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Other-OTC System Changes - 2/13/2007 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | ACCQF | Action Construction Equipment Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | ADHKF | Adhunik Metalinks Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | AGLMF | AG Industries Limited Ordinary Shares (South Africa) | 2/14/2007 | | | |
| 13:36 | BLIFF | Blife Investment Corp Ordinary Shares (Japan) | 2/14/2007 | | | |
| 15:24 | CCAH | Commoncache, Inc. Common Stock | 2/14/2007 | | | |
| 13:36 | CHVAF | China Overseas Land & Investment Ltd Warrants (Hong Kong) | 2/14/2007 | | | |
| 13:36 | CYPUF | Cityspring Infrastructure Trust Units (Singapore) | 2/14/2007 | | | |
| 13:36 | DRVPF | Drive Prods Income Fd Tr Units (Canada) | 2/14/2007 | | | |
| 13:36 | FJSHF | Fujishoji Co Ltd, Osaka Ordinary Shares (Japan) | 2/14/2007 | | | |
| 13:36 | FMGGF | Federal Mogul Goetze India Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | HHUYF | Hunan Huayin Electric Power Co Ltd Shares -A- (China) | 2/14/2007 | | | |
| 13:36 | HLTCF | Haltec Corp Ordinary Shares (Japan) | 2/14/2007 | | | |
| 13:36 | HNKYF | Hankyu Reit Inc, Osaka Ordinary Shares (Japan) | 2/14/2007 | | | |
| 13:36 | KSOQF | KS Oils Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | LGVWF | Longview Cap Partners Inc Common Shares (Canada) | 2/14/2007 | | | |
| 13:36 | MEPTF | Medipost Co Ltd Ordinary Shares (South Korea) | 2/14/2007 | | | |
| 13:36 | MRGIF | Mori Trust Sogo Reit Inc Tokyo Ordinary Shares(Japan) | 2/14/2007 | | | |
| 15:24 | NAVZ | Navistar International Corporation Common Stock | 2/14/2007 | | | From NYSE (NAV) |
| 15:24 | NAVZP | Navistar International Corporation Preferred Stock | 2/14/2007 | | | From NYSE (NAV$D) |
| 13:36 | PVGUF | Provogue India Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | QAFFF | QAF Ltd Warrants (Singapore) | 2/14/2007 | | | |
| 13:36 | RABOF | Rabobank Nederland NV Additional Issue Wts on China Construction Bank Corp (Netherlands) | 2/14/2007 | | | |
| 13:36 | RTNAF | Ratnamani Metals & Tubes Ltd Shares Dematerialised (India) | 2/14/2007 | | | |
| 13:36 | SDGPF | Shandong Pharmaceutical Glass Co Ltd Shares -A- (China) | 2/14/2007 | | | |
| 13:36 | SNOYF | Sino Technology Investments Co Ltd Ordinary Shares (Cayman Islands) | 2/14/2007 | | | |
| 13:36 | SOWAF | Sowa Jisho Co Ltd, Tokyo Ordinary Shares (Japan) | 2/14/2007 | | | |
| 13:36 | SRHLF | SRA Holdings Inc, Tokyo Ordinary Shares (Japan) | 2/14/2007 | | | |
| 13:36 | TEEX | Treasure Explorations Inc. Common Stock | 2/14/2007 | | | |
| 13:36 | TPRYF | Top Reit Inc, Tokyo Ordinary Shares (Japan) | 2/14/2007 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:36 | ACAMY | Acambis plc American Depositary Shares | 2/14/2007 | | ADR Program Termination ** |
| 13:36 | ADELQ | Adelphia Communications Corporation Class A Common Stock | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. 1 unit of CVV Series ACC-7 interests for every share held; payable upon surrender. ** |
| 13:36 | ADLLQ | Adelphia Communications Corp 13% Cum Non-Vtg Exch Pfd Ser B | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. 100 units of CVV Series ACC-6B interests for every share held; payable upon surrender. ** |
| 13:36 | ADLMQ | Adelphia Communications Corporation Convertible 7.5% Series F Preferred | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. 25.28125 units of CVV Series ACC-6E/F interests for every share held; payable upon surrender. ** |
| 13:36 | ADLNQ | Adelphia Communications Corporation Convertible Preferred | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. 25.67708 units of CVV Series ACC-6E/F interests for every share held; payable upon surrender. ** |
| 13:36 | ADLPQ | Adelphia Communications Corp PFD CONV SER D 5.5% | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. 200 units of CVV Series ACC-6D interests for each share held; payable upon surrender. ** |
