|
Other-OTC System Changes - 1/20/2009 12:00:00 AM
|
| |
|
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:07 | AAXT | Aamaxan Transport Group, Inc. Common Stock | 1/21/2009 | Y | 100 | From BB (AAXTE)** |
| 16:57 | ARRN | Arrin Background, Inc. Common Stock | 1/21/2009 | Y | 100 | |
| 13:46 | BWTL | Bowlin Travel Centers Inc Common Stock | 1/21/2009 | Y | 100 | From BB (BWTL)** |
| 13:46 | DOVP | DOV Pharmaceutical, Inc. Common Stock | 1/21/2009 | Y | 100 | From BB (DOVP)** |
| 13:46 | DOVPW | DOV Pharmaceutical, Inc. Warrants 6/2/2009 | 1/21/2009 | Y | 100 | From BB (DOVPW)** |
| 16:07 | DSPA | Designer Sports Apparel Inc. Common Stock | 1/21/2009 | Y | 100 | From BB (DSPAE)** |
| 16:07 | FLUG | Flurida Group, Inc. Common Stock | 1/21/2009 | Y | 100 | |
| 16:57 | HDYX | Hydrodynex, Inc. Common Stock | 1/21/2009 | Y | 100 | |
| 16:07 | OCLG | Oncologix Tech, Inc. Common Stock | 1/21/2009 | Y | 100 | From BB (OCLGE)** |
| 16:07 | OFLMY | Oriflame Cosmetics SA Unsponsored ADR representing Swedish Depositary Shares (Luxembourg) | 1/21/2009 | Y | 100 | ** |
| 16:07 | RCTFF | Rochester Resources Ltd Ordinary Shares (Canada) | 1/21/2009 | Y | 100 | From BB (RCTFE)** |
| 13:46 | SYHRF | Synchronica PLC Ordinary Shares (United Kingdom) | 1/21/2009 | Y | 100 | |
| 13:46 | WSYS | Westergaard.com, Inc. Common Stock | 1/21/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:46 | APPTY | APT Satellite Holdings Limited Common Stock | 1/21/2009 | 100 | ADR Program Termination ($.607886/ADS; Payable upon surrender) ** |
| 18:01 | EGSCF | English & Scottish Investors PLC Ordinary Shares | 1/21/2009 | 100 | Other; Inactive Issue ** |
| 13:46 | HBOOY | HBOS Plc Spons ADR (United Kingdom) | 1/21/2009 | 100 | Scheme of Arrangement (.15125 sh of Lloyds Banking Group Plc (NYSE: LYG))** |
| 18:01 | KORE | Kore Nutrition Inc. Common Stock | 1/21/2009 | 100 | Added to OTCBB (KORE)** |
| 13:46 | MDHI | Medical Alarm Concepts Holding, Inc. Common Stock | 1/21/2009 | 100 | Added to OTCBB (MDHI)** |
| 13:46 | MDJI | MORGAN STANLEY Plus Based on Value of Dow Jones Indl Average 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MEFA | MORGAN STANLEY Plus Based on IShares MSCI EAFE Index Fd 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MNQI | MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MPND | MORGAN STANLEY Plus Based on Value of S&P 500 Index 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MSFH | MORGAN STANLEY Plus based On Barrons 400 Index 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MSRN | MORGAN STANLEY Plus Based on Value of Russell 2000 Index 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MVSP | MORGAN STANLEY Bear Market Plus Based Inversely on Value of S&P 500 Index | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MWCE | MORGAN STANLEY Plus Based on Powershare Wilderhill Clean Energy Portfolio 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 13:46 | MXLY | MORGAN STANLEY Out Performance Plus Basedon Performance Consumer Staples Select Sector Spdr Fd Relative to Consumer Discretionary Select Sector SPDR Fd 01/20/2009 | 1/21/2009 | 100 | Expired Security ** |
| 18:01 | PPRR | Pepper Rock Resources Corp. Common Stock | 1/21/2009 | 100 | Added to OTCBB (PPRR)** |
| 18:01 | PRWP | Pro-Pharmaceuticals, Inc. Common Stock | 1/21/2009 | 100 | Added to OTCBB (PRWP)** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:46 | 1/21/2009 | CNVC | Convergence Technologies Inc Common Stock (New) | CNVC | Convergence Technologies Group Inc Common Stock (New) | Correction to company name. ** |
| 16:07 | 1/21/2009 | DPBSF | Dampskibsselskabet Norden A/S Ordinary Shares (Denmark) | DPBSF | Dampskibsselskabet Norden A/S Ordinary Shares (Denmark) | CUSIP Change ** |
| 13:46 | 1/21/2009 | DTMM | Dart Bank (Mason Mich) Common Stock | DRTF | Dart Financial Corporation Common Stock | |
| 16:07 | 1/21/2009 | TDYT | Thermodynetics, Inc. (DE) Common Stock | TDYT | Thermodynetics, Inc. (NV) Common Stock | ** |
| 13:46 | 1/21/2009 | VLREF | Vital Resource Corp Common Shares (Canada) | FLCUF | Fulcrum Resources, Inc. Common Shares (Canada) | ** |
| 13:46 | 1/21/2009 | XXIS | XXIS Corp (DE) Common Stock | OFON | 141 Capital Inc (FL) Common Stock | ** |
Portal System Changes 1/20/2009 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:46 | AGTGL | Allegro Invt Corp S A ELKS Upon the Com Stk of Target Corporation 144A 01/20/2009 (Luxembourg) | 1/21/2009 | 100 | Expired Security |
| 13:46 | BJAJY | Bajaj Holdings & Investment Limited GDR 144A | 1/21/2009 | 100 | ADR Program Termination ** |
| 13:46 | UBFCY | UBS AG LONDON BRH Low Exercise Call Wt lkd to Com Shs of Formosa Chemicals Co 01/20/2009 (United Kingdom) | 1/21/2009 | 100 | Expired Security |
Private Placement Security Changes 1/20/2009 12:00:00 AM | | |
|
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:46 | BJAUF | Bajaj Holdings & Investment Limited Sponsored Reg S (India) | 1/21/2009 | 100 | ADR Program Termination ** |
