|
OTCBB and Other-OTC System Changes - 1/9/2009 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | MDHI | Medical Alarm Concepts Holding, Inc. Common Stock | 1/9/2009 | Y | 100 | From BB (MDHI) |
| 13:37 | AICMF | Aichi Machine Industry Co., Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | BBAL | New York Health Care, Inc. Common Stock | 1/12/2009 | Y | 100 | From BB (BBAL)** |
| 13:37 | BOLYY | Bolsas Y Mercados Espanoles SA Unsponsored ADR (Spain) | 1/12/2009 | Y | 100 | ** |
| 15:21 | DACHF | Daicel Chemical Inds Ltd Ordinary Shares | 1/12/2009 | Y | 100 | |
| 13:37 | DBATF | DBA Telecommunication Asia Holdings Ltd. Ordinay Shares (Cayman Islands) | 1/12/2009 | Y | 100 | |
| 16:35 | DDINF | DDS, INC Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | DIWCF | Daiwabo Co Ltd Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 15:21 | EHBLF | Ehime Bank Ltd. (The) Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | EIPC | Enable IPC Corp. Common Stock | 1/12/2009 | Y | 100 | From BB (EIPC)** |
| 13:37 | FCMGF | Firm Cap Mortgage Invt Trust Unit (Canada) | 1/12/2009 | Y | 100 | |
| 13:37 | FKBAF | Fukui Bank Ltd (The) Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | GDELF | Godo Steel Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | HICTF | Hitachi High Technologies Corp. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | JSGCF | JS Group Corp. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | KINUF | Kintetsu Corp, Osaka ORDINARY SHARES | 1/12/2009 | Y | 100 | |
| 13:37 | KUKYF | Kokuyo Co LTD Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | KYNCF | kyudenko corp Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | MAECF | Maeda Corp Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | MEIVF | MEIDENSHA CORPORATION Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 15:21 | MEPDF | Mediceo Paltac Holding Co. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 15:21 | MEWCF | Meiwa Estate Co. Ltd Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 15:21 | NICFF | NICHIAS CORP Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | NMKLF | Nippon Denko Co., Ltd. Ordinary Share (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | NNSCF | Nec Networks Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | OMCIF | Omc Card, Inc. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 15:21 | PNSWF | Panasonic Electric Works Ord Ordinary Shares | 1/12/2009 | Y | 100 | ** |
| 13:37 | PRWP | Pro-Pharmaceuticals, Inc. Common Stock | 1/12/2009 | Y | 100 | From AMEX (PRW) |
| 15:21 | RYKBF | Bank of The Ryukyus Ltd Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | SABLF | Shiga Bank Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 16:35 | SATLF | Start Today Co. Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 16:35 | SEBNF | Seven Bank Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | SHEKF | Shikoku Electric Power Co., Inc. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 13:37 | SKKLF | Shikoku Chemicals Corp. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 16:35 | SYFHF | Sony Financial Holdings, Inc. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| 16:35 | TOCAF | Tocalo Co. Ltd Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
Portal System Changes 1/9/2009 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:37 | UBCCM | UBS AG LONDON BRH Low Exercise Call Wt High Tech 144A Computer Corp 01/06/2010 (United Kingdom) | 1/12/2009 | N | 100 | |
| 13:37 | UNIB | University Bancorp Inc Michigan Common Stock | 1/12/2009 | Y | 100 | From S (UNIB)** |
| 13:37 | WFCNP | Wells Fargo & Company Dividend Equalization Preferred Stock | 1/12/2009 | Y | 100 | |
| 13:37 | YAGBF | Yamagata Bank Ltd. Ordinary Shares (Japan) | 1/12/2009 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 07:55 | MDHI | Medical Alarm Concepts Holding, Inc. Common Stock | 1/9/2009 | 100 | Failure to comply with Rule 15c2-11 |
| 16:35 | AIMDF | Aichi Machine Industry Co Ltd Ordinary Shares | 1/12/2009 | 100 | Inactive Security |
| 13:37 | BBAL | New York Health Care, Inc. Common Stock | 1/12/2009 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (BBAL) ** |
| 13:37 | EIPC | Enable IPC Corp. Common Stock | 1/12/2009 | 100 | Form 15; Terminated Registration under the 34 Act; Added to NBB (EIPC) ** |
| 13:37 | HHJS | MS Structed Asset Corp. SATURNS Tribune Co. Deb 7.00% Class A MS Structed Asset Corp SATURNS Tribune Debenture 7.00% Class A | 1/12/2009 | 100 | Liquidation ($.738472125/sh, Payable upon surrender of Certificates) ** |
| 13:37 | UHMUF | United Heavy Machinery Uralmash Izhora Group Ordinary Shares | 1/12/2009 | 100 | Inactive Issue |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:37 | 1/12/2009 | AEMMY | A E M Spa Unsponsored ADR (Italy) | AEMMY | A2A SpA Unsponsored ADR (Italy) | ** |
| 13:37 | 1/12/2009 | FJISF | Fuji Spinning Co Ltd Tokyo Ordinary Shares (Japan) | FJISF | Fujibo Holdings, Inc. Ordinary Shares (Japan) | Name Change |
| 13:37 | 1/12/2009 | GBLK | Global Link Technologies Inc Common Stock (DE) | MUTA | MutuaLoan Corporation Common Stock (WY) | 1-2000 R/S ** |
| 13:37 | 1/12/2009 | IMPH | Impac Mortgage Holdings, Inc. Common Stock | IMPM | Impac Mortgage Holdings, Inc. Common Stock New | 1-10 R/S ** |
| 13:37 | 1/12/2009 | TRNP | Turnaround Partners, Inc. Common Stock | ACTH | Advanced Clean Technologies Inc Common Stock | 1-300 R/S ** |
| 13:37 | 1/12/2009 | UHMVY | United Heavy Machinery Uralmash Izhora Group American Depository Receipt | OMZOY | Omz Ojsc Uralmash-Izhora Group | ** |
| 13:37 | 1/12/2009 | VEMLY | Venture Mfg (Singapore).25 Ord Unsponsored ADR (Singapore) | VEMLY | Venture Corp. Ltd. Unsponsored ADR (Singapore) | ** |
Private Placement Security Changes 1/9/2009 12:00:00 AM |
|
There are no entries for Private Placement Security issues.
|