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Other-OTC System Changes - 1/16/2004 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 08:23 | BPTRZ | BrandPartners Group, Inc. Warrants B 11/30/2006 | 1/15/2004 | | | From BB (BPTRZ) ** |
| 08:23 | JNDGF | Jenn Deng Industrial Co Ltd Ordinary Shares (Taiwan) | 1/16/2004 | | | |
| 08:23 | SIGDF | Sigurd Microelectronics Corp Ordinary Shares (Taiwan) | 1/16/2004 | | | |
| 13:30 | AICLF | Apollo Industrial Co Ltd Ordinary Shares (South Korea) | 1/20/2004 | | | |
| 13:30 | ALDTF | Allied Technologies Ltd (Singapore) Ordinary Shares | 1/20/2004 | | | |
| 13:30 | ALNKF | Arealink Co Ltd Tokyo Ordinary Shares (Japan) | 1/20/2004 | | | |
| 13:30 | DNGO | D'Angelo Brands, Inc. Common Stock | 1/20/2004 | | | From BB (DNGOE) ** |
| 13:30 | GFWWP | AAG Holding Company Inc. 7.25% Pfd due 1/23/34 | 1/20/2004 | | | |
| 13:30 | GKSAF | Gigas Kansai Corp Yokkaichi Ordinary Shares (Japan) | 1/20/2004 | | | |
| 15:46 | HNDJF | Hinduja Finance Corp Ltd Dematerialised Shares (India) | 1/20/2004 | | | |
| 13:30 | IFABF | Infinicom AB SEK (Sweden) Shares B | 1/20/2004 | | | |
| 13:30 | IMAG | ImageMax, Inc. Common Stock | 1/20/2004 | | | From BB (IMAG) ** |
| 13:30 | ITCTF | Itc Ltd Ordinary Shares (India) | 1/20/2004 | | | |
| 13:30 | JAHGF | Jaya Holdings Ltd Ordinary Shares (Singapore) | 1/20/2004 | | | |
| 15:46 | KRNKF | Karnataka Bank Ltd Dematerialised Shares (India) | 1/20/2004 | | | |
| 15:46 | SARHF | Sare Holdings SA de CV (Mexico) Ordinary Shares | 1/20/2004 | | | |
| 13:30 | SKKYF | SK Electronics Co Ltd Kyoto Ordinary Shares (Japan) | 1/20/2004 | | | |
| 13:30 | SYOUF | Shin Young Securities Co Ltd Ordinary Shares (South Korea) | 1/20/2004 | | | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:30 | ADCSF | Adecco SA Cheserex Ordinary Shares (France) | 1/20/2004 | | Inactive Issue ** |
| 15:46 | LNGMF | Lingo Media Inc. Ordinary Shares (Canada) | 1/20/2004 | | Added to BB (LNGMF) ** |
| 08:23 | LSVI | Little Switzerland, Inc. Common Stock | 1/20/2004 | | Inactive Security ** |
| 13:30 | NERAY | Nera ASA American Depositary Shares | 1/20/2004 | | ADR Program Terminated ** |
| 15:46 | STANF | Stanstead Cap Inc Ordinary Shares (Canada) | 1/20/2004 | | Inactive Issue ** |
| 13:30 | TACR | Tandycrafts Inc Common Stock | 1/20/2004 | | Plan of Liquidation - plan effective June 3, 2003. ** |
| 13:30 | WFARF | Westfair Foods Ltd Common Stock | 1/20/2004 | | Called for redemption ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 08:23 | 1/20/2004 | CAROA | CARJQ | Carco Electronics Cl A Common Stock | ** |
| 08:23 | 1/20/2004 | CAROB | CARKQ | Carco Electronics Cl A Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:30 | 1/20/2004 | TRZA | Trezac International Corporation Common Stock | MLGIV | Millagro International Corporation Common Stock When Issued | 1-1000 R/S ** |
