April 21, 2014
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Other-OTC System Changes - 2/11/2004 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
00:00 CTBC Connecticut Bank & Trust Company (CT) Common Stock 2/11/2004   Shares have not been issued, From BB (CTBC) ** 
13:33 CNDL Candlewood Hotel Company, Inc. Common Stock 2/12/2004   From BB (CNDL) ** 
13:33 GADZQ Gadzooks, Inc. Common Stock 2/12/2004   From NNM (GADZQ) ** 
13:33 HCBC High Country Bancorp, Inc. Common Stock 2/12/2004   From SCM (HCBC) ** 
16:43 XOSYY iXOS Software AG American Depositary Shares 2/12/2004   From NNM (XOSY) ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
00:00 AFGXP American Financial Group, Inc. 7.125% Sr Debenture 2/11/2004  Listed on NYSE (AFE) ** 
00:00 FJHXP First Republic Bancorp Inc. Depositary Shares repstg 1/40th Pfd A 2/11/2004  Listed on NYSE (FRC$A) ** 
15:42 AAVT Asian Alliance Ventures, Inc. Common Stock 2/12/2004  Added to BB (AAVT) 
13:33 GMPQL Green Mountain Power 4.75% Preferred Stock, Class B 2/12/2004  Called For Redemption 
13:33 LDSBF Lindt & Spruengli AG AKT (Switzerland) 2/12/2004  Security No Longer Exists ** 
16:16 NEQSQ National Equipment Services, Inc. Common Stock 2/12/2004  Bankruptcy Reorganization - plan effective 2/11/2004. ** 
15:42 NETLF Netlife AKT (German Federal Republic) 2/12/2004  Inactive Issue 
15:42 PLSB Placer Savings Bank Common Stock 2/12/2004  Acquired by PC Merger Company ($22.05/sh - eff. 8/13/1999) 
13:33 SECT Seacoast Holding Corporation Common Stock 2/12/2004  12(j) Registration Revoked by SEC ** 
15:42 SHCM Shaynee Cons Metals & Holdings Common Stock 2/12/2004  Inactive Issue 
15:42 SNDA Sanders Associates, Inc. Common Stock 2/12/2004  Acquired by Loral Corp (eff. 10/30/1996) 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
15:42 2/12/2004 CTRX CRXN Concentrax, Inc. Common Stock ** 
13:33 2/12/2004 PLRE PLRH People Ridesharing Systems Inc Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:33 2/12/2004 AXYN AXYN Corporation Common Stock AXNC AXYN Corporation New Common Stock 1-10 R/S ** 


Portal System Changes 2/11/2004 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 2/11/2004 12:00:00 AM
There are no entries for Private Placement Security issues.








  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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