October 25, 2014
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OTCBB and Other-OTC System Changes - 2/4/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 MZYH Mezey Howarth Racing Stables Inc Common Stock 2/4/2008  From BB (MZYH) 
07:55 TPHM Thomas Pharmaceuticals, Ltd. Class A 2/4/2008  From BB (TPHM) 
17:03 APBS Artistry Publications, Inc. Common Stock 2/5/2008  From NBB (APBS)** 
13:51 BKWRF Breakaway Resources Ltd Ordinary shares (Australia) 2/5/2008   
17:19 GALEF Galena Cap Corp Common stock (Canada) 2/5/2008   


Portal System Changes 2/4/2008 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:34 GCRPL Gaia Capital Corp Common 144A 2/5/2008   
16:34 JPATL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (TATA STL Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPBLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (DLF Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPBPL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Bharat Pete Corp Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPGIL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Gail India Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPIBL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (State Bank India) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPIFL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Infrastructure Dev Fin Co Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPJSL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (JSW STL Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPMEL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Essar Oil Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 JPMNL J P Morgan Chase & Co 12% Mandatory Exchangeable Nts Lkd 144A (To American Depository Rcpts of Nokia Corp) 08/07/08 2/5/2008   
16:34 JPNLL J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 (Neyveli Lignite Corp Ltd) 01/24/2013 (Jersey) 2/5/2008   
16:34 LBKBL Lehman Bros Hldgs Inc 5% YEELDS Lkd to Com Stk KB Home 144A 2/5/2008   
16:34 LCCEL Lehman Bros Luxembourg Equity Fin S A China Low Exercise Price Wt 144A (China Coal Energy Co) 02/20/2013 (Luxembourg) 2/5/2008   
16:34 LGECL Lehman Bros Luxembourg Equity Fin S A Taiwanese Low Exercise Price Wt 144A (Gintech Energy Corp) 02/07/2013 (Luxembourg) 2/5/2008   
16:34 MBDPL Morgan Stanley B V Delta Ctf Lkd Performance 144A (Barratt Development Plc) 02/06/2009 (Netherlands) 2/5/2008   
15:15 MGLVF Mega Silver Inc Common shares (Canada) 2/5/2008   
13:51 NYRSF Nyrstar NV, Bruxelles Ordinary shares (Belgium) 2/5/2008   
13:51 ROXIF Roxi Petroleum Plc, London Ordinary shares (United Kingdom) 2/5/2008   
17:02 SKNT Skreem Entertainment Corp Common Stock 2/5/2008   
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 MZYH Mezey Howarth Racing Stables Inc Common Stock 2/4/2008  Failure to comply with Rule 15c2-11 
07:55 TPHM Thomas Pharmaceuticals, Ltd. Class A 2/4/2008  Failure to comply with Rule 15c2-11 
17:02 APBS Artistry Publications, Inc. Common Stock 2/5/2008  Added to OTCBB (APBS)** 
16:34 DLKKL D-Link Corporation Ord Sponsored GDR New 144A (Taiwan) 2/5/2008  Symbol set up in error. 
17:14 NTLYP National City Corporation Dep Sh Repstg 1/4000th Pfd Ser F Fixed (Fltg) 2/5/2008  Listed on NYSE (NCC$F) ** 
13:51 RKVWF Rockyview Energy Inc Common Shares (Canada) 2/5/2008  Acquisition ** 
13:51 SFGH Safeguard Health Enterprises, Inc. Common Stock 2/5/2008  Acquired by MetLife Inc ($4643.28/sh) ** 
13:51 UBSN U S Bioscience Common Stock 2/5/2008  Inactive security 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:53 2/5/2008 DCOV Discovery Technologies, Inc. - New Common Stock CGAG China Green Agriculture, Inc. Common Stock ** 
13:53 2/5/2008 ESVH Eastern Services Holdings, Inc. Common Stock FNDM Fund.com Inc. Class A Common Stock ** 
13:53 2/5/2008 GRFN Great River Financial Group, Inc. Common Stock TRVR Two Rivers Financial Group, Inc. Common Stock ** 
13:51 2/5/2008 IMIN International Minerals Mining Group, Inc. NEW Common Stock ADCS Advanced Content Services Inc Common Stock ** 
13:53 2/5/2008 MMAI MMA Media Inc. Common Stock CRCV China Energy Recovery, Inc. Common Stock 1-9 R/S ** 
15:15 2/5/2008 NKYH NetSky Holdings, Inc. Common Stock NSKY NetSky Holdings Inc New Common Stock 1-1000 R/S ** 
13:53 2/5/2008 PGCA Prestige Capital Corporation Common Stock PGEC Prestige Capital Corporation New Common Stock 1-5 R/S ** 
13:51 2/5/2008 PWRC PowerChannel, Inc. Common Stock QLBU Qualibou Energy Inc Common Stock 1-300 R/S ** 


Private Placement Security Changes 2/4/2008 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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