October 30, 2014
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OTCBB and Other-OTC System Changes - 1/3/2011 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:18 AMBE Amber Resources Co Common Stock 1/4/2011 100 From NBB (AMBE)** 


Portal System Changes 1/3/2011 12:00:00 AM
There are no entries for Portal issues.









Private Placement Security Changes 1/3/2011 12:00:00 AM
 
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:18 CHKWZ Chesapeake Energy Corporation PFD CONV 5.75% 144A 1/4/2011 100  
13:18 CPWE Clean Power Technologies Inc. Common Stock 1/4/2011 100 From BB (CPWEE)** 
16:18 JPMIZ JPMorgan Chase Bank N A London Branch INDIAN LOW EXERCISE PRICE WT 144A 3C7 (MADHUCON PROJECTS LTD) (United States) (Expires 11/04/2014) 1/4/2011 100  
16:18 NBRI North Bay Resources Inc Common Stock 1/4/2011 100 From NBB (NBRI)** 
16:18 ZSIT Zhong Sen Intl Tea Co. Common 1/4/2011 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:18 AAUFF Altus Group Income Fd Common Shares (Canada) 1/4/2011 100 Plan of Arrangement ** 
13:18 AMBE Amber Resources Co Common Stock 1/4/2011 100 Added to BB 
13:18 CDSEQ Credit Store, Inc. (The) Common Stock 1/4/2011 100 Inactive Security** 
13:18 CPMEF Computime Group Limited Ordinary Shares (Cayman Islands) 1/4/2011 100 Inactive Security** 
13:18 CPWEE Clean Power Technologies Inc. Common Stock 1/4/2011 100 Failure To Comply With NASD 6530; Added to NBB (CPWE)** 
13:18 CWIFF Chesswood Income Fund Tr Unit (Canada) 1/4/2011 100 Plan of Arrangement** 
13:18 GSNI Global Satellite Network Inc Common Stock 1/4/2011 100 Inactive Security** 
13:18 IBPM iBio, Inc. Common Stock 1/4/2011 100 Listed on NYSE Amex (IBIO) 
13:18 JAARF Jazz Air Income Fd Unit 1/4/2011 100 Plan of Arrangement** 


