September 22, 2014
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OTCBB System Changes - 1/20/2004 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
15:30 OGEN Oragenics, Inc. Common Stock 1/21/2004   From NBB (OGEN) ** 
15:30 SDBK San Diego Trust Bank (CA) Common Stock 1/21/2004    
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:38 AZMNE Azco Mining Inc. Common Stock 1/21/2004  Failure To Comply With NASD 6530; Added to NBB (AZMN) ** 
15:30 SYNF Synergy Financial Group, Inc. Common Stock 1/21/2004  Conversion (3.7231/sh SYNFD on NNM) ** 
13:38 UGMIE Ugomedia Interactive Corporation Common Stock 1/21/2004  Failure To Comply With NASD 6530, Added to NBB (UGMI) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:38 1/21/2004 CAXVE CAXVF California Exploration, Ltd. Ordinary Shares (Canada) ** 
15:30 1/21/2004 COMM COMMQ ATX Communications Inc Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:38 1/21/2004 LUML LumaLite Holdings, Inc. Common Stock MEMS MEMS USA, INC. Common Stock ** 
 
Notes  
Refer to the D/L of 1/16/2004; The following issues are compliant with NASD Rule 6530 and will not have an "E" appended to their symbols effective 1/21/2004 as previously announced: BVLE, HTSC, LTSY, SNSG.

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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