October 23, 2014
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Other-OTC System Changes - 1/21/2014 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
07:55 DUNR Dune Energy, Inc. Common Stock 1/21/2014 100 From BB (DUNR) 
16:45 EXOXF Exo U Inc Common Shares (Canada) 1/22/2014 100 ** 
12:58 NGTEF Northgate PLC Ordinary Shares (United Kingdom) 1/22/2014 100  
16:45 QATAF Qatar Investment Fund Plc Ordinary shares (Isle of Man) 1/22/2014 100  
12:58 THAWF Thai Wah Starch Pub Co Ltd. Units Non-Voting Depositary Receipt (Thailand) 1/22/2014 100  
12:58 WYNYF Wynyard Group Ltd Ordinary Shares (New Zealand) 1/22/2014 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
10:23 ACIE Acies Corporation Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 FMNG First Transaction Management, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 HEVE High End Ventures, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 HWWI Heritage Worldwide, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 IMMP Immtech Pharmaceuticals, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 IMXC Impala Mineral Exploration Corp. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 JPAD jetPADS, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 MIVI MIV Therapeutics Inc Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 MSHI MSTI Holdings, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 MVTS Moventis Capital, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 NEST Nestor, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 NGHO New Generation Holdings, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 NVFN Nuevo Financial Center, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
10:23 ORGT OrganiTECH USA, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 PBAL PepperBall Technologies, Inc 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 PPML Pure Play Music, Ltd. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 PTMD Protectus Medical Devices, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 RSMI Rim Semiconductor Company Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 SBCO Small Business Company (The) Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 SDSL Second Solar Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 STKPQ Steakhouse Partners, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 SUTU Sutura, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:00 SVOXQ StarVox Communications, Inc. Class A Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
09:16 UNCLQ MRU Holdings, Inc. Common Stock 1/21/2014 100 12(j) Registration Revoked by SEC ** 
10:23 CMREF Costamare Inc. Perpetual Preferred Series C (Marshall Islands) 1/22/2014 100 Listed on NYSE (CMRE$C) 
10:23 CSCTF Crescent Point Energy Corporation Ordinary Shares (Canada) 1/22/2014 100 Listed on NYSE (CPG) 
09:00 JBCLY Jamaica Broilers Grp Ltd Adr American Depositary Shares 1/22/2014 100 ADR Program Termination** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
10:23 1/22/2014 ACYD American Community Development Group, Inc. Common Stock WLAN Wialan Technologies, Inc. Common Stock ** 
12:58 1/22/2014 AMAVF Arcam AB Ordinary Shares (Sweden) AMAVF Arcam AB Ordinary Shares (Sweden) CUSIP Only Change in connection with 4-1 Stock Dividend. ** 
12:58 1/22/2014 PORMF Pro-Or Mining Resources Inc. Class A (Canada) PORMF NOVX21 Inc. Class B (Canada) Effective on TSX 1/21/2014 ** 
10:23 1/22/2014 XTLSD Xstelos Holdings Inc NEW Common Stock XTLS Xstelos Holdings Inc Common Stock ** 


Portal System Changes 1/21/2014 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 1/21/2014 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  
4-1 stock dividend for symbol AMAVF. FINRA is deferring to the primary exchange's Ex-dividend date of 1/21/2014. Record date: 1/23/2014. Pay date: 1/24/2014; The Name Change from Red Pine Exploration, Inc. Ordinary Shares (Canada) to Red Pine Petroleum Ltd Ordinary Shares (Canada), reported on the Daily List of 01/21/2014, with an Effective Date of 01/22/2014 , has been cancelled.

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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