Portal System Changes 1/3/2011 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
13:18 JUBLY Jubilant Organosys Limited 144A Sponsored GDR 1/4/2011 100 Inactive Security** 
13:18 JUSTF Just Energy Income Fund Units 1/4/2011 100 Re-classification: Units to Common Shares. 
16:18 NBRI North Bay Resources Inc Common Stock 1/4/2011 100 Added to BB 
13:18 PLFRF Palfinger AG Ordinary Shares (Austria) 1/4/2011 100 Inactive Security** 
13:18 RRGCF Rolls Royce Group plc SHS - C - Entitlement July 09 (United Kingdom) 1/4/2011 100 Inactive Security** 
13:18 SGMVF Shanghai Good & Material Ordinary Shares 1/4/2011 100 Inactive Security** 
13:18 SPCY Spicology, Inc. Common Stock 1/4/2011 100 Inactive Security** 
13:18 SVAUF Storagevault Cda Inc. Ordinary Shares (Canada) 1/4/2011 100 Inactive Security** 
13:18 SVKAF Skandinaviska Enskilda C Free Ordinary Shares 1/4/2011 100 Inactive Security** 
13:18 TMKOL Tmk Oao Sponsored GDR 144A (Russia) 1/4/2011 100 Inactive Security** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:18 1/5/2011 ODMO ODMOE Odimo Incorporated Common Stock Delinquent ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:18 1/4/2011 AIIFF Armtec Infrastructure Income Fund Tr Unit (Canada) AIIFF Armtec Infrastructure, Inc. Ordinary Shares(Canada) ** 
13:18 1/4/2011 ASPN Aspen Exploration Corporation Common Stock ENSV Enservco Corporation Common Stock ** 
13:18 1/4/2011 BIRDF Bird Constr Income Fd Unit (Canada) BIRDF Bird Construction Inc. Common Shares (Canada) ** 
13:18 1/4/2011 BLIAF Bell Aliant Regional Communications Income Fd Unit (Canada) BLIAF Bell Aliant, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 BREUF Brookfield Real Estate Services Fund Trust Unit (Canada) BREUF Brookfield Real Estate Services Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 CDHPF Canadian Helicopters Income Fd Unit (Canada) CDHPF Canadian Helicopters Group, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 CMHIF CML Healthcare Income Fund Unit (Canada) CMHIF CML Healthcare, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 CNPID China Power Technology, Inc. NEW Common Stock CNPI China Power Technology, Inc. Common Stock ** 
16:18 1/4/2011 CPXGF Cineplex Galaxy Income Fund Tr Unit (Canada) CPXGF Cineplex, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 DHIFF Davis Henderson Income Fund Ordinary Shares (Canada) DHIFF Davis & Henderson Income Corp. Ordinary Shares (Canada) ** 
13:18 1/4/2011 FMDHF Futuremed Healthcare Income Fund Units (Canada) FMDHF Futuremed Healthcare Products Corp. Ordinary Shares (Canada) ** 
13:18 1/4/2011 FNLIF First National Financial Income Fund Unit (Canada) FNLIF First National Financial Corp. Ordinary Shares (Canada) ** 
13:18 1/4/2011 GNMT General Metals Corporation Common Stock GNMTD General Metals Corporation. NEW Common Stock 10-11 F/S payabale upon surrender ** 
13:18 1/4/2011 GNVUF Genivar Income Fd Tr Unit (Canada) GNVUF Genivar, Inc. Ordinary Shares (Canada) ** 
16:18 1/4/2011 IBIBF IBI Income FD TR Unit (Canada) IBIBF IBI Group, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 JSTEF Just Energy Exchange Corporation Ordinary Shares (Canada) JSTEF Just Energy Group, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 KXLAF Kodiak Exploration Ltd Ordinary Shares (Canada) KXLAF Prodigy Gold, Inc. Ordinary Shares (Canada) ** 
17:12 1/4/2011 LEXV VG Gold Corp. Ordinary Shares LEXVF Lexam VG Gold, Inc Ordinary Shares (Canada) ** 
13:18 1/4/2011 MSIXF Morneau Sobeco Income Fund Unit (Canada) MSIXF Morneau Shepell Inc. Common Shares (Canada) ** 
16:18 1/4/2011 NWTUF North West Co Fund Trust Unit (Canada) NWTUF The North West Company, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 PERPD Pepper Rock Resources Corp. NEW Common Stock NEW PEPR Pepper Rock Resources Corp. Common Stock ** 
13:18 1/4/2011 PMGLF Petrominerales Ltd Ordinary Shares (Bahamas) PMGLF Petrominerales Ltd Ordinary Shares (Canada) ** 
13:18 1/4/2011 ROYHF Royal Host Rl Est Tr Ordinary Shares ROYHF Royal Host, Inc. Ordinary Shares ** 
13:18 1/4/2011 RSGUF Rogers Sugar Inc Fd Instlmnt Ordinary Shares RSGUF Rogers Sugar Inc Ordinary Shares ** 
13:18 1/4/2011 SCUPF Second Cup Income Fund Unit (Canada) SCUPF Second Cup Ltd. (The) Common Shares (Canada) ** 
13:18 1/4/2011 SUMXF Supremex Income Fd Tr unit (Canada) SUMXF Supremex Inc. Common Shares(Canada) ** 
13:18 1/4/2011 SWSSF Swiss Water Decaffeinated Coffee Income Fund Trust Units SWSSF Ten Peaks Coffee Company, Inc. Ordinary Shares ** 
13:18 1/4/2011 VICUF Vicwest Income Fund Trust Unit (Canada) VICUF Vicwest, Inc. Ordinary Shares (Canada) ** 
13:18 1/4/2011 VNDBD Vendum Batteries Inc. NEW Common Stock VNDB Vendum Batteries Inc. Common Stock ** 
13:18 1/4/2011 WJXFF Wajax Income Fund Ordinary Fund Unit (Canada) WJXFF Wajax Corp. Ordinary Shares (Canada) ** 
13:18 1/4/2011 WYNX Waytronx, Inc. Common Stock CUGI CUI Global, Inc. Common Stock ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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