| 13:36 | ADLZQ | Adelphia Communications Corp PFD EXCHANGEABLE SER A 13%144A | 2/14/2007 | | Bankruptcy Plan effective 2/13/2007. No distribution to shareholders. |
| 13:36 | BLUG | Blue Ridge Bank (Floyd, Va) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (2.474 shs of Carter Bank & Trust) |
| 13:36 | CASPA | Case Pomeroy & Co Inc Cl-A Common Stock | 2/14/2007 | | Acquired eff 1/3/2007 by CP New Co ($1855.00/sh) ** |
| 13:36 | CASPB | Case Pomeroy & Co Inc Class B Common Stock | 2/14/2007 | | Acquired eff 1/3/2007 by CP New Co ($1855.00/sh) ** |
| 13:36 | CASPO | Case Pomeroy & Co Inc Series A 10% Preferred Stock | 2/14/2007 | | Called for Redemption 1/3/2007 ($10/sh plus accrued & unpaid interest) |
| 13:36 | CKLV | Central National Bank (Lynchburg, VA) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (5.470 shs of Carter Bank & Trust)** |
| 13:36 | CNTB | Community National Bank (South Boston, VA) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (4.35 shs of Carter Bank & Trust) ** |
| 15:24 | DJRP | Dujour Products, Inc. NEW Common Stock | 2/14/2007 | | Added to OTCBB (DJRP)** |
| 13:36 | FNEX | First National Exchange Bank Of Roanoke Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (4.509 shs of Carter Bank & Trust) ** |
| 13:36 | FNRM | First National Bank (Rocky Mt, Va) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (1.613 shs of Carter Bank & Trust) |
| 16:22 | GMSRF | Gemstar Resources Ltd. Ordinary Shares (Canada) | 2/14/2007 | | Added to OTCBB (GMSRF)** |
| 13:36 | IDIMY | Indonesian Diamond Co Ltd Ord American Depositary Shares | 2/14/2007 | | ADR Program Termination ** |
| 13:36 | MNBG | Mountain National Bank (Galax, VA) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (3.981 shs of Carter Bank & Trust) ** |
| 17:59 | NALC | Nicholas Applegate Instl Fds US Systematic Large Cap Growth Fd Cl II | 2/14/2007 | | Security set up in error ** |
| 17:59 | NAPG | Nicholas Applegate Instl Fds US Systematic Mid Cap Growth fund Cl II Formerly US Systematic SMid Growth Fd Cl II to 1/20/2006 | 2/14/2007 | | Security set up in error ** |
| 13:36 | PHNY | Patrick Henry National Bank (Bass,Va) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (1.112 shs of Carter Bank & Trust) ** |
| 13:36 | POKV | Patriot Bank NA (Fredricksburg, VA) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (5.775 shs of Carter Bank & Trust) ** |
| 13:36 | SDOH | Shenandoah National Bank (Stauton, VA) Common Stock | 2/14/2007 | | Acquired Carter Bank & Trust (3.461 shs of Carter Bank & Trust)** |
| 13:36 | VEOSY | Veos Plc Veos Plc Spons ADR | 2/14/2007 | | ADR Program Termination ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:36 | 2/14/2007 | ARAA | Avrada, Inc. Common Stock (NV) | DKSC | Dakshidin Corporation Common Stock (NV) | ** |
| 13:36 | 2/14/2007 | GNGS | General Gas Corp Common Stock | GNGA | General Gas Corp New Common Stock | 1-200 R/S ** |
| 13:36 | 2/14/2007 | MHGP | Meritage Hospitality Group Inc. Common Stock | MHGU | Meritage Hospitality Group Inc. New Common Stock | 1-300 R/S followed by 300-1 F/S; Payable upon Surrender of Certificates. Cashing out shareholders holding less than 300 shares ($5.25/sh). New symbol (MHGU) ** |
| 15:24 | 2/14/2007 | SNGGY | Sun's Group, Ltd. (The) Sponsored American Depository Receipt | SNGRY | Sun's Group, Ltd. (The) Sponsored ADR New | 1-1000 R/S ** |
Portal System Changes 2/13/2007 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:36 | NEWPY | Newport Corporation Common Stock 144A | 2/14/2007 | | | |
| 13:36 | SSOMY | Sasco NIM CO 2007 BC1 Preferred Shares 3C7 144A (Cayman Islands) | 2/14/2007 | | | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 15:23 | 2/14/2007 | TAATY | Tata Electric Companies GDR 144A | TAATY | Tata Power Company Ltd 144A GDR (India_ | ** |
Private Placement Security Changes 2/13/2007 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 15:23 | TAATF | Tata Electric Companies Spons Reg S GDR | 2/14/2007 | | Inactive Security |
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| Notes | |
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