October 31, 2014
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OTCBB and Other-OTC System Changes - 1/2/2008 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
13:52 BMLS Burke Mills, Inc. Common Stock 1/3/2008   From BB (BMLS)** 
15:54 FPLSF 5N Plus Inc Common (Canada) 1/3/2008    
15:53 HARY Harry's Trucking, Inc. Common Stock 1/3/2008   ** 
15:54 ISFR International Surf Resorts, Inc. Common Stock 1/3/2008    
15:53 LGBS Legends Business Group, Inc. Common Stock 1/3/2008   From NBB (LGBS)** 
16:33 TRNEF Terrane Metals Corp. Wt Exp 06/11/2012 (Canada) 1/3/2008    


Portal System Changes 1/2/2008 12:00:00 AM
 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
09:58 JPIRZ J. P. Morgan International Derivatives Ltd. CTF on MSCI daily Tr Net 144A Emerging Markets Turkey US$ 12/31/2007 (Jersey) 1/2/2008  Expired Security 
09:58 AICZM Allegro Investment Corp. S.A. 4.84% ELKS on United Technologies Corp Com 144A 1/3/2008  Expired Security 
13:52 BMLS Burke Mills, Inc. Common Stock 1/3/2008  Form 15; Terminated Registration under the 34 Act; Added to the Other OTC (BMLS) ** 
15:53 EYGFI Entergy Gulf States, Inc. $4.20 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($102.81/sh plus accrued interest) ** 
15:53 EYGFN Entergy Gulf States, Inc. $7.56 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($101.80/sh plus accrued interest) ** 
15:53 EYGFO Entergy Gulf States, Inc. $4.44 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($103.75/sh plus accrued interest) ** 
15:54 EYGFP Entergy Gulf States, Inc. Adjustable Rate Series A Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($100.00/sh plus accrued interest) ** 
15:54 EYGUH Entergy Gulf States, Inc. $4.40 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($103.00/sh plus accrued interest) 
15:54 EYGUN Entergy Gulf States, Inc. $4.50 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($105.00/sh plus accrued interest) 
15:53 EYGUO Entergy Gulf States, Inc. $6.08 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($103.34/sh plus accrued interest) ** 
15:54 EYGUP Entergy Gulf States, Inc. $5.00 Preferred Stock 1/3/2008  Called for Redemption 12/30/2007 ($104.25/sh plus accrued interest) ** 
15:54 LGBS Legends Business Group, Inc. Common Stock 1/3/2008  Added to OTCBB (LGBS)** 
15:53 LYSB LyndonBank (VT) Common Stock 1/3/2008  Acquired by Community Bancorp (VT)($25.25/sh) ** 
17:00 MDWGF Midway Gold Corporation Ordinary Shares (Canada) 1/3/2008  Listed on AMEX ** 
13:52 TOPTP TOP Tankers Inc. 144A Series A Cum Convertible Preferred 1/3/2008  Stock never issued 
15:53 UNBH Union Bankshares Company (ME) Common Stock 1/3/2008  Acquired by Camden National Corporation (1.9106/sh CAC or $68.00/sh or combination)** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
13:52 1/4/2008 AZGS AZGSE Aztec Oil & Gas, Inc. Common Stock Auditor Opinion ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:58 1/2/2008 AKCPY Asustek Computer Inc Ord 144A AKCIY Asustek Computer Inc Sponsored GDR New 144A 1-5 R/S ** 


Private Placement Security Changes 1/2/2008 12:00:00 AM
 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
09:58 1/2/2008 AKCZF Asustek Computer Inc Ord American Depository Receipt AKCIF Asustek Computer Inc New American Depositary Shares 1-5 R/S ** 
13:52 1/3/2008 CCDE Cascade Coaching Corporation Common Stock EWCR Empire Water Corporation Common stock ** 
13:52 1/3/2008 CSNI Capital Solutions I, Inc. Common Stock FUFW Fuda Faucet Works, Inc. Common Stock 3.2-1 F/S; Payable upon Surrender of Certificates ** 
13:52 1/3/2008 KNIN K-9 Concepts, Inc. Common Stock KNIE K-9 Concepts, Inc. New Common Stock 3-1 F/S; Payable upon Surrender of Certificates ** 
13:52 1/3/2008 MLEX Malex, Inc. Common Stock CWSI China Wind Systems, Inc. Common Stock ** 
16:33 1/3/2008 PIPRF Pisces Cap Corp Common (Canada) PCQRF Petrolympic Ltd. Common Shares (Canada) ** 
16:33 1/3/2008 WRRLF Wind River Resources Ltd Ordinary Shares (Canada) TLRRF Teslin River Resources Corp. Ordinary Shares (Canada) 1-5 R/S ** 
 
Notes  

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
  • Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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