|
Other-OTC System Changes - 1/25/2013 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:19 | CUTLF | Century Sunshine Ecological Technology Holdings Ltd Ordinary shares (Cayman Islands) | 1/28/2013 | Y | 100 | |
| 13:03 | FHZNL | First Horizon National Corporation Depositary Shares | 1/28/2013 | Y | 100 | ** |
| 13:03 | TTRKF | Turk Traktor Ve Ziraat Makineleri AS Ordinary Shares (Turkey) | 1/28/2013 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 11:09 | TBUSQ | DRI Corporation Common Stock | 1/25/2013 | 100 | Bankruptcy Plan Effective. Shares Cancelled. Deletion Time 11:04:54** |
| 08:01 | WAVE | Nextwave Wireless Inc Common Stock | 1/25/2013 | 100 | Acquired by AT&T Inc. Shareholders will receive $1.00 plus one Contingent Payment Right per each share of WAVE. Deletion Time: 7:56:41. ** |
| 13:03 | AEDOF | Aed Oil Ltd Ordinary Shares (Australia) | 1/28/2013 | 100 | Inactive Issue |
| 16:04 | CCALF | Cascal N.V. Common Shares | 1/28/2013 | 100 | Acquired by Sembcorp Utilities Pte Ltd ($10.13 per share) ** |
| 13:03 | CRZNF | Corazon Mining Ltd Ordinary Shares (Australia) | 1/28/2013 | 100 | Inactive Issue |
| 13:03 | KFNDP | KKR Financial Holdings LLC Pfd Ser A Llc | 1/28/2013 | 100 | Listed on NYSE (KFP) |
| 13:03 | SSGDY | Sakari Resources Ltd Unsponsored ADR (Singapore) | 1/28/2013 | 100 | ADR Program Terminated ** |
| 13:03 | TABOF | Toyota Auto Body Co Ltd Ordinary Shares | 1/28/2013 | 100 | Inactive Issue |
| 13:03 | TNXP | Tonix Pharmaceuticals Holding Corp. Common Stock | 1/28/2013 | 100 | Added to OTCBB ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 13:03 | 1/28/2013 | REXMY | REXMD | Rexam, PLC American Depositary Shares | 9-10 R/S. ADR Program beginning 01/28/2013 the ADS's of Rexam plc will undergo a mandatory exchange of ten (10) "old" ADs for nine (9) New ADs. ADR holders will be required to surrender their old Rexam plc ADS's for cancellation in order to have new Rexam plc ADS's issued. Only whole ADS's will be distributed. The existing ratio of one (1) American Depositary Share, representing five (5) ordinary shares remains the same.** |
| 13:03 | 1/28/2013 | TRKPD | TRKP | Zinco Do Brasil, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:03 | 1/28/2013 | BFLXD | Bioflamex Corporation NEW Common Stock | BFLX | Bioflamex Corporation Common Stock | ** |
| 13:03 | 1/28/2013 | HOUM | Hotel Outsource Management International, Inc. Common Stock | HOUMD | Hotel Outsource Management International, Inc. (NEW) Common Stock | 1-100 R/S** |
| 13:03 | 1/28/2013 | REXMY | Rexam, PLC American Depositary Shares | REXMD | Rexam, PLC American Depositary Shares | 9-10 R/S. ADR Program beginning 01/28/2013 the ADS's of Rexam plc will undergo a mandatory exchange of ten (10) "old" ADs for nine (9) New ADs. ADR holders will be required to surrender their old Rexam plc ADS's for cancellation in order to have new Rexam plc ADS's issued. Only whole ADS's will be distributed. The existing ratio of one (1) American Depositary Share, representing five (5) ordinary shares remains the same.**** |
| 13:03 | 1/28/2013 | VLNXD | Vision Plasma Systems, Inc. NEW Common Stock | VLNX | Vision Plasma Systems, Inc. Common Stock | ** |
Portal System Changes 1/25/2013 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 13:03 | JPPCL | J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt Hindustan (Petro Corp Ltd 144A-3C7) 01/25/2013 (Jersey) | 1/28/2013 | 100 | Expired Security ** |
Private Placement Security Changes 1/25/2013 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|