| 13:30 | 1/20/2004 | UMNY | Universal Money Centers, Inc. Common Stock | UMYC | Universal Money Centers, Inc. New Common Stock | 1-250 R/S followed by 250-1 F/S. Cash out of shareholders holding less than 250 at $0.10/sh. Payable Upon Surrender. ** |
Portal System Changes 1/16/2004 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:30 | FLDIL | Fieldstone Investment Corporation 144A Common Stock | 10/24/2003 | | | 01/20/04 ** |
| 13:30 | CDJLW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-1 02/15/2038 | 10/29/2003 | | | 01/20/04 ** |
| 13:30 | CDJMW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-2 02/15/2038 | 10/29/2003 | | | 01/20/04 ** |
| 13:30 | CDJNW | Corporate Backed Trust Ctfs 144A 2003-16 Boeing Note Backed Warrant A-3 02/15/2038 | 10/29/2003 | | | 01/20/04 ** |
| 13:30 | CDJOW | Corporate Backed Trust Ctfs 144A 2003-17 Sprint Cap Corp Bkd Trust Warrant Cl A-1 11/15/2028 | 10/29/2003 | | | 01/20/04 ** |
| 13:30 | CDJPW | Corporate Backed Trust Ctfs 144A 2003-17 Sprint Cap Corp Bkd Trust Warrant Cl A-2 11/15/2028 | 10/29/2003 | | | 01/20/04 ** |
| 13:30 | BLPQY | Ballarpur Industries Ltd Ord 144A Sponsored GDR 2003 | 11/17/2003 | | | 01/20/04 ** |
| 13:30 | CDJRW | Corporate Backed Trust Ctfs 144A 2003-18 AT&T Corp Note Backed Trust Call Wt Cl A-2 11/15/31 | 11/17/2003 | | | 01/20/04 ** |
| 13:30 | QUCPY | Quanta Computer Inc 144A Sponsored GDR Repstg 5 Common (Taiwan) | 11/20/2003 | | | 01/20/04 ** |
| 13:30 | UBUCW | UBS AG LONDON BRH 144A Low Exercise Call Warrant ICI India Ltd. 11/05/04 (UK) | 11/25/2003 | | | 01/20/04 ** |
| 13:30 | CMSSP | CMS Energy Corporation 144A Convertible Preferred | 12/9/2003 | | | 01/20/04 ** |
| 13:30 | ATQXP | Atrium II 144A Preferred Shares 3C7 | 12/16/2003 | | | 01/20/04 ** |
| 13:30 | CMQTL | CMET Finance Holdings, Inc. 144A Common Stock | 12/16/2003 | | | 01/20/04 ** |
| 13:30 | GMPCL | GMP Capital Corp. 144A Common Stock | 12/16/2003 | | | 01/20/04 ** |
| 13:30 | IBOKY | Industrial Bank of Korea 144A Sponsored GDR | 12/16/2003 | | | 01/20/04 ** |
| 13:30 | CDJSW | Corporate Backed Trust Ctfs 144A 2003-20 Prudential Finl Note Backed Trust Cal Wt Cl A-1 07/15/33 | 12/22/2003 | | | 01/20/04 ** |
| 13:30 | CDJUW | Corporate Backed Trust Ctfs 144A 2003-20 Prudential Finl Note Backed Trust Call Wt Cl A-2 07/15/33 | 12/22/2003 | | | 01/20/04 ** |
| 13:30 | JPMUW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Option Wt 3C7 on Wipro Ltd Shares 12/15/05 | 12/22/2003 | | | 01/20/04** |
| 13:30 | GNCHP | General Nutrition Centers Holding Co. 144A Preferred Series A 12% | 12/24/2003 | | | 01/20/04 ** |
| 13:30 | GFGAY | Grupo Financiero GBM Atlantico S A De C V 144A Sponsored ADR Repstg Cl L Shares 2003 | 12/26/2003 | | | 01/20/04 ** |
| 13:30 | JPMVW | J. P. Morgan International Derivatives Ltd. 144A Low Exercise Price Opts LEPO Warrant 3C7 12/23/05 | 12/29/2003 | | | 01/20/04 ** |
Private Placement Security Changes 1/16/2004 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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