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OTCBB and Other-OTC System Changes - 1/4/2013 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:33 | AEOXF | Aeroports de Paris Adp Ordinary Shares (France) | 1/7/2013 | Y | 100 | |
| 16:33 | DREUF | Dundee Real Estate Investment Trust Unit (Canada) | 1/7/2013 | Y | 100 | |
| 12:57 | FBILF | Futaba Industrial Ordinary Shares | 1/7/2013 | Y | 100 | |
| 16:33 | GCHEF | Grupo Comercial Chedrui SAB CV Ordinary Shares Series -B- (Mexico) | 1/7/2013 | Y | 100 | |
| 16:33 | MGAWY | Megaworld Corporation Unsponsored ADR (Phillipines) | 1/7/2013 | Y | 100 | |
| 16:33 | MIEXF | MIE Holdings Corporation Ordinary Shares (Cayman Islands) | 1/7/2013 | Y | 100 | |
| 12:57 | NASXF | National Austrailia Bank Ltd Stapled Security Comprising of a Note & a Preferred Shares (Austrailia) | 1/7/2013 | Y | 100 | |
| 12:57 | PBKOF | Pollard Banknote Ltd Common Shares (Canada) | 1/7/2013 | Y | 100 | |
| 16:33 | SEHLF | Solargiga Energy Holdings Ltd. Ordinary Shares (Cayman Islands) | 1/7/2013 | Y | 100 | |
| 12:57 | SMIEF | SMI Corp Ltd Ordinary Shares (Bermuda) | 1/7/2013 | Y | 100 | |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 12:57 | ACPHF | Acasti Pharma, Inc. Ordinary Shares (Canada) | 1/7/2013 | 100 | Listed on NCM (ACST) |
| 15:12 | BBHYL | Merrill Lynch & Co., Inc. Biotech HOLDRs Trust | 1/7/2013 | 100 | Effective January 7, 2013, holders of Biotech HOLDRS will be required on a mandatory basis to surrender their Biotech HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Biotech HOLDRS, cash at a gross rate of 153.184657 per depositary share of Biotech HOLDRS less a cancellation fee of 0.10 for a Net Rate of 153.084657.** |
| 16:33 | GLCKF | Gallic Energy Ltd. Ordinary Shares (Canada) | 1/7/2013 | 100 | Acquisition/Merger; Pursuant to the terms of the Arrangement, shareholders of Gallic received 0.3736 of a common share of the Company (?Shares?) for each class A common share of Gallic (?Gallic Share?) held. In addition, Gallic warrantholders will receive replacement warrants of the Company (?Replacement Warrants?) exercisable for that number of Shares equal to the number of Gallic Shares which were otherwise issuable upon the exercise of the Gallic warrants ** |
| 15:12 | OIHYL | Merrill Lynch & Co., Inc. Oil Service HOLDRS - Depositary Receipt | 1/7/2013 | 100 | Effective January 7, 2013, holders of Oil Service HOLDRS will be required on a mandatory basis to surrender their Oil Service HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Oil Service HOLDRS, cash at a gross rate of 114.822447 per depositary share of Oil Service HOLDRS less a cancellation fee of 0.10 for a Net Rate of 114.722447**
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| 15:12 | PPHYL | Merrill Lynch & Co., Inc. Pharmaceutical HOLDRs Trust | 1/7/2013 | 100 | Effective January 7, 2013, holders of Pharmaceutical HOLDRS will be required on a mandatory basis to surrender their Pharmaceutical HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Pharmaceutical HOLDRS, cash at a gross rate of 79.812145 per depositary share of Pharmaceutical HOLDRS less a cancellation fee of 0.10 for a Net Rate of 79.712145 **
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| 15:12 | RKHYL | Merrill Lynch & Co., Inc. Regional Bank HOLDRs Trust | 1/7/2013 | 100 | Effective January 7, 2013, holders of Regional Bank HOLDRS will be required on a mandatory basis to surrender their Regional Bank HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Regional Bank HOLDRS, cash at a gross rate of 88.340601 per depositary share of Regional Bank HOLDRS less a cancellation fee of 0.10 for a Net Rate of 88.240601 ** |
