|
OTCBB and Other-OTC System Changes - 2/4/2008 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | MZYH | Mezey Howarth Racing Stables Inc Common Stock | 2/4/2008 | Y | | From BB (MZYH) |
| 07:55 | TPHM | Thomas Pharmaceuticals, Ltd. Class A | 2/4/2008 | Y | | From BB (TPHM) |
| 17:03 | APBS | Artistry Publications, Inc. Common Stock | 2/5/2008 | Y | | From NBB (APBS)** |
| 13:51 | BKWRF | Breakaway Resources Ltd Ordinary shares (Australia) | 2/5/2008 | Y | | |
| 17:19 | GALEF | Galena Cap Corp Common stock (Canada) | 2/5/2008 | Y | | |
Portal System Changes 2/4/2008 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:34 | GCRPL | Gaia Capital Corp Common 144A | 2/5/2008 | N | | |
| 16:34 | JPATL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (TATA STL Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPBLL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (DLF Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPBPL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Bharat Pete Corp Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPGIL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Gail India Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPIBL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (State Bank India) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPIFL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Infrastructure Dev Fin Co Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPJSL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (JSW STL Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPMEL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Essar Oil Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | JPMNL | J P Morgan Chase & Co 12% Mandatory Exchangeable Nts Lkd 144A (To American Depository Rcpts of Nokia Corp) 08/07/08 | 2/5/2008 | N | | |
| 16:34 | JPNLL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Neyveli Lignite Corp Ltd) 01/24/2013 (Jersey) | 2/5/2008 | N | | |
| 16:34 | LBKBL | Lehman Bros Hldgs Inc 5% YEELDS Lkd to Com Stk KB Home 144A | 2/5/2008 | N | | |
| 16:34 | LCCEL | Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A (China Coal Energy Co) 02/20/2013 (Luxembourg) | 2/5/2008 | N | | |
| 16:34 | LGECL | Lehman Bros Luxembourg Equity Fin S A Taiwanese Low Exercise Price Wt 144A (Gintech Energy Corp) 02/07/2013 (Luxembourg) | 2/5/2008 | N | | |
| 16:34 | MBDPL | Morgan Stanley B V Delta Ctf Lkd Performance 144A (Barratt Development Plc) 02/06/2009 (Netherlands) | 2/5/2008 | N | | |
| 15:15 | MGLVF | Mega Silver Inc Common shares (Canada) | 2/5/2008 | Y | | |
| 13:51 | NYRSF | Nyrstar NV, Bruxelles Ordinary shares (Belgium) | 2/5/2008 | Y | | |
| 13:51 | ROXIF | Roxi Petroleum Plc, London Ordinary shares (United Kingdom) | 2/5/2008 | Y | | |
| 17:02 | SKNT | Skreem Entertainment Corp Common Stock | 2/5/2008 | Y | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 07:55 | MZYH | Mezey Howarth Racing Stables Inc Common Stock | 2/4/2008 | | Failure to comply with Rule 15c2-11 |
| 07:55 | TPHM | Thomas Pharmaceuticals, Ltd. Class A | 2/4/2008 | | Failure to comply with Rule 15c2-11 |
| 17:02 | APBS | Artistry Publications, Inc. Common Stock | 2/5/2008 | | Added to OTCBB (APBS)** |
| 16:34 | DLKKL | D-Link Corporation Ord Sponsored GDR New 144A (Taiwan) | 2/5/2008 | | Symbol set up in error. |
| 17:14 | NTLYP | National City Corporation Dep Sh Repstg 1/4000th Pfd Ser F Fixed (Fltg) | 2/5/2008 | | Listed on NYSE (NCC$F) ** |
| 13:51 | RKVWF | Rockyview Energy Inc Common Shares (Canada) | 2/5/2008 | | Acquisition ** |
| 13:51 | SFGH | Safeguard Health Enterprises, Inc. Common Stock | 2/5/2008 | | Acquired by MetLife Inc ($4643.28/sh) ** |
| 13:51 | UBSN | U S Bioscience Common Stock | 2/5/2008 | | Inactive security |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:53 | 2/5/2008 | DCOV | Discovery Technologies, Inc. - New Common Stock | CGAG | China Green Agriculture, Inc. Common Stock | ** |
| 13:53 | 2/5/2008 | ESVH | Eastern Services Holdings, Inc. Common Stock | FNDM | Fund.com Inc. Class A Common Stock | ** |
| 13:53 | 2/5/2008 | GRFN | Great River Financial Group, Inc. Common Stock | TRVR | Two Rivers Financial Group, Inc. Common Stock | ** |
| 13:51 | 2/5/2008 | IMIN | International Minerals Mining Group, Inc. NEW Common Stock | ADCS | Advanced Content Services Inc Common Stock | ** |
| 13:53 | 2/5/2008 | MMAI | MMA Media Inc. Common Stock | CRCV | China Energy Recovery, Inc. Common Stock | 1-9 R/S ** |
| 15:15 | 2/5/2008 | NKYH | NetSky Holdings, Inc. Common Stock | NSKY | NetSky Holdings Inc New Common Stock | 1-1000 R/S ** |
| 13:53 | 2/5/2008 | PGCA | Prestige Capital Corporation Common Stock | PGEC | Prestige Capital Corporation New Common Stock | 1-5 R/S ** |
| 13:51 | 2/5/2008 | PWRC | PowerChannel, Inc. Common Stock | QLBU | Qualibou Energy Inc Common Stock | 1-300 R/S ** |
Private Placement Security Changes 2/4/2008 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|
| |
| Notes | |
| |