September 21, 2014
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OTCBB and Other-OTC System Changes - 1/20/2009 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:07 AAXT Aamaxan Transport Group, Inc. Common Stock 1/21/2009 100 From BB (AAXTE)** 
16:57 ARRN Arrin Background, Inc. Common Stock 1/21/2009 100  
13:46 BWTL Bowlin Travel Centers Inc Common Stock 1/21/2009 100 From BB (BWTL)** 
13:46 DOVP DOV Pharmaceutical, Inc. Common Stock 1/21/2009 100 From BB (DOVP)** 
13:46 DOVPW DOV Pharmaceutical, Inc. Warrants 6/2/2009 1/21/2009 100 From BB (DOVPW)** 
16:07 DSPA Designer Sports Apparel Inc. Common Stock 1/21/2009 100 From BB (DSPAE)** 
16:07 FLUG Flurida Group, Inc. Common Stock 1/21/2009 100  
16:57 HDYX Hydrodynex, Inc. Common Stock 1/21/2009 100  
18:01 KORE Kore Nutrition Inc. Common Stock 1/21/2009 100 From NBB (KORE)** 
13:46 MDHI Medical Alarm Concepts Holding, Inc. Common Stock 1/21/2009 100 From NBB (MDHI)** 
16:07 OCLG Oncologix Tech, Inc. Common Stock 1/21/2009 100 From BB (OCLGE)** 
16:07 OFLMY Oriflame Cosmetics SA Unsponsored ADR representing Swedish Depositary Shares (Luxembourg) 1/21/2009 100 ** 
18:01 PPRR Pepper Rock Resources Corp. Common Stock 1/21/2009 100 From NBB (PPRR)** 
18:01 PRWP Pro-Pharmaceuticals, Inc. Common Stock 1/21/2009 100 From NBB (PRWP)** 
16:07 RCTFF Rochester Resources Ltd Ordinary Shares (Canada) 1/21/2009 100 From BB (RCTFE)** 
13:46 SYHRF Synchronica PLC Ordinary Shares (United Kingdom) 1/21/2009 100  
13:46 WSYS Westergaard.com, Inc. Common Stock 1/21/2009 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
16:07 AAXTE Aamaxan Transport Group, Inc. Common Stock 1/21/2009 100 Failure To Comply With NASD 6530; Added to NBB (AAXT)** 


Portal System Changes 1/20/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:46 AGTGL Allegro Invt Corp S A ELKS Upon the Com Stk of Target Corporation 144A 01/20/2009 (Luxembourg) 1/21/2009 100 Expired Security 
13:46 APPTY APT Satellite Holdings Limited Common Stock 1/21/2009 100 ADR Program Termination ($.607886/ADS; Payable upon surrender) ** 
13:46 BJAJY Bajaj Holdings & Investment Limited GDR 144A 1/21/2009 100 ADR Program Termination ** 


Private Placement Security Changes 1/20/2009 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:46 BJAUF Bajaj Holdings & Investment Limited Sponsored Reg S (India) 1/21/2009 100 ADR Program Termination ** 
13:46 BWTL Bowlin Travel Centers Inc Common Stock 1/21/2009 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (BWTL) ** 
12:44 DNBF DNB Financial Corp Common Stock 1/21/2009 100 Listed on NCM (DNBF)** 
13:46 DOVP DOV Pharmaceutical, Inc. Common Stock 1/21/2009 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (DOVP)** 
13:46 DOVPW DOV Pharmaceutical, Inc. Warrants 6/2/2009 1/21/2009 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (DOVPW)** 
16:07 DSPAE Designer Sports Apparel Inc. Common Stock 1/21/2009 100 Failure To Comply With NASD 6530; Added to NBB (DSPA)** 
18:01 EGSCF English & Scottish Investors PLC Ordinary Shares 1/21/2009 100 Other; Inactive Issue ** 
13:46 HBOOY HBOS Plc Spons ADR (United Kingdom) 1/21/2009 100 Scheme of Arrangement (.15125 sh of Lloyds Banking Group Plc (NYSE: LYG))** 
18:01 KORE Kore Nutrition Inc. Common Stock 1/21/2009 100 Added to OTCBB (KORE)** 
13:46 MDHI Medical Alarm Concepts Holding, Inc. Common Stock 1/21/2009 100 Added to OTCBB (MDHI)** 
13:46 MDJI MORGAN STANLEY Plus Based on Value of Dow Jones Indl Average 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MEFA MORGAN STANLEY Plus Based on IShares MSCI EAFE Index Fd 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MNQI MORGAN STANLEY Plus Based on Value of NASDAQ 100 Index 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MPND MORGAN STANLEY Plus Based on Value of S&P 500 Index 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MSFH MORGAN STANLEY Plus based On Barrons 400 Index 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MSRN MORGAN STANLEY Plus Based on Value of Russell 2000 Index 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MVSP MORGAN STANLEY Bear Market Plus Based Inversely on Value of S&P 500 Index 1/21/2009 100 Expired Security ** 
13:46 MWCE MORGAN STANLEY Plus Based on Powershare Wilderhill Clean Energy Portfolio 01/20/2009 1/21/2009 100 Expired Security ** 
13:46 MXLY MORGAN STANLEY Out Performance Plus Basedon Performance Consumer Staples Select Sector Spdr Fd Relative to Consumer Discretionary Select Sector SPDR Fd 01/20/2009 1/21/2009 100 Expired Security ** 
16:07 OCLGE Oncologix Tech, Inc. Common Stock 1/21/2009 100 Failure To Comply With NASD 6530; Added to NBB (OCLG)** 
18:01 PPRR Pepper Rock Resources Corp. Common Stock 1/21/2009 100 Added to OTCBB (PPRR)** 
18:01 PRWP Pro-Pharmaceuticals, Inc. Common Stock 1/21/2009 100 Added to OTCBB (PRWP)** 
16:07 RCTFE Rochester Resources Ltd Ordinary Shares (Canada) 1/21/2009 100 Failure To Comply With NASD 6530; Added to NBB (RCTFF)** 
13:46 UBFCY UBS AG LONDON BRH Low Exercise Call Wt lkd to Com Shs of Formosa Chemicals Co 01/20/2009 (United Kingdom) 1/21/2009 100 Expired Security 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
16:07 1/21/2009 AADGE AADG Asian Dragon Group, Inc. Common Stock ** 
13:46 1/21/2009 CLRIE CLRI Cleartronics, Inc. Common Stock ** 
13:46 1/21/2009 GMTIE GMTI GreenMan Technologies, Inc. Common Stock ** 
13:46 1/21/2009 PGRAE PGRA PlanGraphics, Inc. Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:46 1/21/2009 CNVC Convergence Technologies Inc Common Stock (New) CNVC Convergence Technologies Group Inc Common Stock (New) Correction to company name. ** 
16:07 1/21/2009 DPBSF Dampskibsselskabet Norden A/S Ordinary Shares (Denmark) DPBSF Dampskibsselskabet Norden A/S Ordinary Shares (Denmark) CUSIP Change ** 
13:46 1/21/2009 DTMM Dart Bank (Mason Mich) Common Stock DRTF Dart Financial Corporation Common Stock  
16:07 1/21/2009 TDYT Thermodynetics, Inc. (DE) Common Stock TDYT Thermodynetics, Inc. (NV) Common Stock ** 
13:46 1/21/2009 VLREF Vital Resource Corp Common Shares (Canada) FLCUF Fulcrum Resources, Inc. Common Shares (Canada) ** 
13:46 1/21/2009 XXIS XXIS Corp (DE) Common Stock OFON 141 Capital Inc (FL) Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
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