|
Other-OTC System Changes - 1/5/2012 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 13:02 | CKNHF | Clarkson Horace Plc Ordinary Shares | 1/6/2012 | Y | 100 | ** |
| 13:02 | DRAGY | Dragon Oil Plc 25p Americian Depositary Shares (Ireland) | 1/6/2012 | Y | 100 | ** |
| 13:02 | GRBE | Grubb & Ellis Company Common Stock | 1/6/2012 | Y | 100 | From NYSE (GBE) |
| 16:32 | PPHYL | Merrill Lynch & Co., Inc. Pharmaceutical HOLDRs Trust | 1/6/2012 | Y | 100 | |
| 13:02 | RZOR | Razor Resources Inc. Common Stock | 1/6/2012 | Y | 100 | From BB (RZORE)** |
| 13:02 | TMCGF | Tomco Energy Plc Ordinary Shares (Isle of Man) | 1/6/2012 | Y | 100 | ** |
| 13:02 | YKLTY | Yakult Honsha Co Ltd American Depositary Shares (Japan) | 1/6/2012 | Y | 100 | ** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 10:26 | COHY | Cohesant, Inc. Common Stock | 1/5/2012 | 100 | 1-50,000 R/S where shareholders owning fewer than 50,000 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $0.60 per share on a pre-split basis; immediately followed by 50,000-1 F/S; Deletion time: 10:22:41 ** |
| 13:02 | GFQMZ | PLM Equipment Growth & Income Fund VII Limited Partnership Units | 1/6/2012 | 100 | Inactive Issue |
| 13:02 | GLFMF | Galiform Plc Ordinary shares (United Kingdom) | 1/6/2012 | 100 | Cusip Suspended ** |
| 13:02 | SIAF | Sino Agro Food Inc Common Stock | 1/6/2012 | 100 | Added to BB |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 16:32 | 1/6/2012 | HYIID | HYII | All Grade Mining, Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 16:32 | 1/6/2012 | AOVTF | Andover Ventures Inc Common Shares (Canada) | AOVTF | Andover Mining Corp. Common Shares (Canada) | ** |
| 13:02 | 1/6/2012 | CANA | General Cannabis, Inc.Common Stock | SRER | SearchCore, Inc. Common Stock | ** |
| 13:02 | 1/6/2012 | DGIN | Diversity Group International, Inc. Common Stock New | DGIND | The Automotive Resource Network Holdings, Inc. NEW Common Stock New | 1-1000 R/S ** |
| 16:32 | 1/6/2012 | KMNFF | Kola Mining Corp Ordinary Shares (Canada) | KMNFD | Kola Mining Corp Ordinary Shares (Canada) | 1-10 R/S** |
| 13:02 | 1/6/2012 | MGRND | Marquis Tech Holdings, Inc. (NEW) Common Stock New | MGRN | Marquis Tech Holdings, Inc. Common Stock New | ** |
| 13:02 | 1/6/2012 | SEWK | Secure Netwerks, Inc. Common Stock | STSC | Start Scientific, Inc. Common Stock | ** |
Portal System Changes 1/5/2012 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 1/5/2012 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:32 | NAFHZ | North American Financial Holdings, Inc. COM CL A 144A | 1/6/2012 | N | 100 | ** |