November 1, 2014
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OTCBB and Other-OTC System Changes - 2/11/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 SUGR Sugar Creek Financial Corp. Common Stock 2/11/2014 100 From BB (SUGR) 
07:55 TFCH TFC Holding Co Common Stock 2/11/2014 100 From BB (TFCH) 
17:08 CWAV Cyto Wave Technologies Inc Common Stock 2/12/2014 100 ** 
13:49 DSXXF Diana Shipping Inc. Perpetual Preferred Shares Series B (Marshall Islands) 2/12/2014 100 ** 
13:49 FNDGF Fine Digital Inc Fine Digital Inc (South Korea) 2/12/2014 100  
17:08 HFAI Heng Fai Enterprises Ltd Ordinary Shares (Hong Kong) 2/12/2014 100  
13:49 HNTHF High North Resources Ltd Common Shares (Canada) 2/12/2014 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 SUGR Sugar Creek Financial Corp. Common Stock 2/11/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 TFCH TFC Holding Co Common Stock 2/11/2014 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
13:49 POFRF Prime Office AG, Muenchen Rights Expiring 02/11/2014 (Germany) 2/12/2014 100 Expired Security ** 
13:49 WEBPQ Web Press Corporation Common Stock 2/12/2014 100 CUSIP suspended ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:49 2/12/2014 APCSF NUVPF Nuva Pharmaceuticals Inc. Ordinary Shares (Canada) ** 
17:08 2/12/2014 ASIUF ASIUQ Alterrus Systems, Inc. Ordinary Shares (Canada) Bankruptcy Filed** 
13:49 2/12/2014 FMAR FMARQ First Mariner Bancorp Common Stock Bankruptcy Filed 02/10/2014** 
13:49 2/12/2014 PAWED PAWEF Pacific Northwest Capital Corporation Ordinary Shares (Canada) ** 
13:49 2/12/2014 SAEED SPEC SpectralCast, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:49 2/12/2014 NVLT Novelos Therapeutics, Inc. Common Stock CLRB Cellectar Biosciences, Inc. Common Stock ** 


Portal System Changes 2/11/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 2/11/2014 12:00:00 AM
There are no entries for Private Placement Security issues.








  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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