|
OTCBB and Other-OTC System Changes - 2/10/2011 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 08:59 | BVIG | Kat Gold holdings Corp. Common Stock | 2/10/2011 | Y | 100 | From BB (BVIG)** |
| 08:59 | ECPN | El Capitan Precious Metals, Inc. Common Stock | 2/10/2011 | Y | 100 | From BB (ECPN)** |
| 08:59 | SWCR | Shawcore Dev Corp. Common | 2/10/2011 | Y | 100 | From BB (SWCR)** |
| 13:16 | AAAUF | Auplata, Cayenne Ordinary Shares (France) | 2/11/2011 | Y | 100 | ** |
| 13:16 | FIBH | First Bancshares Inc Ohio | 2/11/2011 | Y | 100 | Symbol Reinstated |
| 16:29 | GDLLF | Geodrill Limited Ordinary Shares (Isle of Man) | 2/11/2011 | Y | 100 | ** |
| 16:29 | PRVAF | Petronova, Inc Ordinary Shares (Canada) | 2/11/2011 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 08:59 | BVIG | Kat Gold holdings Corp. Common Stock | 2/10/2011 | 100 | Failure to comply with Rule 15c2-11; added to NBB (BVIG)** |
| 08:59 | ECPN | El Capitan Precious Metals, Inc. Common Stock | 2/10/2011 | 100 | Failure to comply with Rule 15c2-11; added to NBB (ECPN)** |
| 08:59 | SWCR | Shawcore Dev Corp. Common | 2/10/2011 | 100 | Failure to comply with Rule 15c2-11; added to NBB (SWCR) ** |
| 13:16 | HEGCF | Hegco Canada Inc Ordinary Shares | 2/11/2011 | 100 | Inactive Security** |
Portal System Changes 2/10/2011 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:16 | IARTL | Integra LifeSciences Holdings Corporation Common Stock 144A | 2/11/2011 | 100 | Inactive Security** |
| 13:16 | ILTCL | Insulet Corporation Common 144A | 2/11/2011 | 100 | Inactive Security** |
| 13:16 | KSBBF | Ksb Ag Pfd Nv Rts Ordinary Shares | 2/11/2011 | 1 | Inactive Security** |
| 13:16 | LDXPF | Lyndex Expl Ltd (F) Ordinary Shares | 2/11/2011 | 100 | Inactive Security** |
| 16:29 | MSDY | MORGAN STANLEY Protected Fd Lkd Secs Based on Performance of 2007-2 Fd Dynamic Reference Index | 2/11/2011 | 100 | Added to Trace** |
| 13:16 | NMTMP | Nuveen Massachusetts Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2016 | 2/11/2011 | 100 | Listed on NYSE (NMT$D) |
| 13:16 | NWMZP | Nuveen Maryland Dividend Advantage Municipal Fund 3 Term Preferred Shares Series 2016-1 | 2/11/2011 | 100 | Listed on NYSE (NWI$D) |
| 13:16 | ORCA | Orca Technologies Inc Common Stock | 2/11/2011 | 100 | Inactive Security** |
| 13:16 | SESCF | S E S Co Ltd Tokyo Ordinary Shares (Japan) | 2/11/2011 | 100 | Inactive Security** |
| 13:16 | SMIJF | Scomi Group BHD Ordinary Shares (Malaysia) | 2/11/2011 | 100 | Inactive Security** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:16 | 2/11/2011 | CSLX | CSL Lighting Manufacturing, Inc. Common Stock | CSLX | TBD One Inc. Common Stock | ** |
| 13:16 | 2/11/2011 | DVLN | Dvl Inc Common Stock | DVLND | DVL Inc. NEW Common Stock | 1-7500 R/S, with pre slit fractional shares cashed out at $0.14 ** |
| 16:29 | 2/11/2011 | IGPFF | Imperial Ginseng Products, Ltd. Ordinary Shares (Canada) | IGPFD | Imperial Ginseng Products, Ltd. New Ordinary Shares (Canada) | 1-10 R/S** |
| 13:16 | 2/11/2011 | IVYD | International Vineyard, Inc. Common Stock | WXSS | Waxess Holdings, Inc. Common Stock | ** |
| 13:16 | 2/11/2011 | XRMB | Xero Mobile, Inc. Common Stock | XRMBD | Xero Mobile, Inc. NEW Common Stock | 1-400 R/S ** |
| SYMBOL CHANGE CANCELLATIONS | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:29 | 2/14/2011 | VERL | VERLE | Verilink Corporation New Common Stock | |
Private Placement Security Changes 2/10/2011 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| The Symbol Change from VERL/VERL to VERLE/VERLE, reported on the Daily List of 02/10/2011, with an Effective Date of 02/14/2011 , has been cancelled. |