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Other-OTC System Changes - 1/7/2013 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 12:38 | AMIXA | Amincor Inc Class A | 1/8/2013 | Y | 100 | ** |
| 12:38 | IBKIF | Interbulk Investments Plc Shs (United Kingdom) | 1/8/2013 | Y | 100 | ** |
| 12:38 | MDWCF | Mediwatch plc Ordinary Shares (United Kingdom) | 1/8/2013 | Y | 100 | Reinstatement ** |
| 12:38 | SMGNF | Simigon Ltd Shs (Israel) | 1/8/2013 | Y | 100 | ** |
| 12:38 | TRBNW | Tribune Company New Wt Exp 12/31/13 | 1/8/2013 | Y | 100 | ** |
| 16:23 | WBCBF | Westpac Banking Corp Regd Stapled Security 2008 - w/o Fixed Maturity (Consisting of a Pref Shs & Note) (Australia) | 1/8/2013 | Y | 100 | ** |
| 12:38 | ZKPLF | ZKB Platinum ETF Anteile Klasse - CHF- (Switzerland) | 1/8/2013 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:38 | BRQTF | Bure Equity AK Ordinary Shares (Sweden) | 1/8/2013 | 100 | Inactive Issue ** |
| 11:47 | EQNMF | Equinox Minerals Ltd Chess Depository Interest (Canada) | 1/8/2013 | 100 | Inactive Issue ** |
| 12:38 | KSPHF | Kissei Pharmaceuticals Co Ltd Ordinary Shares | 1/8/2013 | 100 | Inactive Issue ** |
| 12:38 | SWHYL | Merrill Lynch & Co., Inc. Software HOLDRs Trust | 1/8/2013 | 100 | Effective January 8, 2013, holders of Software HOLDRS will be required on a mandatory basis to surrender their Software HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Software HOLDRS, cash at a gross rate of 53.191175 per depositary share of Software HOLDRS less a cancellation fee of 0.10 for a Net Rate of 53.091175. ** |
| 12:38 | TGERF | Tigers Polymer Corp Ordinary Shares (Japan) | 1/8/2013 | 100 | Inactive Issue ** |
| 12:38 | TTHYL | Merrill Lynch & Co., Inc. Telecom HOLDRs Trust | 1/8/2013 | 100 | Effective January 8, 2013, holders of Telecom HOLDRS will be required on a mandatory basis to surrender their Telecom HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Telecom HOLDRS, cash at a gross rate of 31.873553 per depositary share of Telecom HOLDRS less a cancellation fee of 0.10 for a Net Rate of 31.773553. ** |
| 12:38 | UTHYL | Merrill Lynch & Co., Inc. Utilities HOLDRs Trust | 1/8/2013 | 100 | Effective January 8, 2013, holders of Utilities HOLDRS will be required on a mandatory basis to surrender their Utilities HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Utilities HOLDRS, cash at a gross rate of 106.062159 per depositary share of Utilities HOLDRS less a cancellation fee of 0.10 for a Net Rate of 105.962159 ** |
| 12:38 | XXAAN | Aaa Net Realty Fund 10 Limited Partnership | 1/8/2013 | 1 | Inactive Issue |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:38 | 1/8/2013 | PRYND | PRYNF | Oramericas Corp Common Stock (Cda) | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:38 | 1/8/2013 | DUETF | Duet Group Triple Stapled Security (Australia) | DUETF | Duet Group Quadruple Stapled Security (Australia) | CUSIP Change ** |
| 12:38 | 1/8/2013 | ECOFD | Eco2 Forests Inc. (NEW) Common Stock | ECOF | Eco2 Forests Inc. Common Stock | ** |
| 12:38 | 1/8/2013 | GMUID | Gold Mining USA Inc. (NEW) Common Stock | GMUI | Gold Mining USA Inc. Common Stock | ** |
| 12:38 | 1/8/2013 | IMDSD | Imaging Diagnostic Systems, Inc. (NEW) Common Stock | IMDS | Imaging Diagnostic Systems, Inc. Common Stock | ** |
| 12:38 | 1/8/2013 | MGOMF | Marengo Mining Ltd Ordinary Shares | MGOMF | Marengo Mining Canada Ltd Ordinary Shares | Each holder of Ordinary Shares is entitled to receive one Common Share for each Ordinary Share held.** |
| 12:38 | 1/8/2013 | OTOWD | O2 Secure Wireless, Inc. NEW Common Stock | OTOW | O2 Secure Wireless, Inc. Common Stock | ** |
| 16:23 | 1/8/2013 | PZRIF | Pizza Pizza Realty Corp. Ordinary Shares (Canada) | PZRIF | Pizza Pizza Royalty Income Fund. Ordinary Shares (Canada) | Name Change ** |
| 12:38 | 1/8/2013 | RNDR | Rounder, Inc. Common Stock | FRTD | Fortitude Group, Inc. Common Stock | ** |
| 12:38 | 1/8/2013 | SPYKF | Spyker NV Ordinary Shares (Netherlands) | SPYKF | Spyker NV Ordinary Shares (Netherlands) | CUSIP Change ** |
| 12:38 | 1/8/2013 | WPPGF | WPP plc Ordinary Shares (Jersey) | WPPGF | WPP plc Ordinary Shares (Jersey) | CUSIP Change ** |
Portal System Changes 1/7/2013 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 18:00 | JPCNZ | J P Morgan Intl Derivatives Ltd Low Exercise Price Wt Hon Hai 144A 3C7 Precision Ind 01/07/2013 (Jersey) | 1/8/2013 | 100 | Expired Security ** |
Private Placement Security Changes 1/7/2013 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
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