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Other-OTC System Changes - 1/3/2011 12:00:00 AM
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 13:18 | CPWE | Clean Power Technologies Inc. Common Stock | 1/4/2011 | Y | 100 | From BB (CPWEE)** |
| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:18 | AAUFF | Altus Group Income Fd Common Shares (Canada) | 1/4/2011 | 100 | Plan of Arrangement ** |
| 13:18 | AMBE | Amber Resources Co Common Stock | 1/4/2011 | 100 | Added to BB |
| 13:18 | CDSEQ | Credit Store, Inc. (The) Common Stock | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | CPMEF | Computime Group Limited Ordinary Shares (Cayman Islands) | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | CWIFF | Chesswood Income Fund Tr Unit (Canada) | 1/4/2011 | 100 | Plan of Arrangement** |
| 13:18 | GSNI | Global Satellite Network Inc Common Stock | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | JAARF | Jazz Air Income Fd Unit | 1/4/2011 | 100 | Plan of Arrangement** |
| 13:18 | JUSTF | Just Energy Income Fund Units | 1/4/2011 | 100 | Re-classification: Units to Common Shares. |
| 16:18 | NBRI | North Bay Resources Inc Common Stock | 1/4/2011 | 100 | Added to BB |
| 13:18 | PLFRF | Palfinger AG Ordinary Shares (Austria) | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | RRGCF | Rolls Royce Group plc SHS - C - Entitlement July 09 (United Kingdom) | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | SGMVF | Shanghai Good & Material Ordinary Shares | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | SPCY | Spicology, Inc. Common Stock | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | SVAUF | Storagevault Cda Inc. Ordinary Shares (Canada) | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | SVKAF | Skandinaviska Enskilda C Free Ordinary Shares | 1/4/2011 | 100 | Inactive Security** |
| NAME/SYMBOL CHANGES | |
| Updated | Date | Old Symbol | Old Name | New Symbol | New Name | Comment |
| 13:18 | 1/4/2011 | AIIFF | Armtec Infrastructure Income Fund Tr Unit (Canada) | AIIFF | Armtec Infrastructure, Inc. Ordinary Shares(Canada) | ** |
| 13:18 | 1/4/2011 | BIRDF | Bird Constr Income Fd Unit (Canada) | BIRDF | Bird Construction Inc. Common Shares (Canada) | ** |
| 13:18 | 1/4/2011 | BLIAF | Bell Aliant Regional Communications Income Fd Unit (Canada) | BLIAF | Bell Aliant, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | BREUF | Brookfield Real Estate Services Fund Trust Unit (Canada) | BREUF | Brookfield Real Estate Services Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | CDHPF | Canadian Helicopters Income Fd Unit (Canada) | CDHPF | Canadian Helicopters Group, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | CMHIF | CML Healthcare Income Fund Unit (Canada) | CMHIF | CML Healthcare, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | CNPID | China Power Technology, Inc. NEW Common Stock | CNPI | China Power Technology, Inc. Common Stock | ** |
| 16:18 | 1/4/2011 | CPXGF | Cineplex Galaxy Income Fund Tr Unit (Canada) | CPXGF | Cineplex, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | DHIFF | Davis Henderson Income Fund Ordinary Shares (Canada) | DHIFF | Davis & Henderson Income Corp. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | FMDHF | Futuremed Healthcare Income Fund Units (Canada) | FMDHF | Futuremed Healthcare Products Corp. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | FNLIF | First National Financial Income Fund Unit (Canada) | FNLIF | First National Financial Corp. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | GNVUF | Genivar Income Fd Tr Unit (Canada) | GNVUF | Genivar, Inc. Ordinary Shares (Canada) | ** |
| 16:18 | 1/4/2011 | IBIBF | IBI Income FD TR Unit (Canada) | IBIBF | IBI Group, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | JSTEF | Just Energy Exchange Corporation Ordinary Shares (Canada) | JSTEF | Just Energy Group, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | KXLAF | Kodiak Exploration Ltd Ordinary Shares (Canada) | KXLAF | Prodigy Gold, Inc. Ordinary Shares (Canada) | ** |
| 17:12 | 1/4/2011 | LEXV | VG Gold Corp. Ordinary Shares | LEXVF | Lexam VG Gold, Inc Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | MSIXF | Morneau Sobeco Income Fund Unit (Canada) | MSIXF | Morneau Shepell Inc. Common Shares (Canada) | ** |
| 16:18 | 1/4/2011 | NWTUF | North West Co Fund Trust Unit (Canada) | NWTUF | The North West Company, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | PERPD | Pepper Rock Resources Corp. NEW Common Stock NEW | PEPR | Pepper Rock Resources Corp. Common Stock | ** |
| 13:18 | 1/4/2011 | PMGLF | Petrominerales Ltd Ordinary Shares (Bahamas) | PMGLF | Petrominerales Ltd Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | ROYHF | Royal Host Rl Est Tr Ordinary Shares | ROYHF | Royal Host, Inc. Ordinary Shares | ** |
| 13:18 | 1/4/2011 | RSGUF | Rogers Sugar Inc Fd Instlmnt Ordinary Shares | RSGUF | Rogers Sugar Inc Ordinary Shares | ** |
| 13:18 | 1/4/2011 | SCUPF | Second Cup Income Fund Unit (Canada) | SCUPF | Second Cup Ltd. (The) Common Shares (Canada) | ** |
| 13:18 | 1/4/2011 | SUMXF | Supremex Income Fd Tr unit (Canada) | SUMXF | Supremex Inc. Common Shares(Canada) | ** |
| 13:18 | 1/4/2011 | SWSSF | Swiss Water Decaffeinated Coffee Income Fund Trust Units | SWSSF | Ten Peaks Coffee Company, Inc. Ordinary Shares | ** |
| 13:18 | 1/4/2011 | VICUF | Vicwest Income Fund Trust Unit (Canada) | VICUF | Vicwest, Inc. Ordinary Shares (Canada) | ** |
| 13:18 | 1/4/2011 | WJXFF | Wajax Income Fund Ordinary Fund Unit (Canada) | WJXFF | Wajax Corp. Ordinary Shares (Canada) | ** |
Portal System Changes 1/3/2011 12:00:00 AM | | |
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| SECURITY DELETIONS | |
| Updated | Symbol | Company Name | Effective Date | Unit of
Trade | Comments |
| 13:18 | JUBLY | Jubilant Organosys Limited 144A Sponsored GDR | 1/4/2011 | 100 | Inactive Security** |
| 13:18 | TMKOL | Tmk Oao Sponsored GDR 144A (Russia) | 1/4/2011 | 100 | Inactive Security** |
Private Placement Security Changes 1/3/2011 12:00:00 AM | | |
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| SECURITY ADDITIONS | |
| Updated | Symbol | Company Name | Effective Date | OATS
Reportable
Flag | Unit of
Trade | Comments |
| 16:18 | CHKWZ | Chesapeake Energy Corporation PFD CONV 5.75% 144A | 1/4/2011 | N | 100 | |
| 16:18 | JPMIZ | JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (MADHUCON PROJECTS LTD) (United States) (Expires 11/04/2014) | 1/4/2011 | N | 100 | |
