|
Other-OTC System Changes - 1/3/2013 12:00:00 AM
|
| |
|

|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 07:55 | TODAF | Toda International Holdings, Inc Ordinary Shares (Cayman islands) | 1/3/2013 | Y | 100 | From BB (TODAF) |
| 09:23 | ANTR | Antaga International Corporation Common Stock | 1/4/2013 | Y | 100 | From BB (ANTRE) |
| 13:06 | ASCC | Aristocrat Group Corp Common Stock | 1/4/2013 | Y | 100 | From BB (ASCC) |
| 16:27 | EVIPF | Envipco Holding NV Shares -B- | 1/4/2013 | Y | 100 | ** |
| 16:27 | HCBPW | Harvest Community Bank (Pennsville Township, NJ) Warrants 12/31/2013 | 1/4/2013 | Y | 100 | ** |
| 16:27 | PAGAF | Paragon Ag Delbrueck Ordinary shares (Germany) | 1/4/2013 | Y | 100 | |
| 16:27 | PNCXL | PNC Financial Services Group, Inc. (The) Depositary Shares Representing 1/100th Perpetual Preferred Series O | 1/4/2013 | Y | 100 | ** |
| 12:50 | RDVWF | RadView Software, Ltd. Ordinary Shares (Israel) | 1/4/2013 | Y | 100 | From BB (RDVWF) |
| 13:06 | STNT | Stevia Nutra Corp. Common | 1/4/2013 | Y | 100 | From BB (STNT) |
| 12:50 | TSMWF | Taiwan Semiconductor Manufacturing Co Ordinary Shares | 1/4/2013 | Y | 100 | Reinstatement |
| 09:23 | VCBP | Valley Commerce Bancorp (CA) Common Stock | 1/4/2013 | Y | 100 | From BB (VCBP) |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of Trade | Comments |
| 09:23 | CRST | Crestek Inc Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | ECLN | Encore Clean Energy, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC ** |
| 09:23 | EENT | Energy & Engine Technology Corp Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | EMDAQ | Equity Media Holdings Corporation Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | EPTI | Ensurapet, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | ETLS | eTotalSource, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | FPNDQ | Firepond, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | GNCE | G N C Energy Corp Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | HFGB | Huifeng Bio-pharmaceutical Technology Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | HMDO | Home Director, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | HOTJ | House of Taylor Jewelry, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | HSPO | HealthSport, Inc. Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 09:23 | HTPI | Home Theater Products Intl Inc Common Stock | 1/3/2013 | 100 | 12(j) Registration Revoked by SEC |
| 16:27 | ASTV | As Seen On TV, Inc. COMMON STOCK | 1/4/2013 | 100 | Added to OTCBB ** |
| 09:23 | CNCEF | C&C Energia, LTD Foreign Ordinary Shares | 1/4/2013 | 100 | Plan of Arrangement** |
| 16:27 | CNOZ | Cono Italiano, Inc. Common Stock | 1/4/2013 | 100 | Added to OTCBB ** |
| 12:50 | IULTY | Industrea Ltd ADR Sponsored (Australia) | 1/4/2013 | 100 | ADR Program Acquisition/Termination ($26.478253/ADS) ** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 09:23 | 1/4/2013 | ARNH | The Automotive Resource Network Holdings, Inc. Common Stock New | ARNHD | The Automotive Resource Network Holdings, Inc. NEW Common Stock New | 1-2,500 R/S ** |
| 16:27 | 1/4/2013 | EONGY | E.ON AG Sponsored ADR (Germany) | EONGY | E.ON SE Sponsored ADR (Germany) | ** |
| 09:23 | 1/4/2013 | EVXA | Enviroxtract, Inc. Common Stock | EVXAD | Mission Mining Company Common Stock | 1-1000 R/S. New Name Mission Mining Company. New Symbol EVXAD ** |
| 12:50 | 1/4/2013 | SANT | Santeon Group, Inc. Common Stock | SANTD | Santeon Group, Inc. NEW Common Stock | 1-400 R/S ** |
| 09:23 | 1/7/2013 | BDGVD | Med One Oak, Inc. (NEW) Common Stock | BDGV | Med One Oak, Inc. Common Stock | ** |
Portal System Changes 1/3/2013 12:00:00 AM |
|
There are no entries for Portal issues.
|
Private Placement Security Changes 1/3/2013 12:00:00 AM | | |
|
| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS Reportable Flag | Unit of Trade | Comments |
| 16:27 | JPPZZ | JP Morgan Chase Bank NA London Branch Chinese Low Exercise Price Warrant Hongyang 144a 3C7 | 1/4/2013 | N | 100 | ** |
| |
| Notes | |
| The deletion from NBB for IULTY/IULTY, reported on the Daily List of 01/03/2013, with an Effective Date of 01/04/2013, has been cancelled.; The Name Change from E.ON AG Sponsored ADR (Germany) to Societas Europaea (SE) Sponsored ADR (Germany), reported on the Daily List of 01/03/2013, with an Effective Date of 01/04/2013 , has been cancelled. |