
13:06 CBDA Citigroup Inc. PACES Based Upon Petroleo Brasileiro S A ADRS 2/15/2011 100 Inactive Security** 
13:06 CBTVI Coleman Cable Inc Coleman Cable Inc 144A 2/15/2011 100 Inactive Security** 
13:06 CFEM Citigroup FDG Inc PACERS Ishares MSCI Emerging Mkts Index Fd 2/15/2011 100 Inactive Security** 
13:06 CFMF Citigroup FDG Inc ELKS Based Upon Microsoft Corp (Com Stk) 2/15/2011 100 Inactive Security** 
13:06 CFYH Citigroup FDG Inc ELKS Based on Yahoo Inc Com Stk 2/15/2011 100 Inactive Security** 
13:06 CGBF Citigroup Inc. Buffer Nt Based Upon Finl Select Sector Spdr Fd 2/15/2011 100 Inactive Security** 
13:06 CGCX Citigroup Inc. ELKS Based Upon Amern Dep Rcpt Cemex S A B De Cv 2/15/2011 100 Inactive Security** 
13:06 CGFM Citigroup Inc. ELKS Based Upon Monsanto Co Com 2/15/2011 100 Inactive Security** 
16:30 CHVPF China Vantagepoint Acquisition Company Unit 1 Com & 1/2 Wt Expiring 2/15/2011 100 Added to NBB 
13:06 CIFD Citigroup FDG Inc Equity Lkd ELKS Based on Yahoo Inc Com Stk 2/15/2011 100 Inactive Security** 
13:06 CLMC Citigroup Inc. ELKS Based Upon Alcoa Inc Com 2/15/2011 100 Inactive Security** 
13:06 DJLP Structured Products Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product 2/15/2011 100 Inactive Security** 
13:06 ECMIF East Coast Mnrl Nl Fully Paid Ordinary Shares 2/15/2011 100 Inactive Security** 
13:06 GGTGF Global Green Tech Group Ltd Ordinary Shares (Cayman Islands) 2/15/2011 100 Inactive Security** 
13:06 GSICL GSI Commerce, Inc. Common 144A 2/15/2011 100 Inactive Security 
13:06 INDQF Index Holdings Tokyo Ordinary Shares 2/15/2011 Inactive Security** 
13:06 INFJ Infinity Companies Inc. Common Stock 2/15/2011 100 Inactive Security** 
13:06 JPVFL J. P. Morgan International Derivatives Ltd. Taiwanese Low Exercise Price 144A 3C7 Wt Taiwan Semiconductor (Jersey) 2/15/2011 100 Inactive Security** 
13:06 MERDJ Merrill Lynch & Co., Inc. Auction Pass Thru Trust 2007-A 144A 2/15/2011 100 Inactive Security** 
13:06 MERDK Merrill Lynch & Co., Inc. Class 5-B Auction Pass Thru Trust 2007- 144A 2/15/2011 100 Inactive Security** 
13:06 MERDL Merrill Lynch & Co., Inc. Common Stock 144A 2/15/2011 100 Inactive Security** 
13:06 MEWZ Morgan Stanley Buffered Plus Based on Ishares MSCI Brazil Index Fd 12/31/2011 2/15/2011 100 Inactive Security** 
13:06 MGFD MORGAN STANLEY Trigger Plus On Finl Select Sector Spdr Fd 07/25/2011 2/15/2011 100 Inactive Security** 
13:06 MGILY MORGAN STANLEY MS 144A Trigger Securities linked to GILD 2/15/2011 100 Inactive Security** 
13:06 MKNOF Mobile Knowledge, Inc. Ordinary Shares (Canada) 2/15/2011 100 Inactive Security** 
13:06 MNSAY MORGAN STANLEY Morgan Stanley 144A AMP linked PERQS 2/15/2011 100 Inactive Security** 
13:06 MOSMK MORGAN STANLEY MS 144A PERQS linked to MPEL, STP, SPSN 2/15/2011 100 Inactive Security** 
13:06 MOSOY MORGAN STANLEY 144A Perqs Mandatorily Exchangeable Amgen Inc Common Stock 2/15/2011 100 Inactive Security** 
13:06 MPAYL MORGAN STANLEY Morgan Stanley 144A PAY PERQS due October 10, 2008 2/15/2011 100 Inactive Security** 
13:06 MSBG Morgan Stanley 10% SPARQS Linked to Schlumberger N.V. Structured Product 2/15/2011 100 Inactive Security** 
13:06 MSCUL MORGAN STANLEY MS 144A Coach Inc. PLUS due November 14, 2008 2/15/2011 100 Inactive Security** 
