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Other-OTC System Changes - 1/29/2001 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:45 | MBTAE** | Transmedia Asia Pacific Inc | 1/29/2001 | | | |
| 13:45 | BSGNY | BresnaGen Ltd Spons ADR | 1/30/2001 | | | |
| 13:45 | CGFIF | Condor Gold Fields (Canada) | 1/30/2001 | | | |
| 15:50 | CSCTF | Canscot Resources Ltd (Canada) | 1/30/2001 | | | |
| 13:45 | CSFPP | Corts Safeco Tr Cap Tr I Corp Bkd Tr Secs 8.75% Pfd | 1/30/2001 | | | |
| 13:45 | CTFAP | Corts Tr Fleet Cap Tr II Corp Bkd Tr Secs 8.00% Pfd | 1/30/2001 | | | |
| 13:45 | CTFUP | Corts Tr First Union Instl Cap I Corp Bkd Secs Ctf 8.20% Pfd | 1/30/2001 | | | |
| 13:45 | NANLF | National 1 Ltd (Australia) | 1/30/2001 | | | |
| 13:45 | VSLKF | Vislink Plc (United Kingdom) | 1/30/2001 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:45 | BRGNF | Bresagan Ltd Aud ORD | 1/30/2001 | | Dupe BSGNF |
| 15:50 | MBTA** | Transmedia Asia Pacific Inc | 1/30/2001 | | Listing on Nasdaq (MBTA) |
| 13:45 | SEAI | Seal Inc | 1/30/2001 | | Inactive security |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:45 | 1/30/2001 | EMGRE** | EMGR | Emergent Group Inc | |
| 13:45 | 1/30/2001 | MBTAE** | MBTA | Transmedia Asia Pacific Inc | |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:45 | 1/30/2001 | LGYSF** | Logicsys Inc | WIPPF | Wisper Inc | |
| 13:45 | 1/30/2001 | PRAIF** | Prospectors Alliance Corp | YXPPF | Explorers Alliance Corp (1-4 R/S) | |
| 13:45 | 1/30/2001 | STGRF** | St. Genevieve Resources Ltd | STGIF | St. Genevive Resources Ltd (1-5 R/S) | |
| 13:45 | 1/30/2001 | TURGF** | Turbo Genset Inc Cl A | TGNSF | Turbo Genset Inc (4-1 F/S) (See note 1) | |
Portal System Changes 1/29/2001 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:45 | IWOHW** | IWO Holdings Inc Wt to purchase 144A Cl C cmn Stk 1/15/2011 | 1/30/2001 | | | |
| 13:45 | LEBHW** | Lehman Bros Finance SA Call Wt on US$10 Uncmn 144A Euro 1/22/2002 | 1/30/2001 | | | |
| 13:45 | LEBIW** | Lehman Bros Finance SA Call Wt on Euro 10 uncmn 144A Eur 1/22/2002 | 1/30/2001 | | | |
| 13:45 | LEBJW** | Lehman Bros Finance SA Call Wt on US$ 10 uncmn 144A Euro 1/20/2004 | 1/30/2001 | | | |
| 13:45 | LEBKW** | Lehman Bros Finance SA Call Wt on Eur 10 uncmn 144A Euro 1/20/2004 | 1/30/2001 | | | |
| 13:45 | LEBLW** | Lehman Bros Finance SA Call Wt on US$ Quanto 10 144A 1/22/2002 | 1/30/2001 | | | |
| 13:45 | LEBMW** | Lehman Bros Finance SA Call Wt on Euro 10 uncmn 144A Euro 1/22/2002 | 1/30/2001 | | | |
| 13:45 | LEBOW** | Lehman Bros Finance SA Call Wt on US$ Quanto 10 144A Euro 1/22/2002 | 1/30/2001 | | | |
| 15:50 | LEBPW** | Lehman Bros Finance SA Call Wt US$ Quanto ATM 10 144A 1/22/2002 | 1/30/2001 | | | |
| 13:45 | SSBIW** | Salomon Smith Barney Call Wt Intel Corp Cm Zero 144A Strike 4/23/01 | 1/30/2001 | | | |
| ANTICIPATED ADDITIONS | |
| Updated | Symbol | Company Name | OATS
Reportable
Flag | Unit of
Trade |
| 13:45 | IWOHW | IWO Holdings Inc Wt to purchase 144A Cl C cmn Stk 1/15/2011 | | |
| 13:45 | JNRYL | Jones Apparel Group 144A Restricted Common | | |
| 13:45 | LEBHW | Lehman Bros Finance SA Call Wt on US$10 Uncmn 144A Euro 1/22/2002 | | |
| 13:45 | LEBIW | Lehman Bros Finance SA Call Wt on Eur 10 uncmn 144A Euro 1/22/2002 | | |
| 13:45 | LEBJW | Lehman Bros Finance SA Call Wt on US$ 10 uncmn 144A Euro 1/20/2004 | | |
| 13:45 | LEBKW | Lehman Bros Finance SA Call Wt on Eur 10 uncmn 144A Euro 1/20/2004 | | |
| 13:45 | LEBLW | Lehman Bros Finance SA Call Wt on US$ Quanto 10 144A 1/22/2002 | | |
| 13:45 | LEBMW | Lehman Bros Finance SA Call Wt on Euro 10 uncmn 144A Euro 1/22/2002 | | |
| 13:45 | LEBOW | Lehman Bros Finance SA Call Wt on US$ Quanto 10 144A 1/22/2002 | | |
| 15:50 | LEBPW | Lehman Bros Finance SA Call Wt US$ Quanto ATM 10 144A Euro 1/22/2002 | | |
| 13:45 | SSBIW | Salomon Smith Barney Call Wt on Intel Corp Cm Zero 144A Strike 4/23/01 | | |
Private Placement Security Changes 1/29/2001 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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