| 15:12 | RTHYL | Merrill Lynch & Co., Inc. Retail HOLDRS Trust terminates 12/31/2041 | 1/7/2013 | 100 | Effective January 7, 2013, holders of Retail HOLDRS will be required on a mandatory basis to surrender their Retail HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Retail HOLDRS, cash at a gross rate of 137.330258 per depositary share of Retail HOLDRS less a cancellation fee of 0.10 for a Net Rate of 137.230258 **
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| 15:12 | SMHYL | Merrill Lynch & Co., Inc. Semiconductors HOLDRs Trust | 1/7/2013 | 100 | Effective January 7, 2013, holders of Semiconductor HOLDRS will be required on a mandatory basis to surrender their Semiconductor HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distribute, upon receipt of your Semiconductor HOLDRS, cash at a gross rate of 29.959208 per depositary share of Semiconductor HOLDRS less a cancellation fee of 0.10 for a Net Rate of 29.859208**
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| 12:57 | WEQIF | Westernone Equity Income Fund Unit (Canada) | 1/7/2013 | 100 | Plan of Arrangement. Pursuant to the Arrangement, each holder of Units will receive one common share of WesternOne Inc. in exchange for each Unit held. ** |
| SYMBOL CHANGES | |
| Updated | Date | Old Symbol | New Symbol | Name | Comment |
| 12:57 | 1/7/2013 | IAALD | IAALF | IBC Advanced Alloys Corp Common shares (Canada) | ** |
| 12:57 | 1/7/2013 | REDGE | REDG | Red Giant Entertainment Inc. Common Stock | ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 12:57 | 1/7/2013 | AGIJD | Artistmss International Group, Inc. NEW Common Stock | AGIJ | Artistmss International Group, Inc. Common Stock | ** |
| 15:41 | 1/7/2013 | ANLDP | American Land Lease, Inc. Series A Cumulative Redeemable Preferred Shares | ANLDD | American Land Lease, Inc. NEW Series A Cumulative Redeemable Preferred Shares | 1-4 R/S where shareholders owning fewer than 4 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $27.42 per share on a pre-split basis; immediately followed by 4-1 F/S. ** |
| 16:33 | 1/7/2013 | ARGXF | Argus Metal Corp. Ordinary Shares (Canada) | ARGXD | Argus Metal Corp. Ordinary Shares (Canada) | 1-20 R/S** |
| 12:57 | 1/7/2013 | AVFPD | Avis Financial Corporation (NEW) Common Stock | AVFP | Avis Financial Corporation Common Stock | ** |
| 12:57 | 1/7/2013 | KABXD | Kabe Exploration Inc. NEW Common Stock | KABX | Kabe Exploration Inc. Common Stock | ** |
| 16:33 | 1/7/2013 | MQCMF | Mosquito Cons Gold Mines Ltd Ordinary Shares | MQCMF | American Cumo Mining Corp. Ordinary Shares (Canada) | ** |
| 12:57 | 1/7/2013 | MTVOD | Montavo, Inc. NEW Common Stock | MTVO | Montavo, Inc. Common Stock | ** |
| 12:57 | 1/7/2013 | PBEGF | Petrobank Energy & Resource Lt Ordinary Shares | PBEGF | Petrobank Energy & Resource Lt Ordinary Shares | CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobank Energy and Resources Ltd. will be changed. ** |
| 12:57 | 1/7/2013 | PBKEF | Petrobakken Energy Ltd. Class A (Canada) | PBKEF | Petrobakken Energy Ltd. Class A (Canada) | CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobakken Energy Ltd. will be changed. ** |
| 16:33 | 1/7/2013 | PHKIF | Poly Hong Kong Investments Ltd Ordinary Shares | PHKIF | Poly Ppty Group Co Ltd Ordinary Shares (Hong Kong) | Name/CUSIP Change ** |
| 12:57 | 1/7/2013 | SUPU | SuperLight Inc Common Stock | JALA | Be Active Holdings, Inc. Common Stock | ** |
| 12:57 | 1/7/2013 | TNSXD | Big Tree Group, Inc. NEW Common Stock | TNSX | Big Tree Group, Inc. Common Stock | ** |
Portal System Changes 1/4/2013 12:00:00 AM |
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There are no entries for Portal issues.
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Private Placement Security Changes 1/4/2013 12:00:00 AM |
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There are no entries for Private Placement Security issues.
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