13:06 MSDAL MORGAN STANLEY PERQS MS 144A DNA Due January 21,2009 2/15/2011 100 Inactive Security** 
13:06 MSDI Morgan Stanley PLUS Based on the Dow Jones Industrial Average Structured Product 2/15/2011 100 Inactive Security** 
13:06 MSDOL MORGAN STANLEY Morgan Stanley 144A RTY linked Delta One Securities 2/15/2011 100 Inactive Security** 
13:06 MSFFY MORGAN STANLEY Preassign Equity 45 2/15/2011 100 Inactive Security** 
13:06 MSKOL MORGAN STANLEY MS 144A KO AIG PERQS 2/15/2011 100 Inactive Security** 
13:06 MSNCL MORGAN STANLEY 144A PERQS due 2/4/09 Mandatorily Exchangeable for the Common Stock of Sunoco, Inc 2/15/2011 100 Inactive Security** 
13:06 MSNDL MORGAN STANLEY MS 144A PERQS linked to NIHD, ODP, and Q 2/15/2011 100 Inactive Security** 
13:06 MSNK Morgan Stanley Morgan Stanley Nasdaq-100 PLUS 2/15/2011 100 Inactive Security** 
13:06 MSOJL Morgan Stanley 144A PERQS Mandatorily Exchangeable Nabi Biopharmaceuticals 12/29/2006 2/15/2011 100 Inactive Security** 
13:06 MSPH Morgan Stanley PLUS Based on the PHLX Oil Service Sector Index Structured Product 2/15/2011 100 Inactive Security** 
13:06 MSPZM MORGAN STANLEY 144A Mandatorily Exchangeable PERQS American Intl Group Inc. 2/15/2011 100 Inactive Security** 
13:06 MSSDY MORGAN STANLEY Perqs Mandatorily Exch for Com Stk 144A (Nutrisystem Inc) 2/15/2011 100 Inactive Security** 
13:06 MSTPL MORGAN STANLEY MS 144A TXN PERQS due January 23, 2009 2/15/2011 100 Inactive Security** 
13:06 MSUEL MORGAN STANLEY 144A PERQS due 2/4/2009 Mandatorily Exchangeable for the Common Stock of Patterson-Uti Energy, Inc 2/15/2011 100 Inactive Security** 
13:06 NUVAL NuVasive, Inc. Common 144A 2/15/2011 100 Inactive Security** 
17:47 OHBIQ Orleans Homebuilders, Inc. Common Stock 2/15/2011 100 Plan of Bankruptcy effective. All shares have been cancelled. ** 
13:06 SMNG Strategic Mining Corp. Common Stock 2/15/2011 100 Added to OTCBB** 
13:06 TESBF Tri Communication Solutions Inc Ordinary Shares 2/15/2011 100 Inactive Security** 
13:06 VMEDL Virgin Media Inc. Common 144A 2/15/2011 100 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:30 2/15/2011 MPPC MPPCQ myPhotoPipe.com, Inc. Common Stock Bankruptcy filed on 2/7/2011. ** 
13:06 2/15/2011 PCFHF FEOVF Oceanic Iron Ore Corp. Ordinary Shares (Canada) ** 
13:06 2/15/2011 TRVJF EQTRF Equitas Resources Corp. Ordinary Shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:06 2/15/2011 AILQF AirlQ, Inc. Ordinary Shares (Canada) AILQF AirlQ, Inc. Ordinary Shares (Canada) 1-40 R/S effective 02/03/2011** 
13:06 2/15/2011 GLOWD Glowpoint, Inc. New Common Stock GLOW Glowpoint, Inc. Common Stock ** 
13:06 2/15/2011 GMTD Game Trading Technologies, Inc. Common Stock GMTDD Game Trading Technologies, Inc. New Common Stock 1-2 R/S ** 
16:30 2/15/2011 IBREF Intl Bio Recovery Corp Ordinary Shares IBREF Terrabiogen Technologies, Inc. Ordinary Shares (Canada) ** 
16:30 2/15/2011 PTPIF PT TRI POLYTA INDONESIA Ordinary Shares PTPIF PT Chandra Asri PetroChemical Ordinary Shares (Indonesia) ** 
16:30 2/15/2011 PTPIY PT TRI POLYTA INDONESIA American Depositary Receipts PTPIY PT Chandra Asri Petrochemical Sponsored ADR (Indonesia) ** 


Private Placement Security Changes 2/14/2011 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
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