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Other-OTC System Changes - 1/6/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 07:55 | DLKM | Douglas Lake Minerals Inc. Common Stock | 1/6/2011 | Y | 100 | From BB (DLKM) |
| 17:19 | FNDSF | Fiat Industrial SPA Ordinary Shares (Italy) | 1/7/2011 | Y | 100 | |
| 17:19 | HNMFF | Hana Mining Ltd. New Ordinary Shares (Canada) | 1/7/2011 | Y | 100 | |
| 14:01 | SDDKF | Standard Life UK Smaller Companies Trust Ordinary Shares (United Kingdom) | 1/7/2011 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 14:01 | CGAXF | Claymore Global Agriculture Advisor Units (Canada) | 1/7/2011 | 100 | Inactive Security** |
| 14:01 | EGCI | Energcorp Inc Common Stock | 1/7/2011 | 100 | Inactive Security** |
| 17:19 | FRXFF | Fortune River Resource Corp Ordinary Shares (Canada) | 1/7/2011 | 100 | Amalgamation** |
| 14:01 | HSVG | Home Savings Bank Kent Ohio Common Stock | 1/7/2011 | 100 | Inactive Security** |
| 17:19 | KCKC | KaChing KaChing, Inc. Common Stock | 1/7/2011 | 100 | Added to BB |
| 14:01 | NANDP | Nuveen New York Dividend Advantage Municipal Fund MUNIFUND TERM PFD SHS SER 2016 | 1/7/2011 | 100 | Listed on NYSE (NAN$D) |
| 14:01 | NNPCP | Nuveen North Carolina Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2016 | 1/7/2011 | 100 | Listed on NYSE (NNC$D) |
| 14:01 | NTCFP | Nuveen Connecticut Premium Income Municipal Fund MUNIFUND TERM PFD SHS SER 2016 | 1/7/2011 | 100 | Listed on NYSE (NTC$D) |
| 14:01 | RESRQ | Research, Incorporated Common Stock | 1/7/2011 | 100 | Inactive Security** |
| 17:19 | SVYB | Savvy Business Support, Inc. Common | 1/7/2011 | 100 | Added to BB |
| 14:01 | VOXW | Voxware, Inc. Common Stock | 1/7/2011 | 100 | 1-5,000 R/S; Company shall pay in cash for such fractional interest $1.00 per share. Fractional shares will be Cancelled. New shares will be Restricted. Company going private. ** |
| 17:19 | YESD | YesDTC Holdings, Inc. Common Stock | 1/7/2011 | 100 | Added to BB |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 14:01 | 1/7/2011 | AVNDF | Avenir Diversified Income Trust - Trust Unit (Canada) | AVNDF | AvenEx Energy Corp Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | BNPUF | Bonavista Energy Trust - Trust Unit (Canada) | BNPUF | Bonavista Energy Corp Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | BRBMF | Big Rock Brewery Income Trust Ordinary Shares (Canada) | BRBMF | Big Rock Brewery Inc. Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | DCTFF | Directcash Income Fund Ordinary Shares (Canada) | DCTFF | DirectCash Payments, Inc Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | ETNL | Eternal Image Inc New Common Stock | ETNLD | Eternal Image Inc New Common Stock | 1-20 R/S** |
| 14:01 | 1/7/2011 | FPNUF | FP Newspapers Income Fund Unit (Canada) | FPNUF | FP Newspapers Inc Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | GBEND | Global Resource Energy, Inc. NEW Common Stock | GBEN | Global Resource Energy, Inc. Common Stock | ** |
| 14:01 | 1/7/2011 | GDIMF | General Donlee Income Fund Unit (Canada) | GDIMF | General Donlee Canada, Inc. Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | LCRED | Lecere Corporation NEW Common Stock | LCRE | Lecere Corporation Common Stock | ** |
| 14:01 | 1/7/2011 | LQSIF | Liquor Stores Income Fund Tr Unit (Canada) | LQSIF | Liquor Stores N.A. Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | PEYUF | Peyto Energy Trust Unit (Canada) | PEYUF | Peyto Exploration & Development Corp Ordinary Shares (Canada) | ** |
| 14:01 | 1/7/2011 | PKIUF | Parkland Income Fund Trust Unit (Canada) | PKIUF | Parkland Fuel Corporation Ordinary Shares (Canada) | ** |
| 17:19 | 1/7/2011 | WTSHF | Westshore Terminals Income Fd Trust Unit (Canada) | WTSHF | Westshore Terminals Investment Corporation Stapled Unit (Canada) | ** |
| 14:01 | 1/7/2011 | ZARFF | Zargon Energy Trust Ordinary Shares (Canada) | ZARFF | Zargon Oil & Gas Ltd. Ordinary Shares (Canada) | ** |
Portal System Changes 1/6/2011 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 1/6/2011 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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| Notes | |
| Voxware Inc (VOXW) effective 1/7/2011, 1-5,000 R/S; Company shall pay in cash for such fractional interest $1.00 per share. Fractional shares will be Cancelled. New shares will be Restricted. Company going private. |
