September 21, 2014
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Other-OTC System Changes - 1/4/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:33 AEOXF Aeroports de Paris Adp Ordinary Shares (France) 1/7/2013 100  
16:33 DREUF Dundee Real Estate Investment Trust Unit (Canada) 1/7/2013 100  
12:57 FBILF Futaba Industrial Ordinary Shares 1/7/2013 100  
16:33 GCHEF Grupo Comercial Chedrui SAB CV Ordinary Shares Series -B- (Mexico) 1/7/2013 100  
16:33 MGAWY Megaworld Corporation Unsponsored ADR (Phillipines) 1/7/2013 100  
16:33 MIEXF MIE Holdings Corporation Ordinary Shares (Cayman Islands) 1/7/2013 100  
12:57 NASXF National Austrailia Bank Ltd Stapled Security Comprising of a Note & a Preferred Shares (Austrailia) 1/7/2013 100  
12:57 PBKOF Pollard Banknote Ltd Common Shares (Canada) 1/7/2013 100  
16:33 SEHLF Solargiga Energy Holdings Ltd. Ordinary Shares (Cayman Islands) 1/7/2013 100  
12:57 SMIEF SMI Corp Ltd Ordinary Shares (Bermuda) 1/7/2013 100  
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
12:57 ACPHF Acasti Pharma, Inc. Ordinary Shares (Canada) 1/7/2013 100 Listed on NCM (ACST) 
15:12 BBHYL Merrill Lynch & Co., Inc. Biotech HOLDRs Trust 1/7/2013 100 Effective January 7, 2013, holders of Biotech HOLDRS will be required on a mandatory basis to surrender their Biotech HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Biotech HOLDRS, cash at a gross rate of 153.184657 per depositary share of Biotech HOLDRS less a cancellation fee of 0.10 for a Net Rate of 153.084657.** 
16:33 GLCKF Gallic Energy Ltd. Ordinary Shares (Canada) 1/7/2013 100 Acquisition/Merger; Pursuant to the terms of the Arrangement, shareholders of Gallic received 0.3736 of a common share of the Company (?Shares?) for each class A common share of Gallic (?Gallic Share?) held. In addition, Gallic warrantholders will receive replacement warrants of the Company (?Replacement Warrants?) exercisable for that number of Shares equal to the number of Gallic Shares which were otherwise issuable upon the exercise of the Gallic warrants ** 
15:12 OIHYL Merrill Lynch & Co., Inc. Oil Service HOLDRS - Depositary Receipt 1/7/2013 100 Effective January 7, 2013, holders of Oil Service HOLDRS will be required on a mandatory basis to surrender their Oil Service HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Oil Service HOLDRS, cash at a gross rate of 114.822447 per depositary share of Oil Service HOLDRS less a cancellation fee of 0.10 for a Net Rate of 114.722447**  
15:12 PPHYL Merrill Lynch & Co., Inc. Pharmaceutical HOLDRs Trust 1/7/2013 100 Effective January 7, 2013, holders of Pharmaceutical HOLDRS will be required on a mandatory basis to surrender their Pharmaceutical HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Pharmaceutical HOLDRS, cash at a gross rate of 79.812145 per depositary share of Pharmaceutical HOLDRS less a cancellation fee of 0.10 for a Net Rate of 79.712145 **  
15:12 RKHYL Merrill Lynch & Co., Inc. Regional Bank HOLDRs Trust 1/7/2013 100 Effective January 7, 2013, holders of Regional Bank HOLDRS will be required on a mandatory basis to surrender their Regional Bank HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Regional Bank HOLDRS, cash at a gross rate of 88.340601 per depositary share of Regional Bank HOLDRS less a cancellation fee of 0.10 for a Net Rate of 88.240601 ** 
15:12 RTHYL Merrill Lynch & Co., Inc. Retail HOLDRS Trust terminates 12/31/2041 1/7/2013 100 Effective January 7, 2013, holders of Retail HOLDRS will be required on a mandatory basis to surrender their Retail HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Retail HOLDRS, cash at a gross rate of 137.330258 per depositary share of Retail HOLDRS less a cancellation fee of 0.10 for a Net Rate of 137.230258 **  
15:12 SMHYL Merrill Lynch & Co., Inc. Semiconductors HOLDRs Trust 1/7/2013 100 Effective January 7, 2013, holders of Semiconductor HOLDRS will be required on a mandatory basis to surrender their Semiconductor HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Semiconductor HOLDRS, cash at a gross rate of 29.959208 per depositary share of Semiconductor HOLDRS less a cancellation fee of 0.10 for a Net Rate of 29.859208**  
12:57 WEQIF Westernone Equity Income Fund Unit (Canada) 1/7/2013 100 Plan of Arrangement. Pursuant to the Arrangement, each holder of Units will receive one common share of WesternOne Inc. in exchange for each Unit held. ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:57 1/7/2013 IAALD IAALF IBC Advanced Alloys Corp Common shares (Canada) ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:57 1/7/2013 AGIJD Artistmss International Group, Inc. NEW Common Stock AGIJ Artistmss International Group, Inc. Common Stock ** 
15:41 1/7/2013 ANLDP American Land Lease, Inc. Series A Cumulative Redeemable Preferred Shares ANLDD American Land Lease, Inc. NEW Series A Cumulative Redeemable Preferred Shares 1-4 R/S where shareholders owning fewer than 4 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $27.42 per share on a pre-split basis; immediately followed by 4-1 F/S. ** 
16:33 1/7/2013 ARGXF Argus Metal Corp. Ordinary Shares (Canada) ARGXD Argus Metal Corp. Ordinary Shares (Canada) 1-20 R/S** 
12:57 1/7/2013 AVFPD Avis Financial Corporation (NEW) Common Stock AVFP Avis Financial Corporation Common Stock ** 
12:57 1/7/2013 KABXD Kabe Exploration Inc. NEW Common Stock KABX Kabe Exploration Inc. Common Stock ** 
16:33 1/7/2013 MQCMF Mosquito Cons Gold Mines Ltd Ordinary Shares MQCMF American Cumo Mining Corp. Ordinary Shares (Canada) ** 
12:57 1/7/2013 MTVOD Montavo, Inc. NEW Common Stock MTVO Montavo, Inc. Common Stock ** 
12:57 1/7/2013 PBEGF Petrobank Energy & Resource Lt Ordinary Shares PBEGF Petrobank Energy & Resource Lt Ordinary Shares CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobank Energy and Resources Ltd. will be changed. ** 
12:57 1/7/2013 PBKEF Petrobakken Energy Ltd. Class A (Canada) PBKEF Petrobakken Energy Ltd. Class A (Canada) CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobakken Energy Ltd. will be changed. ** 
16:33 1/7/2013 PHKIF Poly Hong Kong Investments Ltd Ordinary Shares PHKIF Poly Ppty Group Co Ltd Ordinary Shares (Hong Kong) Name/CUSIP Change ** 
12:57 1/7/2013 TNSXD Big Tree Group, Inc. NEW Common Stock TNSX Big Tree Group, Inc. Common Stock ** 


Portal System Changes 1/4/2013 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 1/4/2013 12:00:00 AM
There are no entries for Private Placement Security issues.







 
Notes  

  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning Other-OTC changes should be directed to : FINRA Market Operations at (866)-776-0800.
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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